FIRST SHANGHAI INVESTMENTS LIMITED: O HKD

Exchange Code Listed Last trade Delisted
SEHK main board 1083  2000-02-08  2001-07-27  2001-08-02
SEHK main board 1142  1997-12-18  1999-12-14  1999-12-20
SEHK main board 0227  1972-08-24    
Stock code:

CCASS holdings on 2016-01-28

Row CCASS
ID
Participant Holding Stake %
1 B01686 FIRST SHANGHAI SECURITIES LTD 181,512,667
2 B01161 UBS SECURITIES HONG KONG LTD 140,288,000
3 C00033 BANK OF CHINA (HONG KONG) LTD 116,009,656
4 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 80,830,212
5 C00019 THE HONGKONG AND SHANGHAI BANKING 76,348,946
6 B01130 BOCI SECURITIES LTD 40,516,000
7 B01284 HANG SENG SECURITIES LTD 20,086,071
8 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 18,280,583
9 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 17,510,824
10 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 17,106,906
11 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 16,520,000
12 C00018 HANG SENG BANK LTD 14,494,865
13 C00010 CITIBANK N.A. 13,380,590
14 C00037 SHANGHAI COMMERCIAL BANK LTD 11,200,000
15 B01289 SOUTH CHINA SECURITIES LTD 11,157,800
16 B01905 SDICS INTERNATIONAL SECURITIES (HONG 10,728,000
17 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 10,463,153
18 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 10,416,000
19 B01727 ICBC (ASIA) SECURITIES LTD 10,225,000
20 B01183 CHONG HING SECURITIES LTD 9,323,200
21 C00028 NANYANG COMMERCIAL BANK LTD 9,240,000
22 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 9,048,000
23 B01118 EAST ASIA SECURITIES CO LTD 7,801,563
24 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 7,772,000
25 C00048 CHIYU BANKING CORPORATION LTD 7,319,499
26 C00041 OCBC BANK (HONG KONG) LTD 7,216,000
27 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 7,184,000
28 B01086 EVERBRIGHT SECURITIES INVESTMENT 6,824,044
29 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 6,744,000
30 B01673 FULBRIGHT SECURITIES LTD 6,348,000
31 B01788 SUNRISE SECURITIES LTD 5,720,200
32 B01762 DBS VICKERS (HONG KONG) LTD 5,576,000
33 B01610 KGI ASIA LTD 5,544,000
34 B01584 CHIEF SECURITIES LTD 5,512,000
35 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 5,279,605
36 B01695 DAH SING SECURITIES LTD 4,886,403
37 B01842 BOCOM INTERNATIONAL SECURITIES LTD 4,792,000
38 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,376,001
39 C00015 DBS BANK (HONG KONG) LTD 4,263,334
40 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,903,153
41 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 3,736,000
42 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 3,576,000
43 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,456,000
44 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 3,104,000
45 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 3,024,000
46 C00003 THE BANK OF EAST ASIA LTD 2,904,000
47 B01353 UOB KAY HIAN (HONG KONG) LTD 2,848,000
48 C00100 JPMORGAN CHASE BANK, NATIONAL 2,829,200
49 B01373 CHRISTFUND SECURITIES LTD 2,806,400
50 B01563 XINKONG INTERNATIONAL SECURITIES LTD 2,792,000
51 B01264 MIB SECURITIES (HONG KONG) LTD 2,544,000
52 B01510 ORIENTAL PATRON SECURITIES LTD 2,376,000
