CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-12-16 to 2016-12-19

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 637,433,666 5,897,916 27.98 0.26 2016-12-19
2 B01130 BOCI SECURITIES LTD 27,163,316 2,406,000 1.19 0.11 2016-12-19
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 32,437,212 1,494,731 1.42 0.07 2016-12-19
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 5,363,108 743,492 0.24 0.03 2016-12-19
5 C00093 BNP PARIBAS 19,423,255 598,840 0.85 0.03 2016-12-19
6 B01323 DEUTSCHE SECURITIES ASIA LTD 2,618,000 307,500 0.11 0.01 2016-12-19
7 B01121 SG SECURITIES (HK) LTD 6,540,693 301,500 0.29 0.01 2016-12-19
8 B01284 HANG SENG SECURITIES LTD 22,926,378 273,000 1.01 0.01 2016-12-19
9 B01727 ICBC (ASIA) SECURITIES LTD 4,853,500 234,000 0.21 0.01 2016-12-19
10 C00041 OCBC BANK (HONG KONG) LTD 8,437,500 230,000 0.37 0.01 2016-12-19
11 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 15,379,500 169,500 0.68 0.01 2016-12-19
12 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 43,808,600 133,000 1.92 0.01 2016-12-19
13 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,579,546 126,000 0.24 0.01 2016-12-19
14 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,299,000 121,500 0.14 0.01 2016-12-19
15 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,645,774 118,000 0.91 0.01 2016-12-19
16 C00033 BANK OF CHINA (HONG KONG) LTD 38,250,477 107,500 1.68 0.00 2016-12-19
17 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 918,000 100,000 0.04 0.00 2016-12-19
18 B01183 CHONG HING SECURITIES LTD 2,119,000 73,000 0.09 0.00 2016-12-19
19 B01558 GOLD FUND SECURITIES CO LTD 610,000 60,000 0.03 0.00 2016-12-19
20 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 17,108,000 50,000 0.75 0.00 2016-12-19
21 C00088 CHINA MERCHANTS BANK CO LTD 727,500 49,500 0.03 0.00 2016-12-19
22 C00037 SHANGHAI COMMERCIAL BANK LTD 6,395,450 46,500 0.28 0.00 2016-12-19
23 B01137 CHOW SANG SANG SECURITIES LTD 368,000 45,000 0.02 0.00 2016-12-19
24 B01161 UBS SECURITIES HONG KONG LTD 32,288,900 37,037 1.42 0.00 2016-12-19
25 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 5,644,000 36,000 0.25 0.00 2016-12-19
26 B01875 GUODU SECURITIES (HONG KONG) LTD 9,891,500 30,500 0.43 0.00 2016-12-19
27 A00004 CHINA SECURITIES DEPOSITORY AND CLEARING 117,000 29,000 0.01 0.00 2016-12-19
28 B01118 EAST ASIA SECURITIES CO LTD 2,592,600 27,500 0.11 0.00 2016-12-19
29 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,351,500 26,000 0.19 0.00 2016-12-19
30 C00102 MACQUARIE BANK LTD 2,249,284 23,000 0.10 0.00 2016-12-19
31 B01407 WIN WONG SECURITIES LTD 273,000 20,000 0.01 0.00 2016-12-19
32 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,956,966 19,000 0.22 0.00 2016-12-19
33 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 940,000 18,000 0.04 0.00 2016-12-19
34 B01119 CELESTIAL SECURITIES LTD 335,500 17,000 0.01 0.00 2016-12-19
35 B01545 TUNG SHING SECURITIES (BROKERS) LTD 656,000 17,000 0.03 0.00 2016-12-19
