ZTE CORPORATION

Exchange Code Listed Last trade Delisted
HK Main 00763  2004-12-09    
Stock code:
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to

CCASS holding changes from 2016-11-25 to 2016-11-28

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 5,298,281 444,152 0.70 0.06 2016-11-28
2 C00019 THE HONGKONG AND SHANGHAI BANKING 217,739,932 430,040 28.82 0.06 2016-11-28
3 B02023 DONGHAI INTERNATIONAL SECURITIES 406,600 406,600 0.05 0.05 2016-11-28
4 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 11,150,183 323,200 1.48 0.04 2016-11-28
5 B01224 MERRILL LYNCH FAR EAST LTD 3,646,111 286,670 0.48 0.04 2016-11-28
6 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,429,374 193,600 0.32 0.03 2016-11-28
7 B01842 BOCOM INTERNATIONAL SECURITIES LTD 5,008,382 170,600 0.66 0.02 2016-11-28
8 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 2,134,241 150,000 0.28 0.02 2016-11-28
9 B01938 CHINA INDUSTRIAL SECURITIES 790,176 113,200 0.10 0.01 2016-11-28
10 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 4,370,869 98,200 0.58 0.01 2016-11-28
11 B01161 UBS SECURITIES HONG KONG LTD 27,901,689 54,000 3.69 0.01 2016-11-28
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 4,032,754 50,000 0.53 0.01 2016-11-28
13 B01610 KGI ASIA LTD 1,413,934 32,000 0.19 0.00 2016-11-28
14 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,241,860 27,800 0.30 0.00 2016-11-28
15 B01323 DEUTSCHE SECURITIES ASIA LTD 826,943 23,800 0.11 0.00 2016-11-28
16 C00088 CHINA MERCHANTS BANK CO LTD 2,659,648 22,000 0.35 0.00 2016-11-28
17 C00042 CMB WING LUNG BANK LTD 5,755,480 22,000 0.76 0.00 2016-11-28
18 C00016 DBS BANK LTD 1,124,370 12,500 0.15 0.00 2016-11-28
19 B01885 HAFOO SECURITIES LTD 47,400 10,000 0.01 0.00 2016-11-28
20 B01875 GUODU SECURITIES (HONG KONG) LTD 226,360 8,000 0.03 0.00 2016-11-28
21 C00037 SHANGHAI COMMERCIAL BANK LTD 2,388,450 5,000 0.32 0.00 2016-11-28
22 B01351 WING FUNG SECURITIES LTD 54,880 5,000 0.01 0.00 2016-11-28
23 B01659 CHEER UNION SECURITIES LTD 28,800 4,000 0.00 0.00 2016-11-28
24 B01417 CHEE TAK SECURITIES LTD 6,200 3,000 0.00 0.00 2016-11-28
25 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,761,886 2,000 0.50 0.00 2016-11-28
26 B01955 FUTU SECURITIES INTERNATIONAL 440,616 1,600 0.06 0.00 2016-11-28
27 B01939 SOOCHOW SECURITIES INTERNATIONAL 592,840 1,000 0.08 0.00 2016-11-28
28 B01673 FULBRIGHT SECURITIES LTD 192,202 120 0.03 0.00 2016-11-28
29 B01769 ONE CHINA SECURITIES LTD 9,931 -55 0.00 -0.00 2016-11-28
30 B01272 FB SECURITIES (HONG KONG) LTD 641,586 -200 0.08 -0.00 2016-11-28
31 B01813 CCB INTERNATIONAL SECURITIES LTD 81,584 -400 0.01 -0.00 2016-11-28
32 B01531 LAU & CO LTD 36,600 -1,000 0.00 -0.00 2016-11-28
33 B01905 SDICS INTERNATIONAL SECURITIES (HONG 718,266 -1,800 0.10 -0.00 2016-11-28
34 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 140,920 -2,000 0.02 -0.00 2016-11-28
35 B01762 DBS VICKERS (HONG KONG) LTD 4,226,552 -2,000 0.56 -0.00 2016-11-28
36 B01973 PC SECURITIES LTD 8,600 -2,120 0.00 -0.00 2016-11-28
37 B01584 CHIEF SECURITIES LTD 881,597 -3,000 0.12 -0.00 2016-11-28
38 B01651 MING HON SECURITIES LTD 5,000 -3,000 0.00 -0.00 2016-11-28
39 C00003 THE BANK OF EAST ASIA LTD 5,647,178 -3,000 0.75 -0.00 2016-11-28
40 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 1,210,336 -3,600 0.16 -0.00 2016-11-28