53 B01323 DEUTSCHE SECURITIES ASIA LTD 2,294,800
54 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 2,216,000
55 B01129 WOCOM SECURITIES LTD 2,216,000
56 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 2,205,459
57 B01137 CHOW SANG SANG SECURITIES LTD 2,104,000
58 C00058 CHINA CITIC BANK INTERNATIONAL LTD 2,001,691
59 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,935,153
60 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,929,600
61 B01567 PRIME SECURITIES LTD 1,672,000
62 C00074 DEUTSCHE BANK AG 1,646,057
63 B01416 VC BROKERAGE LTD 1,632,000
64 B01423 PRUDENTIAL BROKERAGE LTD 1,544,000
65 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,424,000
66 B01338 EMPEROR SECURITIES LTD 1,392,173
67 B01551 YUE XIU SECURITIES CO LTD 1,384,000
68 B01220 WING ON CHEONG SECURITIES CO LTD 1,376,000
69 B01439 TAI TAK SECURITIES (ASIA) LTD 1,328,000
70 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 1,208,000
71 B01818 I-ACCESS INVESTORS LTD 1,192,000
72 B01119 CELESTIAL SECURITIES LTD 1,187,749
73 B01209 MASON SECURITIES LTD 1,168,000
74 B01324 FUNDERSTONE SECURITIES LTD 1,078,400
75 B01173 RIFA SECURITIES LTD 1,064,000
76 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 1,048,000
77 B01356 DELTA ASIA SECURITIES LTD 1,032,000
78 B01272 FB SECURITIES (HONG KONG) LTD 992,001
79 B01606 EWARTON SECURITIES LTD 944,000
80 B01275 SANFULL SECURITIES LTD 942,400
81 B01184 QUAM SECURITIES LTD 932,000
82 B01298 GET NICE SECURITIES LTD 896,000
83 B01217 TAIPING SECURITIES (HK) CO LTD 880,000
84 B01773 TOYO SECURITIES ASIA LTD 840,000
85 B01445 VICTORY SECURITIES CO LTD 816,000
86 B01546 WO FUNG SECURITIES CO LTD 816,000
87 B01685 ARK SECURITIES (HONG KONG) LTD 736,000
88 B01813 CCB INTERNATIONAL SECURITIES LTD 704,000
89 B01843 TELECOM KING SECURITIES LTD 688,000
90 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 656,000
91 B01433 HING WAI ALLIED SECURITIES LTD 624,000
92 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 608,000
93 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 603,000
94 B01585 SINO GRADE SECURITIES LTD 592,000
95 B01676 TAI SHING STOCK INVESTMENT CO LTD 592,000
96 B01415 TARZAN STOCK & SHARES LTD 576,000
97 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 560,000
98 B01564 ABCI SECURITIES CO LTD 552,000
99 B01940 SOFI SECURITIES (HONG KONG) LTD 528,000
100 B01511 TAT LEE SECURITIES CO LTD 528,000
101 B01455 NATIONAL RESOURCES SECURITIES LTD 520,000
102 B01230 GAOYU SECURITIES LIMITED 488,000
103 B01625 METRO CAPITAL SECURITIES LTD 488,000
104 B01937 CHANGJIANG SECURITIES BROKERAGE (HK) LTD 480,000
105 B01649 CINDA INTERNATIONAL SECURITIES LTD 480,000
106 B01458 YICKO SECURITIES LTD 480,000
107 B01514 KARL-THOMSON SECURITIES CO LTD 464,000
108 B01769 ONE CHINA SECURITIES LTD 460,483
109 B01141 FE SECURITIES LTD 456,000
110 B01556 LUK FOOK SECURITIES (HK) LTD 456,000
111 B01831 NERICO BROTHERS LTD 456,000
112 B01662 BOKHARY SECURITIES LTD 448,000
113 B01740 WIN SECURITIES LTD 432,000
114 B01868 JIMEI SECURITIES LTD 424,000
115 B01198 PO KAY SECURITIES & SHARES CO LTD 424,000
116 B01700 REALINK FINANCIAL TRADE LTD 424,000
117 B01450 DL BROKERAGE LTD 416,000