36 C00048 CHIYU BANKING CORPORATION LTD 2,699,989 16,000 0.12 0.00 2016-12-19
37 C00003 THE BANK OF EAST ASIA LTD 4,564,791 13,500 0.20 0.00 2016-12-19
38 B01705 HENIK SECURITIES LTD 334,000 13,000 0.01 0.00 2016-12-19
39 C00015 DBS BANK (HONG KONG) LTD 8,268,519 12,500 0.36 0.00 2016-12-19
40 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,535,000 12,000 0.16 0.00 2016-12-19
41 C00028 NANYANG COMMERCIAL BANK LTD 4,607,236 11,000 0.20 0.00 2016-12-19
42 B01695 DAH SING SECURITIES LTD 2,127,513 9,000 0.09 0.00 2016-12-19
43 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 270,500 9,000 0.01 0.00 2016-12-19
44 B01546 WO FUNG SECURITIES CO LTD 119,000 9,000 0.01 0.00 2016-12-19
45 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 1,403,570 8,000 0.06 0.00 2016-12-19
46 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,994,847 7,500 0.09 0.00 2016-12-19
47 B01272 FB SECURITIES (HONG KONG) LTD 1,015,950 7,000 0.04 0.00 2016-12-19
48 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,966,000 5,000 0.09 0.00 2016-12-19
49 B01662 BOKHARY SECURITIES LTD 23,000 5,000 0.00 0.00 2016-12-19
50 C00042 CMB WING LUNG BANK LTD 4,313,800 5,000 0.19 0.00 2016-12-19
51 B01947 FUBON SECURITIES (HONG KONG) LTD 701,000 5,000 0.03 0.00 2016-12-19
52 B01673 FULBRIGHT SECURITIES LTD 193,076 5,000 0.01 0.00 2016-12-19
53 B01324 FUNDERSTONE SECURITIES LTD 108,000 5,000 0.00 0.00 2016-12-19
54 B01212 HENYEP SECURITIES LTD 45,000 5,000 0.00 0.00 2016-12-19
55 B01266 PRIME CDEX SECURITIES LTD 21,000 5,000 0.00 0.00 2016-12-19
56 B01939 SOOCHOW SECURITIES INTERNATIONAL 450,500 5,000 0.02 0.00 2016-12-19
57 B01445 VICTORY SECURITIES CO LTD 558,000 5,000 0.02 0.00 2016-12-19
58 B01585 SINO GRADE SECURITIES LTD 30,000 4,000 0.00 0.00 2016-12-19
59 B01497 SINOPAC SECURITIES (ASIA) LTD 391,109 4,000 0.02 0.00 2016-12-19
60 B01551 YUE XIU SECURITIES CO LTD 377,000 4,000 0.02 0.00 2016-12-19
61 B01439 TAI TAK SECURITIES (ASIA) LTD 84,500 3,000 0.00 0.00 2016-12-19
62 B01843 TELECOM KING SECURITIES LTD 139,500 3,000 0.01 0.00 2016-12-19
63 B01230 GAOYU SECURITIES LIMITED 33,000 2,500 0.00 0.00 2016-12-19
64 B01356 DELTA ASIA SECURITIES LTD 152,000 2,000 0.01 0.00 2016-12-19
65 B01298 GET NICE SECURITIES LTD 1,365,500 2,000 0.06 0.00 2016-12-19
66 B01762 DBS VICKERS (HONG KONG) LTD 1,922,900 1,500 0.08 0.00 2016-12-19
67 B01955 FUTU SECURITIES INTERNATIONAL 197,500 1,500 0.01 0.00 2016-12-19
68 B01610 KGI ASIA LTD 2,914,000 1,500 0.13 0.00 2016-12-19
69 B01417 CHEE TAK SECURITIES LTD 12,000 1,000 0.00 0.00 2016-12-19
70 C00012 DAH SING BANK LTD 585,395 1,000 0.03 0.00 2016-12-19
71 B01338 EMPEROR SECURITIES LTD 553,000 1,000 0.02 0.00 2016-12-19
72 B01531 LAU & CO LTD 25,500 1,000 0.00 0.00 2016-12-19
73 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 550,000 1,000 0.02 0.00 2016-12-19
74 B01552 CARRIER STOCK INVESTMENT CO LTD 7,500 500 0.00 0.00 2016-12-19
75 B01470 HUNG SING SECURITIES LTD 7,500 500 0.00 0.00 2016-12-19
