Lion Rock Group Limited: O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	2982	2013-03-19	2013-03-26	2013-03-27
SEHK main board	1127	2011-07-25

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Stock code:

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CCASS holdings on 2014-01-03

Row	CCASS ID	Participant	Holding	Stake %
1	B01922	SUN SECURITIES LTD	46,523,520
2	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	43,432,580
3	B01347	CGS INTERNATIONAL SECURITIES HK LTD	17,644,530
4	B01345	PHILLIP SECURITIES (HONG KONG) LTD	11,214,473
5	B01264	MIB SECURITIES (HONG KONG) LTD	10,000,000
6	B01590	INTERACTIVE BROKERS HONG KONG LTD	9,639,200
7	C00019	THE HONGKONG AND SHANGHAI BANKING	3,988,393
8	C00010	CITIBANK N.A.	3,876,478
9	C00033	BANK OF CHINA (HONG KONG) LTD	1,874,779
10	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	1,757,743
11	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	1,128,560
12	C00095	EFG BANK AG	1,000,000
13	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	968,400
14	B01818	I-ACCESS INVESTORS LTD	695,165
15	B01284	HANG SENG SECURITIES LTD	684,586
16	B01597	TIMES SECURITIES CO LTD	559,600
17	B01584	CHIEF SECURITIES LTD	539,602
18	C00015	DBS BANK (HONG KONG) LTD	522,000
19	B01353	UOB KAY HIAN (HONG KONG) LTD	367,785
20	B01130	BOCI SECURITIES LTD	356,952
21	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	348,173
22	B01700	REALINK FINANCIAL TRADE LTD	341,413
23	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	332,400
24	B01118	EAST ASIA SECURITIES CO LTD	300,000
25	B01610	KGI ASIA LTD	246,401
26	B01765	PROMISING SECURITIES CO LTD	210,084
27	B01727	ICBC (ASIA) SECURITIES LTD	209,200
28	B01086	EVERBRIGHT SECURITIES INVESTMENT	199,263
29	B01849	CIS SECURITIES ASSET MANAGEMENT LTD	188,000
30	B01686	FIRST SHANGHAI SECURITIES LTD	184,800
31	B01740	WIN SECURITIES LTD	161,670
32	C00037	SHANGHAI COMMERCIAL BANK LTD	160,679
33	C00028	NANYANG COMMERCIAL BANK LTD	154,000
34	B01272	FB SECURITIES (HONG KONG) LTD	147,840
35	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	132,320
36	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	128,000
37	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	122,738
38	B01423	PRUDENTIAL BROKERAGE LTD	114,219
39	C00036	CHINA CONSTRUCTION BANK (ASIA)	108,800
40	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	108,000
41	B01762	DBS VICKERS (HONG KONG) LTD	107,299
42	B01198	PO KAY SECURITIES & SHARES CO LTD	100,000
43	B01209	MASON SECURITIES LTD	88,000
44	C00018	HANG SENG BANK LTD	85,681
45	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	84,320
46	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	60,000
47	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	52,000
48	B01673	FULBRIGHT SECURITIES LTD	48,000
49	B01901	CMB INTERNATIONAL SECURITIES LTD	40,000
50	B01551	YUE XIU SECURITIES CO LTD	40,000
51	B01329	BLOOMYEARS LTD	39,600
52	B01183	CHONG HING SECURITIES LTD	37,600
53	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	32,000
54	B01137	CHOW SANG SANG SECURITIES LTD	26,480
55	B01438	KINGSTON SECURITIES LTD	24,000
56	B01213	MONEYMORE SECURITIES LTD	24,000
57	B01842	BOCOM INTERNATIONAL SECURITIES LTD	20,000
58	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	20,000
59	B01184	QUAM SECURITIES LTD	20,000
60	C00041	OCBC BANK (HONG KONG) LTD	13,200
61	B01585	SINO GRADE SECURITIES LTD	13,200
62	B01119	CELESTIAL SECURITIES LTD	12,405
63	B01917	CHINA TIMES SECURITIES LTD	12,000
64	B01161	UBS SECURITIES HONG KONG LTD	12,000
65	B01615	KAM FAI SECURITIES CO LTD	10,560
66	B01404	HONG KONG STOCK LINK SECURITIES LTD	8,000
67	B01790	YIELDFUL SECURITIES LTD	6,160
68	B01543	KWONG FAT HONG (SECURITIES) LTD	5,418
69	C00003	THE BANK OF EAST ASIA LTD	4,400
70	B01780	TUNG SHUN SECURITIES LTD	4,400
71	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	3,800
72	B01789	HO FUNG SHARES INVESTMENT LTD	3,639
73	B01769	ONE CHINA SECURITIES LTD	3,458
74	B01240	TSUN CHI YUEN SECURITIES CO LTD	2,660
75	B01669	FIRST SECURITIES (HK) LTD	2,543
76	B01340	LEHIN SECURITIES LTD	941
77	B01666	GLORY SUN SECURITIES LTD	641
78	B01853	CMBC SECURITIES CO LTD	619
79	B01341	TUNG TAI SECURITIES CO LTD	432
80	C00088	CHINA MERCHANTS BANK CO LTD	400
81	B01563	XINKONG INTERNATIONAL SECURITIES LTD	129
82	None	HONG KONG SECURITIES CLEARING CO. LTD.	33
83	B01550	HUAYU SECURITIES LTD	5

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