118 B01253 STOCKWELL SECURITIES LTD 416,000
119 B01224 MERRILL LYNCH FAR EAST LTD 408,000
120 B01340 LEHIN SECURITIES LTD 401,418
121 B01123 HING WONG SECURITIES LTD 400,000
122 B01169 PUBLIC FINANCIAL SECURITIES LTD 400,000
123 B01497 SINOPAC SECURITIES (ASIA) LTD 400,000
124 B01267 WINFULL SECURITIES LTD 400,000
125 B01247 KWAI HUNG SECURITIES CO LTD 392,000
126 B01181 FOSUN INTERNATIONAL SECURITIES LTD 384,000
127 B01240 TSUN CHI YUEN SECURITIES CO LTD 380,798
128 B01552 CARRIER STOCK INVESTMENT CO LTD 376,000
129 B01459 IFAST SECURITIES (HK) LTD 376,000
130 B01853 CMBC SECURITIES CO LTD 374,851
131 B01470 HUNG SING SECURITIES LTD 352,000
132 B01213 MONEYMORE SECURITIES LTD 352,000
133 B01975 SUPREME CHINA SECURITIES LTD 352,000
134 B01543 KWONG FAT HONG (SECURITIES) LTD 348,800
135 B01743 CEPA ALLIANCE SECURITIES LTD 344,000
136 B01402 PHOENIX CAPITAL SECURITIES LTD 344,000
137 B01525 KEE CHEONG SECURITIES CO LTD 336,000
138 B01661 HERMES SECURITIES LTD 328,000
139 B01765 PROMISING SECURITIES CO LTD 328,000
140 B01290 SPS SECURITIES LTD 325,333
141 B01604 WANHAI SECURITIES (HK) LTD 320,000
142 B01814 WELL LINK SECURITIES LTD 320,000
143 B01425 WELLFULL SECURITIES CO LTD 315,200
144 B01427 TSE'S SECURITIES LTD 312,426
145 B01343 CELETIO INVESTMENTS LTD 312,000
146 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 312,000
147 B01212 HENYEP SECURITIES LTD 300,800
148 B01328 BAN HIN SECURITIES CO LTD 288,000
149 B01759 WINLAND WEALTH MANAGEMENT LTD 288,000
150 B01939 SOOCHOW SECURITIES INTERNATIONAL 280,000
151 B01280 WING FAT SECURITIES LTD 280,000
152 B01462 MANGO FINANCIAL LTD 277,333
153 B01726 C.P. SECURITIES INTERNATIONAL LTD 274,666
154 B01259 FAIR EAGLE SECURITIES CO LTD 272,000
155 B01761 KO'S BROTHER SECURITIES CO LTD 272,000
156 B01347 CGS INTERNATIONAL SECURITIES HK LTD 256,000
157 B01619 TUNG WUI SECURITIES CO LTD 248,000
158 B01588 LEI SHING HONG SECURITIES LTD 245,460
159 B01821 GETTA SECURITIES LTD 224,000
160 B01438 KINGSTON SECURITIES LTD 224,000
161 B01460 BERICH BROKERAGE LTD 216,000
162 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 216,000
163 B01342 WAH THAI SECURITIES LTD 216,000
164 C00093 BNP PARIBAS 215,943
165 C00091 BANK OF SINGAPORE LTD 208,000
166 B01745 GUOCHUANG SECURITIES FINANCIAL HOLDING 202,667
167 B01789 HO FUNG SHARES INVESTMENT LTD 201,751
168 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 200,000
169 B01389 ZHONGRONG PT SECURITIES LTD 192,000
170 B01472 SUN GROWTH SECURITIES LTD 186,014
171 B01666 GLORY SUN SECURITIES LTD 184,000
172 B01575 MASTER TRADEMORE SECURITIES LTD 184,000
173 B01246 ROCTEC SECURITIES CO LTD 184,000
174 B01252 CORPORATE BROKERS LTD 182,425
175 B01947 FUBON SECURITIES (HONG KONG) LTD 176,000
176 C00088 CHINA MERCHANTS BANK CO LTD 168,000
177 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 168,000
178 B01917 CHINA TIMES SECURITIES LTD 160,000
179 B01266 PRIME CDEX SECURITIES LTD 160,000
180 B01787 SOO PUI CHEN SECURITIES LTD 160,000
181 B01659 CHEER UNION SECURITIES LTD 152,000
182 B01519 GOOD HARVEST SECURITIES CO LTD 152,000
183 B01248 KWAN YICK SECURITIES (INTERNATIONAL) LTD 152,000
