Huatai Securities Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 06886  2015-06-01    
Stock code:
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CCASS holding changes from 2016-11-07 to 2016-11-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 10,726,763 8,602,292 0.62 0.50 2016-11-08
2 C00074 DEUTSCHE BANK AG 40,288,544 965,300 2.34 0.06 2016-11-08
3 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 56,619,800 364,200 3.29 0.02 2016-11-08
4 C00093 BNP PARIBAS 8,628,576 310,300 0.50 0.02 2016-11-08
5 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 31,841,713 233,600 1.85 0.01 2016-11-08
6 C00010 CITIBANK N.A. 128,942,361 231,600 7.50 0.01 2016-11-08
7 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 1,736,600 64,200 0.10 0.00 2016-11-08
8 B01121 SG SECURITIES (HK) LTD 6,624,401 43,000 0.39 0.00 2016-11-08
9 B01298 GET NICE SECURITIES LTD 154,400 11,000 0.01 0.00 2016-11-08
10 C00037 SHANGHAI COMMERCIAL BANK LTD 5,144,800 7,000 0.30 0.00 2016-11-08
11 B01217 TAIPING SECURITIES (HK) CO LTD 419,200 6,200 0.02 0.00 2016-11-08
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,650,800 6,000 0.27 0.00 2016-11-08
13 B01425 WELLFULL SECURITIES CO LTD 129,800 5,000 0.01 0.00 2016-11-08
14 B02031 GOLDLINK SECURITIES LTD 3,800 3,800 0.00 0.00 2016-11-08
15 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,712,600 2,400 0.16 0.00 2016-11-08
16 B01610 KGI ASIA LTD 1,586,457 2,000 0.09 0.00 2016-11-08
17 C00088 CHINA MERCHANTS BANK CO LTD 284,000 1,600 0.02 0.00 2016-11-08
18 C00015 DBS BANK (HONG KONG) LTD 1,301,400 1,400 0.08 0.00 2016-11-08
19 B01955 FUTU SECURITIES INTERNATIONAL 742,200 1,400 0.04 0.00 2016-11-08
20 B01958 TOPAZ FINANCIAL GROUP LTD 800 800 0.00 0.00 2016-11-08
21 B01198 PO KAY SECURITIES & SHARES CO LTD 87,800 400 0.01 0.00 2016-11-08
22 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 722,800 200 0.04 0.00 2016-11-08
23 B01769 ONE CHINA SECURITIES LTD 34,792 40 0.00 0.00 2016-11-08
24 B01979 FORMAX SECURITIES LTD 800 -200 0.00 -0.00 2016-11-08
25 B01260 LAMTEX SECURITIES LTD 112,400 -200 0.01 -0.00 2016-11-08
26 C00041 OCBC BANK (HONG KONG) LTD 1,737,200 -200 0.10 -0.00 2016-11-08
27 B01963 TFI SECURITIES AND FUTURES LTD 0 -200 -0.00 2016-11-08
28 B01351 WING FUNG SECURITIES LTD 154,600 -400 0.01 -0.00 2016-11-08
29 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,103,600 -600 0.12 -0.00 2016-11-08
30 B01727 ICBC (ASIA) SECURITIES LTD 3,582,200 -800 0.21 -0.00 2016-11-08
31 B01323 DEUTSCHE SECURITIES ASIA LTD 1,633,924 -1,000 0.10 -0.00 2016-11-08
32 C00018 HANG SENG BANK LTD 5,164,141 -1,000 0.30 -0.00 2016-11-08
33 B01752 HOI SANG SECURITIES LTD 4,600 -1,000 0.00 -0.00 2016-11-08
34 B01556 LUK FOOK SECURITIES (HK) LTD 379,600 -1,000 0.02 -0.00 2016-11-08
35 B01843 TELECOM KING SECURITIES LTD 158,000 -1,000 0.01 -0.00 2016-11-08
36 B01818 I-ACCESS INVESTORS LTD 1,049,988 -1,200 0.06 -0.00 2016-11-08
37 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,393,200 -1,200 0.26 -0.00 2016-11-08
38 B01552 CARRIER STOCK INVESTMENT CO LTD 11,000 -2,000 0.00 -0.00 2016-11-08
39 B01137 CHOW SANG SANG SECURITIES LTD 497,000 -2,000 0.03 -0.00 2016-11-08
40 B01673 FULBRIGHT SECURITIES LTD 406,200 -2,000 0.02 -0.00 2016-11-08
41 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 8,885,000 -2,000 0.52 -0.00 2016-11-08
