GOLDWIND SCIENCE&TECHNOLOGY CO., LTD.

Exchange Code Listed Last trade Delisted
HK Main 02208  2010-10-08    
Stock code:
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CCASS holding changes from 2011-11-15 to 2011-11-16

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01161 UBS SECURITIES HONG KONG LTD 1,159,214 848,600 0.23 0.17 2011-11-16
2 C00010 CITIBANK N.A. 51,743,885 267,230 10.35 0.05 2011-11-16
3 C00033 BANK OF CHINA (HONG KONG) LTD 36,981,200 253,000 7.40 0.05 2011-11-16
4 B01224 MERRILL LYNCH FAR EAST LTD 1,446,810 213,000 0.29 0.04 2011-11-16
5 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,977,600 163,800 1.00 0.03 2011-11-16
6 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,815,800 118,000 0.76 0.02 2011-11-16
7 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,884,000 103,000 0.98 0.02 2011-11-16
8 B01323 DEUTSCHE SECURITIES ASIA LTD 3,395,926 98,200 0.68 0.02 2011-11-16
9 B01625 METRO CAPITAL SECURITIES LTD 680,000 80,000 0.14 0.02 2011-11-16
10 B01130 BOCI SECURITIES LTD 9,424,400 72,400 1.88 0.01 2011-11-16
11 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 222,200 60,400 0.04 0.01 2011-11-16
12 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,742,400 50,000 0.55 0.01 2011-11-16
13 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 4,692,600 50,000 0.94 0.01 2011-11-16
14 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 17,457,800 40,600 3.49 0.01 2011-11-16
15 B01353 UOB KAY HIAN (HONG KONG) LTD 3,072,200 34,400 0.61 0.01 2011-11-16
16 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,124,000 33,200 0.42 0.01 2011-11-16
17 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 22,885,200 28,000 4.58 0.01 2011-11-16
18 C00015 DBS BANK (HONG KONG) LTD 1,102,800 27,400 0.22 0.01 2011-11-16
19 B01584 CHIEF SECURITIES LTD 1,092,800 27,000 0.22 0.01 2011-11-16
20 B01330 NOMURA SECURITIES (HK) LTD 1,279,800 20,000 0.26 0.00 2011-11-16
21 B01423 PRUDENTIAL BROKERAGE LTD 213,200 20,000 0.04 0.00 2011-11-16
22 C00037 SHANGHAI COMMERCIAL BANK LTD 3,728,800 20,000 0.75 0.00 2011-11-16
23 B01773 TOYO SECURITIES ASIA LTD 1,307,200 15,000 0.26 0.00 2011-11-16
24 B01818 I-ACCESS INVESTORS LTD 270,600 10,200 0.05 0.00 2011-11-16
25 B01119 CELESTIAL SECURITIES LTD 459,000 10,000 0.09 0.00 2011-11-16
26 B01450 DL BROKERAGE LTD 60,000 10,000 0.01 0.00 2011-11-16
27 B01673 FULBRIGHT SECURITIES LTD 851,200 10,000 0.17 0.00 2011-11-16
28 C00036 CHINA CONSTRUCTION BANK (ASIA) 11,901,400 8,000 2.38 0.00 2011-11-16
29 C00088 CHINA MERCHANTS BANK CO LTD 1,352,400 6,000 0.27 0.00 2011-11-16
30 C00048 CHIYU BANKING CORPORATION LTD 1,837,600 6,000 0.37 0.00 2011-11-16
31 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 476,200 3,000 0.10 0.00 2011-11-16
32 B01407 WIN WONG SECURITIES LTD 38,400 3,000 0.01 0.00 2011-11-16
33 B01252 CORPORATE BROKERS LTD 161,000 2,000 0.03 0.00 2011-11-16
34 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 21,105,592 1,600 4.22 0.00 2011-11-16
35 B01320 LUEN FAT SECURITIES CO LTD 85,000 -1,400 0.02 -0.00 2011-11-16
36 B01685 ARK SECURITIES (HONG KONG) LTD 25,000 -2,000 0.00 -0.00 2011-11-16
37 B01272 FB SECURITIES (HONG KONG) LTD 474,200 -2,400 0.09 -0.00 2011-11-16
38 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 629,800 -2,400 0.13 -0.00 2011-11-16
39 B01524 GOLDEN HILL INVESTMENT CO LTD 12,000 -3,000 0.00 -0.00 2011-11-16
40 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,021,400 -3,000 0.20 -0.00 2011-11-16
41 B01633 ENLIGHTEN SECURITIES LTD 17,200 -4,000 0.00 -0.00 2011-11-16
