Shenzhou International Group Holdings Limited: O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	5762	2014-06-19	2017-09-27	2017-10-09
SEHK main board	2313	2005-11-24

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Stock code:

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CCASS holdings on 2016-11-01

Row	CCASS ID	Participant	Holding	Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	247,967,697
2	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	114,176,283
3	C00100	JPMORGAN CHASE BANK, NATIONAL	108,400,340
4	C00010	CITIBANK N.A.	53,057,827
5	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	10,939,461
6	B01161	UBS SECURITIES HONG KONG LTD	8,791,820
7	C00016	DBS BANK LTD	7,667,000
8	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	5,613,759
9	C00093	BNP PARIBAS	4,824,204
10	C00033	BANK OF CHINA (HONG KONG) LTD	4,046,000
11	A00003	CHINA SECURITIES DEPOSITORY AND CLEARING	3,722,000
12	C00074	DEUTSCHE BANK AG	3,590,967
13	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	2,798,082
14	B01130	BOCI SECURITIES LTD	2,787,000
15	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	2,132,000
16	C00102	MACQUARIE BANK LTD	1,464,457
17	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,443,000
18	B01224	MERRILL LYNCH FAR EAST LTD	1,294,108
19	B01272	FB SECURITIES (HONG KONG) LTD	1,200,000
20	B01376	PUBLIC SECURITIES LTD	1,129,051
21	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	1,120,000
22	B01121	SG SECURITIES (HK) LTD	777,832
23	B01284	HANG SENG SECURITIES LTD	571,500
24	C00083	BANK CONSORTIUM TRUST CO LTD	371,000
25	C00015	DBS BANK (HONG KONG) LTD	321,000
26	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	244,000
27	B01590	INTERACTIVE BROKERS HONG KONG LTD	229,853
28	C00018	HANG SENG BANK LTD	217,000
29	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	214,000
30	B01905	SDICS INTERNATIONAL SECURITIES (HONG	191,000
31	B01939	SOOCHOW SECURITIES INTERNATIONAL	180,000
32	B01323	DEUTSCHE SECURITIES ASIA LTD	138,080
33	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	132,000
34	B01584	CHIEF SECURITIES LTD	107,000
35	B01762	DBS VICKERS (HONG KONG) LTD	104,000
36	B01669	FIRST SECURITIES (HK) LTD	98,000
37	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	95,000
38	B01138	CLSA LTD	90,000
39	C00037	SHANGHAI COMMERCIAL BANK LTD	76,000
40	C00028	NANYANG COMMERCIAL BANK LTD	48,000
41	B01575	MASTER TRADEMORE SECURITIES LTD	40,000
42	C00003	THE BANK OF EAST ASIA LTD	40,000
43	B01345	PHILLIP SECURITIES (HONG KONG) LTD	35,000
44	C00042	CMB WING LUNG BANK LTD	34,000
45	B01788	SUNRISE SECURITIES LTD	30,000
46	B01338	EMPEROR SECURITIES LTD	28,000
47	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	27,000
48	B01727	ICBC (ASIA) SECURITIES LTD	24,000
49	B01740	WIN SECURITIES LTD	23,000
50	B01119	CELESTIAL SECURITIES LTD	22,000
51	B01183	CHONG HING SECURITIES LTD	21,000
52	B01610	KGI ASIA LTD	21,000
53	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	20,000
54	C00040	INDUSTRIAL AND COMMERCIAL BANK OF CHINA	20,000
55	B01937	CHANGJIANG SECURITIES BROKERAGE (HK) LTD	17,000
56	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	16,000
57	B01353	UOB KAY HIAN (HONG KONG) LTD	16,000
58	B01551	YUE XIU SECURITIES CO LTD	15,000
59	B01947	FUBON SECURITIES (HONG KONG) LTD	11,000
60	B01818	I-ACCESS INVESTORS LTD	11,000
61	C00048	CHIYU BANKING CORPORATION LTD	10,000
62	B01137	CHOW SANG SANG SECURITIES LTD	10,000
63	B01298	GET NICE SECURITIES LTD	10,000
64	B01695	DAH SING SECURITIES LTD	8,000
65	B01555	ABN AMRO CLEARING HONG KONG LTD	7,489
66	B01118	EAST ASIA SECURITIES CO LTD	7,000
67	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	7,000
68	B01133	RBC INVESTMENT SERVICES (ASIA) LTD	7,000
69	B01940	SOFI SECURITIES (HONG KONG) LTD	7,000
70	B01773	TOYO SECURITIES ASIA LTD	7,000
71	B01497	SINOPAC SECURITIES (ASIA) LTD	6,000
72	B01508	SOUTHWEST SECURITIES (HK) BROKERAGE LTD	6,000
73	C00036	CHINA CONSTRUCTION BANK (ASIA)	5,000
74	B01853	CMBC SECURITIES CO LTD	5,000
75	B01955	FUTU SECURITIES INTERNATIONAL	5,000
76	B01264	MIB SECURITIES (HONG KONG) LTD	5,000
77	B01601	CSC SECURITIES (HK) LTD	4,000
78	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	4,000
79	B01289	SOUTH CHINA SECURITIES LTD	4,000
80	B01545	TUNG SHING SECURITIES (BROKERS) LTD	4,000
81	B01901	CMB INTERNATIONAL SECURITIES LTD	3,000
82	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	3,000
83	B01439	TAI TAK SECURITIES (ASIA) LTD	3,000
84	B01511	TAT LEE SECURITIES CO LTD	3,000
85	B01842	BOCOM INTERNATIONAL SECURITIES LTD	2,000
86	B01347	CGS INTERNATIONAL SECURITIES HK LTD	2,000
87	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	2,000
88	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	2,000
89	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	2,000
90	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	2,000
91	B01392	TAIFAIR SECURITIES LTD	2,000
92	B01351	WING FUNG SECURITIES LTD	2,000
93	C00097	ABN AMRO BANK N.V.	1,000
94	B01649	CINDA INTERNATIONAL SECURITIES LTD	1,000
95	B01356	DELTA ASIA SECURITIES LTD	1,000
96	B01686	FIRST SHANGHAI SECURITIES LTD	1,000
97	B01875	GUODU SECURITIES (HONG KONG) LTD	1,000
98	B01320	LUEN FAT SECURITIES CO LTD	1,000
99	B01462	MANGO FINANCIAL LTD	1,000
100	C00041	OCBC BANK (HONG KONG) LTD	1,000
101	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	1,000
102	B01684	WANG ON SECURITIES LTD	1,000
103	B01769	ONE CHINA SECURITIES LTD	709
104	B01789	HO FUNG SHARES INVESTMENT LTD	701
105	B01340	LEHIN SECURITIES LTD	689
106	B01240	TSUN CHI YUEN SECURITIES CO LTD	289

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