184 B01481 NEW REGION SECURITIES CO LTD 152,000
185 B01523 EVER-LONG SECURITIES CO LTD 146,666
186 B01955 FUTU SECURITIES INTERNATIONAL 144,000
187 B01566 K.K.M. SECURITIES LTD 144,000
188 B01576 SIU ON SECURITIES LTD 144,000
189 B01417 CHEE TAK SECURITIES LTD 136,000
190 B01615 KAM FAI SECURITIES CO LTD 136,000
191 B01158 SOLID KING SECURITIES LTD 136,000
192 B01443 YING WAH SECURITIES CO LTD 136,000
193 B01494 AUDREY CHOW SECURITIES LTD 128,000
194 B01705 HENIK SECURITIES LTD 128,000
195 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 128,000
196 B01351 WING FUNG SECURITIES LTD 128,000
197 B01407 WIN WONG SECURITIES LTD 126,400
198 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 120,000
199 B01320 LUEN FAT SECURITIES CO LTD 120,000
200 B01646 TAI NING STOCK CO LTD 120,000
201 B01540 UPBEST SECURITIES CO LTD 120,000
202 B01376 PUBLIC SECURITIES LTD 113,600
203 B01175 F. R. ZIMMERN LTD 112,000
204 B01383 RICH PLEASURE SECURITIES LTD 112,000
205 B01731 SHUN HENG SECURITIES LTD 112,000
206 B01191 OKACHI INVESTMENTS (HONG KONG) CO LTD 104,000
207 B01664 ROOFER SECURITIES LTD 104,000
208 B01908 ASA SECURITIES LTD 96,000
209 B01294 CS WEALTH SECURITIES LTD 96,000
210 B01550 HUAYU SECURITIES LTD 96,000
211 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 96,000
212 B01963 TFI SECURITIES AND FUTURES LTD 96,000
213 B01780 TUNG SHUN SECURITIES LTD 96,000
214 B01559 WISETRADE SECURITIES LTD 96,000
215 B01401 MEGABASE SECURITIES LTD 88,000
216 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 88,000
217 B01231 WINNER INTERNATIONAL SECURITIES LTD 88,000
218 B01732 WINTECH SECURITIES LTD 88,000
219 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 88,000
220 B01489 GRAND CARTEL SECURITIES CO LTD 86,900
221 B01277 BRADBURY SECURITIES LTD 80,000
222 B01651 MING HON SECURITIES LTD 80,000
223 B01597 TIMES SECURITIES CO LTD 80,000
224 B01509 UNICORN SECURITIES CO LTD 80,000
225 B01640 BEIJING SECURITIES LTD 72,000
226 B01806 CHINA GATHER WEALTH FINANCIAL CO LTD 72,000
227 B01297 ONSHINE SECURITIES LTD 72,000
228 B01851 RICHE BRIGHT SECURITIES LTD 72,000
229 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 72,000
230 B01238 TAI YIP STOCK CO LTD 72,000
231 B01535 WING YEE SECURITIES CO LTD 72,000
232 B01967 YUNFENG SECURITIES LTD 72,000
233 B01728 AJ SECURITIES LTD 64,000
234 B01434 BEEVEST SECURITIES LTD 64,000
235 B01329 BLOOMYEARS LTD 64,000
236 B01483 BULLISH SECURITIES LTD 64,000
237 B01385 FAIRWIN BROKING LTD 64,000
238 B01404 HONG KONG STOCK LINK SECURITIES LTD 64,000
239 B01632 WAI FAT SECURITIES LTD 64,000
240 B01653 WAI MAN STOCK & SHARES CO LTD 64,000
241 B01684 WANG ON SECURITIES LTD 64,000
242 B01493 YARDLEY SECURITIES LTD 64,000
243 B01362 JOSPA INVESTMENT CO LTD 63,153
244 B01776 AIF SECURITIES LTD 56,000
245 B01938 CHINA INDUSTRIAL SECURITIES 56,000
246 B01809 CHINA SYSTEM SECURITIES LTD 56,000
247 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 56,000
248 B01678 GLS SECURITIES LTD 56,000
249 B01642 KMT SECURITIES LTD 56,000
250 B01157 PASAY STOCK AND SHARES LTD 56,000
251 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 56,000
252 B01144 TAK FUNG SHARES INVESTMENT CO LTD 56,000
