LI NING COMPANY LIMITED

Exchange Code Listed Last trade Delisted
HK Main 02331  2004-06-28    
Stock code:
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CCASS holding changes from 2009-12-31 to 2010-01-04

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 200,689,487 431,170 19.16 0.04 2010-01-04
2 B01323 DEUTSCHE SECURITIES ASIA LTD 2,739,760 253,500 0.26 0.02 2010-01-04
3 C00065 HSBC PRIVATE BANK (SUISSE) SA 559,000 212,000 0.05 0.02 2010-01-04
4 C00010 CITIBANK N.A. 87,011,281 196,100 8.31 0.02 2010-01-04
5 B01224 MERRILL LYNCH FAR EAST LTD 1,282,469 115,000 0.12 0.01 2010-01-04
6 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 9,002,300 47,000 0.86 0.00 2010-01-04
7 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 956,650 26,650 0.09 0.00 2010-01-04
8 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 39,200 24,000 0.00 0.00 2010-01-04
9 B01762 DBS VICKERS (HONG KONG) LTD 389,700 10,000 0.04 0.00 2010-01-04
10 B01781 BARCLAYS CAPITAL ASIA LTD 5,000 5,000 0.00 0.00 2010-01-04
11 B01121 SG SECURITIES (HK) LTD 1,314,000 5,000 0.13 0.00 2010-01-04
12 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 3,500 3,500 0.00 0.00 2010-01-04
13 B01086 EVERBRIGHT SECURITIES INVESTMENT 370,500 3,000 0.04 0.00 2010-01-04
14 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 2,000 2,000 0.00 0.00 2010-01-04
15 B01353 UOB KAY HIAN (HONG KONG) LTD 24,000 2,000 0.00 0.00 2010-01-04
16 B01248 KWAN YICK SECURITIES (INTERNATIONAL) LTD 1,500 1,500 0.00 0.00 2010-01-04
17 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 10,000 1,000 0.00 0.00 2010-01-04
18 B01818 I-ACCESS INVESTORS LTD 2,500 500 0.00 0.00 2010-01-04
19 B01700 REALINK FINANCIAL TRADE LTD 14,000 500 0.00 0.00 2010-01-04
20 B01769 ONE CHINA SECURITIES LTD 413 63 0.00 0.00 2010-01-04
21 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,887,000 -1,000 0.18 -0.00 2010-01-04
22 C00015 DBS BANK (HONG KONG) LTD 70,052,000 -1,000 6.69 -0.00 2010-01-04
23 B01450 DL BROKERAGE LTD 1,500 -1,000 0.00 -0.00 2010-01-04
24 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 1,976,505 -1,000 0.19 -0.00 2010-01-04
25 B01741 SINOMAX SECURITIES LTD 2,000 -1,000 0.00 -0.00 2010-01-04
26 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 745,500 -1,500 0.07 -0.00 2010-01-04
27 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 214,500 -2,000 0.02 -0.00 2010-01-04
28 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 57,000 -2,000 0.01 -0.00 2010-01-04
29 B01118 EAST ASIA SECURITIES CO LTD 112,000 -2,000 0.01 -0.00 2010-01-04
30 B01590 INTERACTIVE BROKERS HONG KONG LTD 131,000 -2,000 0.01 -0.00 2010-01-04
31 B01166 KING FOOK SECURITIES CO LTD 8,000 -2,000 0.00 -0.00 2010-01-04
32 C00028 NANYANG COMMERCIAL BANK LTD 100,500 -2,000 0.01 -0.00 2010-01-04
33 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 24,000 -2,500 0.00 -0.00 2010-01-04
34 C00041 OCBC BANK (HONG KONG) LTD 48,500 -3,000 0.00 -0.00 2010-01-04
35 B01545 TUNG SHING SECURITIES (BROKERS) LTD 58,000 -4,000 0.01 -0.00 2010-01-04
36 B01497 SINOPAC SECURITIES (ASIA) LTD 40,000 -6,000 0.00 -0.00 2010-01-04
37 B01284 HANG SENG SECURITIES LTD 1,434,500 -7,000 0.14 -0.00 2010-01-04
38 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 247,662 -11,500 0.02 -0.00 2010-01-04
39 C00037 SHANGHAI COMMERCIAL BANK LTD 766,000 -13,000 0.07 -0.00 2010-01-04
40 B01695 DAH SING SECURITIES LTD 62,500 -15,000 0.01 -0.00 2010-01-04
41 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 1,551,500 -27,117 0.15 -0.00 2010-01-04
42 C00033 BANK OF CHINA (HONG KONG) LTD 3,021,333 -28,500 0.29 -0.00 2010-01-04
43 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 737,000 -42,000 0.07 -0.00 2010-01-04
44 B01130 BOCI SECURITIES LTD 7,409,916 -43,433 0.71 -0.00 2010-01-04
45 B01161 UBS SECURITIES HONG KONG LTD 252,000 -95,736 0.02 -0.01 2010-01-04
46 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 215,000 -390,000 0.02 -0.04 2010-01-04
47 C00019 THE HONGKONG AND SHANGHAI BANKING 555,983,668 -490,130 53.08 -0.05 2010-01-04
47 Total changed named holdings 951,556,344 142,067 90.84 0.01
144 Unchanged named holdings 90,467,957 0 8.64 -0.00
191 Total named holdings 1,042,024,301 142,067 99.48 -0.00
20 Unnamed Investor Participants 702,000 -1,500 0.07 -0.00
211 Total securities in CCASS 1,042,726,301 140,567 99.54 0.01
Securities not in CCASS 4,780,000 -79,767 0.46 -0.01
Issued securities 1,047,506,301 60,800 100.00 0.01 2010-01-04

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-12-29
Volume714,096
Turnover19,546,068
Average price27.372

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