76 B01699 MASTERLINK SECURITIES (HONG KONG) 141,500 500 0.01 0.00 2016-12-19
77 B01198 PO KAY SECURITIES & SHARES CO LTD 207,000 500 0.01 0.00 2016-12-19
78 B01940 SOFI SECURITIES (HONG KONG) LTD 249,000 500 0.01 0.00 2016-12-19
79 B01917 CHINA TIMES SECURITIES LTD 9,000 -2,000 0.00 -0.00 2016-12-19
80 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 390,500 -2,000 0.02 -0.00 2016-12-19
81 B01238 TAI YIP STOCK CO LTD 2,000 -2,000 0.00 -0.00 2016-12-19
82 B01511 TAT LEE SECURITIES CO LTD 62,000 -2,000 0.00 -0.00 2016-12-19
83 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 469,500 -3,000 0.02 -0.00 2016-12-19
84 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 218,000 -3,000 0.01 -0.00 2016-12-19
85 B01329 BLOOMYEARS LTD 1,000 -4,000 0.00 -0.00 2016-12-19
86 B01123 HING WONG SECURITIES LTD 681,000 -4,000 0.03 -0.00 2016-12-19
87 B01773 TOYO SECURITIES ASIA LTD 428,000 -4,000 0.02 -0.00 2016-12-19
88 B01813 CCB INTERNATIONAL SECURITIES LTD 625,000 -5,000 0.03 -0.00 2016-12-19
89 B01712 WAH SANG SECURITIES LTD 43,000 -6,000 0.00 -0.00 2016-12-19
90 B01818 I-ACCESS INVESTORS LTD 515,528 -6,500 0.02 -0.00 2016-12-19
91 B01584 CHIEF SECURITIES LTD 1,308,500 -8,000 0.06 -0.00 2016-12-19
92 B01900 ORIENT SECURITIES (HONG KONG) LTD 27,000 -10,000 0.00 -0.00 2016-12-19
93 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 144,500 -10,000 0.01 -0.00 2016-12-19
94 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 866,000 -20,000 0.04 -0.00 2016-12-19
95 B01353 UOB KAY HIAN (HONG KONG) LTD 5,090,548 -38,000 0.22 -0.00 2016-12-19
96 B01590 INTERACTIVE BROKERS HONG KONG LTD 4,514,600 -84,400 0.20 -0.00 2016-12-19
97 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,010,950 -99,000 0.13 -0.00 2016-12-19
98 B01555 ABN AMRO CLEARING HONG KONG LTD 18,429 -166,500 0.00 -0.01 2016-12-19
99 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 36,000 -213,000 0.00 -0.01 2016-12-19
100 B01224 MERRILL LYNCH FAR EAST LTD 4,811,797 -367,040 0.21 -0.02 2016-12-19
101 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,161,000 -429,000 0.05 -0.02 2016-12-19
102 C00074 DEUTSCHE BANK AG 123,659,558 -1,446,566 5.43 -0.06 2016-12-19
103 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 337,008,599 -2,405,003 14.79 -0.11 2016-12-19
104 C00010 CITIBANK N.A. 427,935,147 -3,887,014 18.78 -0.17 2016-12-19
105 C00100 JPMORGAN CHASE BANK, NATIONAL 114,539,645 -4,973,493 5.03 -0.22 2016-12-19
105 Total changed named holdings 2,063,544,221 0 90.57 0.00
239 Unchanged named holdings 162,170,052 0 7.12 0.00
344 Total named holdings 2,225,714,273 0 97.69 0.00
66 Unnamed Investor Participants 50,914,301 0 2.23 0.00
410 Total securities in CCASS 2,276,628,574 0 99.93 0.00
Securities not in CCASS 1,699,126 0 0.07 0.00
Issued securities 2,278,327,700 0 100.00 0.00 2016-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-12-15
Volume17,780,000
Turnover291,017,595
Average price16.368

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