GOLDWIND SCIENCE&TECHNOLOGY CO., LTD.

Exchange Code Listed Last trade Delisted
HK Main 02208  2010-10-08    
Stock code:
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CCASS holding changes from 2011-10-10 to 2011-10-11

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 124,033,538 892,200 24.80 0.18 2011-10-11
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 15,428,751 589,400 3.09 0.12 2011-10-11
3 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,176,000 297,400 0.84 0.06 2011-10-11
4 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,276,600 272,000 0.26 0.05 2011-10-11
5 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 2,650,200 236,800 0.53 0.05 2011-10-11
6 B01119 CELESTIAL SECURITIES LTD 1,132,800 170,200 0.23 0.03 2011-10-11
7 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,928,800 142,000 0.79 0.03 2011-10-11
8 B01224 MERRILL LYNCH FAR EAST LTD 1,529,745 129,200 0.31 0.03 2011-10-11
9 B01324 FUNDERSTONE SECURITIES LTD 292,800 102,000 0.06 0.02 2011-10-11
10 B01213 MONEYMORE SECURITIES LTD 210,200 82,000 0.04 0.02 2011-10-11
11 B01813 CCB INTERNATIONAL SECURITIES LTD 99,000 68,000 0.02 0.01 2011-10-11
12 C00033 BANK OF CHINA (HONG KONG) LTD 37,538,000 64,400 7.51 0.01 2011-10-11
13 B01118 EAST ASIA SECURITIES CO LTD 2,806,000 61,000 0.56 0.01 2011-10-11
14 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,921,200 60,000 0.58 0.01 2011-10-11
15 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 5,205,600 56,200 1.04 0.01 2011-10-11
16 B01762 DBS VICKERS (HONG KONG) LTD 1,152,000 50,000 0.23 0.01 2011-10-11
17 C00003 THE BANK OF EAST ASIA LTD 952,400 50,000 0.19 0.01 2011-10-11
18 B01445 VICTORY SECURITIES CO LTD 212,800 50,000 0.04 0.01 2011-10-11
19 B01444 YUEXING SECURITIES COMPANY LTD 63,400 45,000 0.01 0.01 2011-10-11
20 B01416 VC BROKERAGE LTD 184,200 37,000 0.04 0.01 2011-10-11
21 B01284 HANG SENG SECURITIES LTD 13,500,400 33,800 2.70 0.01 2011-10-11
22 B01584 CHIEF SECURITIES LTD 1,156,400 30,400 0.23 0.01 2011-10-11
23 B01353 UOB KAY HIAN (HONG KONG) LTD 3,396,400 30,000 0.68 0.01 2011-10-11
24 B01563 XINKONG INTERNATIONAL SECURITIES LTD 314,600 30,000 0.06 0.01 2011-10-11
25 B01695 DAH SING SECURITIES LTD 575,600 29,000 0.12 0.01 2011-10-11
26 B01610 KGI ASIA LTD 3,391,800 23,000 0.68 0.00 2011-10-11
27 B01346 CHINA PACIFIC SECURITIES LTD 56,600 20,000 0.01 0.00 2011-10-11
28 B01181 FOSUN INTERNATIONAL SECURITIES LTD 53,200 20,000 0.01 0.00 2011-10-11
29 B01727 ICBC (ASIA) SECURITIES LTD 2,460,800 20,000 0.49 0.00 2011-10-11
30 C00015 DBS BANK (HONG KONG) LTD 877,200 18,400 0.18 0.00 2011-10-11
31 B01853 CMBC SECURITIES CO LTD 85,250 18,000 0.02 0.00 2011-10-11
32 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 459,800 17,000 0.09 0.00 2011-10-11
33 B01676 TAI SHING STOCK INVESTMENT CO LTD 139,600 14,000 0.03 0.00 2011-10-11
34 B01455 NATIONAL RESOURCES SECURITIES LTD 74,000 12,000 0.01 0.00 2011-10-11
35 B01298 GET NICE SECURITIES LTD 175,600 10,000 0.04 0.00 2011-10-11
36 B01330 NOMURA SECURITIES (HK) LTD 1,232,800 10,000 0.25 0.00 2011-10-11
37 B01759 WINLAND WEALTH MANAGEMENT LTD 10,000 10,000 0.00 0.00 2011-10-11
38 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 100,800 6,000 0.02 0.00 2011-10-11
39 B01843 TELECOM KING SECURITIES LTD 288,800 6,000 0.06 0.00 2011-10-11
40 B01773 TOYO SECURITIES ASIA LTD 1,316,200 6,000 0.26 0.00 2011-10-11
41 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 264,600 5,000 0.05 0.00 2011-10-11
42 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 30,800 5,000 0.01 0.00 2011-10-11