42 B01266 PRIME CDEX SECURITIES LTD 14,800 -4,000 0.00 -0.00 2011-11-16
43 B01649 CINDA INTERNATIONAL SECURITIES LTD 88,600 -5,000 0.02 -0.00 2011-11-16
44 B01727 ICBC (ASIA) SECURITIES LTD 2,364,600 -5,000 0.47 -0.00 2011-11-16
45 B01531 LAU & CO LTD 103,200 -5,000 0.02 -0.00 2011-11-16
46 C00041 OCBC BANK (HONG KONG) LTD 1,758,600 -5,000 0.35 -0.00 2011-11-16
47 B01129 WOCOM SECURITIES LTD 5,600 -5,000 0.00 -0.00 2011-11-16
48 B01392 TAIFAIR SECURITIES LTD 9,400 -6,000 0.00 -0.00 2011-11-16
49 B01267 WINFULL SECURITIES LTD 172,000 -7,000 0.03 -0.00 2011-11-16
50 B01183 CHONG HING SECURITIES LTD 1,704,600 -7,800 0.34 -0.00 2011-11-16
51 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 2,847,200 -8,200 0.57 -0.00 2011-11-16
52 B01843 TELECOM KING SECURITIES LTD 312,200 -9,000 0.06 -0.00 2011-11-16
53 B01695 DAH SING SECURITIES LTD 498,400 -10,000 0.10 -0.00 2011-11-16
54 B01762 DBS VICKERS (HONG KONG) LTD 774,000 -10,000 0.15 -0.00 2011-11-16
55 B01514 KARL-THOMSON SECURITIES CO LTD 76,000 -10,000 0.02 -0.00 2011-11-16
56 B01169 PUBLIC FINANCIAL SECURITIES LTD 263,600 -10,000 0.05 -0.00 2011-11-16
57 B01472 SUN GROWTH SECURITIES LTD 39,800 -10,000 0.01 -0.00 2011-11-16
58 B01427 TSE'S SECURITIES LTD 181,200 -10,000 0.04 -0.00 2011-11-16
59 B01416 VC BROKERAGE LTD 245,200 -10,000 0.05 -0.00 2011-11-16
60 B01264 MIB SECURITIES (HONG KONG) LTD 1,373,600 -12,000 0.27 -0.00 2011-11-16
61 B01300 OCBC SECURITIES (HONG KONG) LTD 290,800 -13,000 0.06 -0.00 2011-11-16
62 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,153,848 -16,000 0.43 -0.00 2011-11-16
63 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 4,343,000 -21,200 0.87 -0.00 2011-11-16
64 B01796 SOO PEI SHAO & CO LTD 24,200 -22,000 0.00 -0.00 2011-11-16
65 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,022,200 -23,000 0.20 -0.00 2011-11-16
66 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 0 -30,000 -0.01 2011-11-16
67 B01540 UPBEST SECURITIES CO LTD 28,000 -30,000 0.01 -0.01 2011-11-16
68 B01563 XINKONG INTERNATIONAL SECURITIES LTD 318,600 -30,000 0.06 -0.01 2011-11-16
69 B01610 KGI ASIA LTD 2,288,400 -30,800 0.46 -0.01 2011-11-16
70 B01086 EVERBRIGHT SECURITIES INVESTMENT 3,983,800 -45,200 0.80 -0.01 2011-11-16
71 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,275,200 -47,600 0.45 -0.01 2011-11-16
72 B01599 POLARIS SECURITIES (HONG KONG) LTD 409,200 -49,800 0.08 -0.01 2011-11-16
73 B01859 CLC SECURITIES LTD 107,000 -50,000 0.02 -0.01 2011-11-16
74 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 514,000 -50,000 0.10 -0.01 2011-11-16
75 B01118 EAST ASIA SECURITIES CO LTD 2,521,600 -63,000 0.50 -0.01 2011-11-16
76 B01284 HANG SENG SECURITIES LTD 13,238,600 -144,000 2.65 -0.03 2011-11-16
77 B01289 SOUTH CHINA SECURITIES LTD 3,996,800 -230,000 0.80 -0.05 2011-11-16
78 C00019 THE HONGKONG AND SHANGHAI BANKING 126,249,758 -708,130 25.25 -0.14 2011-11-16
79 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 15,476,266 -939,900 3.09 -0.19 2011-11-16
79 Total changed named holdings 413,281,699 2,200 82.65 0.00
262 Unchanged named holdings 37,820,101 0 7.56 0.00
341 Total named holdings 451,101,800 2,200 90.21 0.00
123 Unnamed Investor Participants 46,815,000 0 9.36 0.00
464 Total securities in CCASS 497,916,800 2,200 99.57 0.00
Securities not in CCASS 2,130,000 -2,200 0.43 -0.00
Issued securities 500,046,800 0 100.00 0.00 2011-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-14
Volume3,862,600
Turnover19,304,994
Average price4.998

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