41 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 2,422,579 -3,800 0.32 -0.00 2016-11-28
42 B01298 GET NICE SECURITIES LTD 230,126 -4,000 0.03 -0.00 2016-11-28
43 B01700 REALINK FINANCIAL TRADE LTD 103,037 -4,000 0.01 -0.00 2016-11-28
44 B01686 FIRST SHANGHAI SECURITIES LTD 1,494,956 -4,200 0.20 -0.00 2016-11-28
45 B01740 WIN SECURITIES LTD 543,248 -4,400 0.07 -0.00 2016-11-28
46 C00048 CHIYU BANKING CORPORATION LTD 1,508,696 -5,000 0.20 -0.00 2016-11-28
47 B01818 I-ACCESS INVESTORS LTD 828,275 -5,400 0.11 -0.00 2016-11-28
48 C00041 OCBC BANK (HONG KONG) LTD 2,294,271 -6,000 0.30 -0.00 2016-11-28
49 B01666 GLORY SUN SECURITIES LTD 77,680 -8,000 0.01 -0.00 2016-11-28
50 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 238,520 -10,000 0.03 -0.00 2016-11-28
51 B01843 TELECOM KING SECURITIES LTD 87,648 -10,000 0.01 -0.00 2016-11-28
52 B01695 DAH SING SECURITIES LTD 1,712,783 -10,600 0.23 -0.00 2016-11-28
53 B01121 SG SECURITIES (HK) LTD 321,875 -15,900 0.04 -0.00 2016-11-28
54 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 68,000 -16,000 0.01 -0.00 2016-11-28
55 B01209 MASON SECURITIES LTD 1,037,627 -16,000 0.14 -0.00 2016-11-28
56 C00010 CITIBANK N.A. 46,747,761 -16,097 6.19 -0.00 2016-11-28
57 B01183 CHONG HING SECURITIES LTD 1,075,804 -19,000 0.14 -0.00 2016-11-28
58 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,517,484 -21,600 0.47 -0.00 2016-11-28
59 C00028 NANYANG COMMERCIAL BANK LTD 2,707,424 -24,000 0.36 -0.00 2016-11-28
60 B01353 UOB KAY HIAN (HONG KONG) LTD 1,193,403 -26,800 0.16 -0.00 2016-11-28
61 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,467,748 -32,000 0.33 -0.00 2016-11-28
62 C00093 BNP PARIBAS 5,138,716 -32,200 0.68 -0.00 2016-11-28
63 B01866 ICBC INTERNATIONAL SECURITIES LTD 269,600 -43,000 0.04 -0.01 2016-11-28
64 B01130 BOCI SECURITIES LTD 12,951,229 -44,000 1.71 -0.01 2016-11-28
65 B01284 HANG SENG SECURITIES LTD 17,473,988 -69,000 2.31 -0.01 2016-11-28
66 B01086 EVERBRIGHT SECURITIES INVESTMENT 3,313,649 -70,000 0.44 -0.01 2016-11-28
67 B01118 EAST ASIA SECURITIES CO LTD 2,215,105 -89,600 0.29 -0.01 2016-11-28
68 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 7,214,523 -134,000 0.95 -0.02 2016-11-28
69 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 1,301,268 -148,600 0.17 -0.02 2016-11-28
70 C00033 BANK OF CHINA (HONG KONG) LTD 32,143,713 -236,800 4.25 -0.03 2016-11-28
71 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 98,926,802 -255,840 13.09 -0.03 2016-11-28
72 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 44,183,067 -283,600 5.85 -0.04 2016-11-28
73 C00100 JPMORGAN CHASE BANK, NATIONAL 67,340,784 -434,600 8.91 -0.06 2016-11-28
74 C00074 DEUTSCHE BANK AG 13,819,642 -773,870 1.83 -0.10 2016-11-28
74 Total changed named holdings 697,249,642 0 92.29 0.00
272 Unchanged named holdings 55,226,197 0 7.31 0.00
346 Total named holdings 752,475,839 0 99.60 0.00
83 Unnamed Investor Participants 1,487,989 0 0.20 0.00
429 Total securities in CCASS 753,963,828 0 99.80 0.00
Securities not in CCASS 1,538,706 0 0.20 0.00
Issued securities 755,502,534 0 100.00 0.00 2016-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-11-24
Volume3,937,865
Turnover47,910,197
Average price12.167

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