43 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,756,200 4,200 0.55 0.00 2011-10-11
44 B01599 POLARIS SECURITIES (HONG KONG) LTD 462,800 4,000 0.09 0.00 2011-10-11
45 B01522 CHUANGS & CO LTD 2,800 2,800 0.00 0.00 2011-10-11
46 B01580 OSHIDORI SECURITIES LTD 11,000 2,000 0.00 0.00 2011-10-11
47 B01802 REDFORD SECURITIES LTD 5,600 2,000 0.00 0.00 2011-10-11
48 B01590 INTERACTIVE BROKERS HONG KONG LTD 202,000 1,000 0.04 0.00 2011-10-11
49 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,132,600 1,000 0.23 0.00 2011-10-11
50 B01152 YU ON SECURITIES CO LTD 176,200 1,000 0.04 0.00 2011-10-11
51 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 0 -800 -0.00 2011-10-11
52 B01130 BOCI SECURITIES LTD 9,683,200 -1,400 1.94 -0.00 2011-10-11
53 C00028 NANYANG COMMERCIAL BANK LTD 2,578,800 -2,000 0.52 -0.00 2011-10-11
54 B01724 RAMON INVESTMENT CO LTD 60,800 -2,000 0.01 -0.00 2011-10-11
55 B01290 SPS SECURITIES LTD 27,400 -2,000 0.01 -0.00 2011-10-11
56 B01559 WISETRADE SECURITIES LTD 36,600 -2,000 0.01 -0.00 2011-10-11
57 B01427 TSE'S SECURITIES LTD 140,200 -3,000 0.03 -0.00 2011-10-11
58 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,211,600 -3,400 0.44 -0.00 2011-10-11
59 C00036 CHINA CONSTRUCTION BANK (ASIA) 11,848,000 -5,000 2.37 -0.00 2011-10-11
60 B01407 WIN WONG SECURITIES LTD 37,400 -5,000 0.01 -0.00 2011-10-11
61 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,709,400 -7,000 0.74 -0.00 2011-10-11
62 B01769 ONE CHINA SECURITIES LTD 48,852 -7,000 0.01 -0.00 2011-10-11
63 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 216,400 -10,000 0.04 -0.00 2011-10-11
64 B01267 WINFULL SECURITIES LTD 186,000 -10,000 0.04 -0.00 2011-10-11
65 C00037 SHANGHAI COMMERCIAL BANK LTD 3,772,800 -14,800 0.75 -0.00 2011-10-11
66 B01300 OCBC SECURITIES (HONG KONG) LTD 335,200 -15,000 0.07 -0.00 2011-10-11
67 B01814 WELL LINK SECURITIES LTD 173,600 -16,400 0.03 -0.00 2011-10-11
68 B01272 FB SECURITIES (HONG KONG) LTD 458,000 -20,000 0.09 -0.00 2011-10-11
69 B01183 CHONG HING SECURITIES LTD 1,710,800 -21,000 0.34 -0.00 2011-10-11
70 B01818 I-ACCESS INVESTORS LTD 235,600 -24,600 0.05 -0.00 2011-10-11
71 B01673 FULBRIGHT SECURITIES LTD 842,600 -25,000 0.17 -0.00 2011-10-11
72 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 23,912,800 -28,400 4.78 -0.01 2011-10-11
73 B01761 KO'S BROTHER SECURITIES CO LTD 271,600 -30,000 0.05 -0.01 2011-10-11
74 B01699 MASTERLINK SECURITIES (HONG KONG) 170,000 -41,800 0.03 -0.01 2011-10-11
75 C00065 HSBC PRIVATE BANK (SUISSE) SA 4,705,996 -50,000 0.94 -0.01 2011-10-11
76 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,837,200 -50,200 0.57 -0.01 2011-10-11
77 B01217 TAIPING SECURITIES (HK) CO LTD 1,126,400 -100,000 0.23 -0.02 2011-10-11
78 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 4,633,000 -107,200 0.93 -0.02 2011-10-11
79 C00010 CITIBANK N.A. 51,013,549 -545,400 10.20 -0.11 2011-10-11
80 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 18,318,599 -1,081,200 3.66 -0.22 2011-10-11
81 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 17,901,400 -1,613,400 3.58 -0.32 2011-10-11
81 Total changed named holdings 403,708,280 1,400 80.73 0.00
265 Unchanged named holdings 47,185,920 0 9.44 0.00
346 Total named holdings 450,894,200 1,400 90.17 0.00
130 Unnamed Investor Participants 46,924,600 0 9.38 0.00
476 Total securities in CCASS 497,818,800 1,400 99.55 0.00
Securities not in CCASS 2,228,000 -1,400 0.45 -0.00
Issued securities 500,046,800 0 100.00 0.00 2011-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-07
Volume5,622,600
Turnover19,187,730
Average price3.413

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