42 B01470 HUNG SING SECURITIES LTD 81,400 -2,000 0.00 -0.00 2016-11-08
43 B01511 TAT LEE SECURITIES CO LTD 97,800 -2,000 0.01 -0.00 2016-11-08
44 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,482,500 -2,800 0.09 -0.00 2016-11-08
45 B01272 FB SECURITIES (HONG KONG) LTD 5,030,800 -3,000 0.29 -0.00 2016-11-08
46 B01588 LEI SHING HONG SECURITIES LTD 40,800 -3,000 0.00 -0.00 2016-11-08
47 B01184 QUAM SECURITIES LTD 192,200 -3,000 0.01 -0.00 2016-11-08
48 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 300,200 -3,200 0.02 -0.00 2016-11-08
49 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 562,600 -4,000 0.03 -0.00 2016-11-08
50 B01353 UOB KAY HIAN (HONG KONG) LTD 4,437,800 -4,800 0.26 -0.00 2016-11-08
51 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 736,000 -5,000 0.04 -0.00 2016-11-08
52 B01649 CINDA INTERNATIONAL SECURITIES LTD 617,000 -5,000 0.04 -0.00 2016-11-08
53 B01289 SOUTH CHINA SECURITIES LTD 536,300 -6,000 0.03 -0.00 2016-11-08
54 B01695 DAH SING SECURITIES LTD 1,806,600 -7,000 0.11 -0.00 2016-11-08
55 B01284 HANG SENG SECURITIES LTD 23,060,043 -7,600 1.34 -0.00 2016-11-08
56 B01584 CHIEF SECURITIES LTD 2,590,600 -8,000 0.15 -0.00 2016-11-08
57 B01224 MERRILL LYNCH FAR EAST LTD 848,890 -8,400 0.05 -0.00 2016-11-08
58 C00028 NANYANG COMMERCIAL BANK LTD 5,813,000 -8,400 0.34 -0.00 2016-11-08
59 B01460 BERICH BROKERAGE LTD 48,000 -10,000 0.00 -0.00 2016-11-08
60 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,920,300 -10,000 0.17 -0.00 2016-11-08
61 B01606 EWARTON SECURITIES LTD 181,200 -10,000 0.01 -0.00 2016-11-08
62 B01525 KEE CHEONG SECURITIES CO LTD 44,800 -10,000 0.00 -0.00 2016-11-08
63 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 4,114,600 -19,000 0.24 -0.00 2016-11-08
64 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 5,542,600 -19,000 0.32 -0.00 2016-11-08
65 B01297 ONSHINE SECURITIES LTD 82,400 -25,600 0.00 -0.00 2016-11-08
66 B01118 EAST ASIA SECURITIES CO LTD 3,718,400 -26,000 0.22 -0.00 2016-11-08
67 C00042 CMB WING LUNG BANK LTD 3,377,000 -29,000 0.20 -0.00 2016-11-08
68 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 14,323,039 -38,000 0.83 -0.00 2016-11-08
69 B01161 UBS SECURITIES HONG KONG LTD 36,766,575 -61,800 2.14 -0.00 2016-11-08
70 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 231,989,343 -102,840 13.50 -0.01 2016-11-08
71 B01130 BOCI SECURITIES LTD 27,769,102 -209,600 1.62 -0.01 2016-11-08
72 C00033 BANK OF CHINA (HONG KONG) LTD 45,529,848 -432,800 2.65 -0.03 2016-11-08
73 C00019 THE HONGKONG AND SHANGHAI BANKING 442,315,618 -988,000 25.73 -0.06 2016-11-08
74 C00100 JPMORGAN CHASE BANK, NATIONAL 141,852,621 -8,770,492 8.25 -0.51 2016-11-08
74 Total changed named holdings 1,342,467,839 400 78.09 0.00
366 Unchanged named holdings 215,526,329 0 12.54 0.00
440 Total named holdings 1,557,994,168 400 90.63 0.00
592 Unnamed Investor Participants 157,135,680 0 9.14 0.00
1,032 Total securities in CCASS 1,715,129,848 400 99.77 0.00
Securities not in CCASS 3,915,832 -400 0.23 -0.00
Issued securities 1,719,045,680 0 100.00 0.00 2016-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-11-04
Volume3,566,760
Turnover58,139,122
Average price16.300

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