253 B01722 CTW SECURITIES LTD 48,000
254 B01660 GRANSING SECURITIES CO., LIMITED 48,000
255 B01260 LAMTEX SECURITIES LTD 48,000
256 B01767 NEW GALA SECURITIES CO LTD 48,000
257 B01720 NORMAN KONG SECURITIES CO LTD 48,000
258 B01716 ORIENT SECURITIES LTD 48,000
259 B01790 YIELDFUL SECURITIES LTD 48,000
260 B01444 YUEXING SECURITIES COMPANY LTD 48,000
261 B01447 BETA INTERNATIONAL SECURITIES LIMITED 40,000
262 B01520 NORTH SEA SECURITIES LTD 40,000
263 B01708 ROSA SECURITIES LTD 40,000
264 B01749 TANG KEE SECURITIES LTD 40,000
265 B01080 VMS SECURITIES LTD 40,000
266 B01671 AEVITAS SECURITIES LTD 38,583
267 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 32,000
268 B01633 ENLIGHTEN SECURITIES LTD 32,000
269 B01641 FULL WIN SECURITIES LTD 32,000
270 B01875 GUODU SECURITIES (HONG KONG) LTD 32,000
271 B01752 HOI SANG SECURITIES LTD 32,000
272 B01638 KILMOREY SECURITIES LTD 32,000
273 B01326 KING SUN SECURITIES LTD 32,000
274 B01547 KWOK HING SECURITIES LTD 32,000
275 B01296 MONTGOMERY SECURITIES LTD 32,000
276 B01421 ONEPLATFORM SECURITIES LTD 32,000
277 B01918 REALORD ASIA PACIFIC SECURITIES LTD 32,000
278 B01620 VICTORY ENTERPRISES (INVESTMENT) LTD 32,000
279 B01977 ZHONGCAI SECURITIES LTD 32,000
280 B01886 CNI SECURITIES GROUP LTD 24,000
281 B01528 EAA SECURITIES LTD 24,000
282 B01501 GOLDRIDE SECURITIES LTD 24,000
283 B01674 HONGKONG BAY SECURITIES LTD 24,000
284 B01795 RAFFAELLO SECURITIES (HK) LTD 24,000
285 B01782 SEAGA INTERNATIONAL LTD 24,000
286 B01680 SUCCESS SECURITIES LTD 24,000
287 B01679 TAI FUNG SECURITIES LTD 24,000
288 B01815 T & F EQUITIES LTD 24,000
289 B01609 WILBY SECURITIES LTD 24,000
290 B01665 WINSOME STOCK CO LTD 24,000
291 None WONG CHEUNG YING 24,000
292 B01577 YF SECURITIES CO LTD 24,000
293 B01607 RHB SECURITIES HONG KONG LTD 16,009
294 B01521 CHAN NGOK MING SECURITIES LTD 16,000
295 B01614 CHINA HONG KONG CAPITAL ASSET MANAGEMENT 16,000
296 B01570 GOLDENWAY SECURITIES CO LTD 16,000
297 B01558 GOLD FUND SECURITIES CO LTD 16,000
298 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 16,000
299 B01714 HEAD & SHOULDERS SECURITIES LTD 16,000
300 B01794 INTERCONTINENT SECURITIES CO LTD 16,000
301 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 16,000
302 B01469 KAISER SECURITIES LTD 16,000
303 B01895 MARIGOLD INTERNATIONAL SECURITIES LTD 16,000
304 B01457 MARS SECURITIES CO LTD 16,000
305 B01936 MIGHTY BROKERAGE (ASIA) LTD 16,000
306 B01318 OKASAN INTERNATIONAL (ASIA) LTD 16,000
307 B01608 OPEN SECURITIES LTD 16,000
308 B01803 RICH BAY SECURITIES LTD 16,000
309 B01645 SELINA & CO LTD 16,000
310 B01909 SHENG YUAN SECURITIES LTD 16,000
311 B01473 SUNNY WORLD INVESTMENT LTD 16,000
312 B01350 S. W. WOO & CO LTD 16,000
313 B01712 WAH SANG SECURITIES LTD 16,000
314 B01696 HANTEC SECURITIES CO LTD 11,750
315 B01375 AVEREST CAPITAL LTD 8,000
316 B01636 BUSINESS SECURITIES LTD 8,000
317 B01729 GRIT SECURITIES LTD 8,000
318 B01428 HIP HING SECURITIES LTD 8,000
319 B01751 IMAGI BROKERAGE LTD 8,000
320 B01922 SUN SECURITIES LTD 8,000
321 C00012 DAH SING BANK LTD 3,248
322 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,000

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