CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-10-13 to 2016-10-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01284 HANG SENG SECURITIES LTD 23,482,868 981,500 1.03 0.04 2016-10-14
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 336,779,606 975,780 14.78 0.04 2016-10-14
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 32,680,512 957,095 1.43 0.04 2016-10-14
4 C00019 THE HONGKONG AND SHANGHAI BANKING 632,258,337 775,200 27.75 0.03 2016-10-14
5 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 21,936,995 200,207 0.96 0.01 2016-10-14
6 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 30,818,300 166,500 1.35 0.01 2016-10-14
7 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,432,546 162,500 0.33 0.01 2016-10-14
8 B01183 CHONG HING SECURITIES LTD 2,310,500 136,500 0.10 0.01 2016-10-14
9 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,547,182 111,666 0.16 0.00 2016-10-14
10 C00033 BANK OF CHINA (HONG KONG) LTD 42,730,021 99,770 1.88 0.00 2016-10-14
11 C00095 EFG BANK AG 381,000 78,000 0.02 0.00 2016-10-14
12 B01130 BOCI SECURITIES LTD 21,850,697 69,500 0.96 0.00 2016-10-14
13 B01558 GOLD FUND SECURITIES CO LTD 60,000 50,000 0.00 0.00 2016-10-14
14 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,292,500 35,000 0.10 0.00 2016-10-14
15 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,131,950 34,500 0.14 0.00 2016-10-14
16 B01938 CHINA INDUSTRIAL SECURITIES 1,117,500 33,500 0.05 0.00 2016-10-14
17 C00028 NANYANG COMMERCIAL BANK LTD 4,209,936 33,059 0.18 0.00 2016-10-14
18 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,712,000 32,000 0.21 0.00 2016-10-14
19 B01460 BERICH BROKERAGE LTD 157,000 30,000 0.01 0.00 2016-10-14
20 B01407 WIN WONG SECURITIES LTD 226,000 30,000 0.01 0.00 2016-10-14
21 B01545 TUNG SHING SECURITIES (BROKERS) LTD 791,500 28,500 0.03 0.00 2016-10-14
22 C00037 SHANGHAI COMMERCIAL BANK LTD 6,802,950 28,000 0.30 0.00 2016-10-14
23 B01118 EAST ASIA SECURITIES CO LTD 3,069,600 27,000 0.13 0.00 2016-10-14
24 B01727 ICBC (ASIA) SECURITIES LTD 3,890,000 25,000 0.17 0.00 2016-10-14
25 B01184 QUAM SECURITIES LTD 180,000 20,000 0.01 0.00 2016-10-14
26 B01555 ABN AMRO CLEARING HONG KONG LTD 1,511,429 19,500 0.07 0.00 2016-10-14
27 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 655,000 19,000 0.03 0.00 2016-10-14
28 C00003 THE BANK OF EAST ASIA LTD 2,906,291 15,000 0.13 0.00 2016-10-14
29 B01523 EVER-LONG SECURITIES CO LTD 33,000 14,000 0.00 0.00 2016-10-14
30 B01843 TELECOM KING SECURITIES LTD 142,000 13,500 0.01 0.00 2016-10-14
31 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 755,000 13,000 0.03 0.00 2016-10-14
32 B01584 CHIEF SECURITIES LTD 1,458,000 12,500 0.06 0.00 2016-10-14
33 B01695 DAH SING SECURITIES LTD 2,389,513 11,500 0.10 0.00 2016-10-14
34 B01610 KGI ASIA LTD 2,929,500 11,000 0.13 0.00 2016-10-14
35 B01353 UOB KAY HIAN (HONG KONG) LTD 5,669,048 11,000 0.25 0.00 2016-10-14
36 C00048 CHIYU BANKING CORPORATION LTD 2,572,932 10,029 0.11 0.00 2016-10-14
37 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 9,122,000 10,000 0.40 0.00 2016-10-14
38 B01765 PROMISING SECURITIES CO LTD 232,000 10,000 0.01 0.00 2016-10-14
39 C00016 DBS BANK LTD 1,310,373 7,650 0.06 0.00 2016-10-14
40 B01955 FUTU SECURITIES INTERNATIONAL 434,000 6,000 0.02 0.00 2016-10-14
41 B01212 HENYEP SECURITIES LTD 40,000 6,000 0.00 0.00 2016-10-14
42 B01173 RIFA SECURITIES LTD 167,000 6,000 0.01 0.00 2016-10-14
43 B01119 CELESTIAL SECURITIES LTD 205,500 5,000 0.01 0.00 2016-10-14
44 B01351 WING FUNG SECURITIES LTD 65,000 5,000 0.00 0.00 2016-10-14
45 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 648,000 4,000 0.03 0.00 2016-10-14
46 B01673 FULBRIGHT SECURITIES LTD 269,576 4,000 0.01 0.00 2016-10-14
47 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 8,708,000 2,500 0.38 0.00 2016-10-14
48 B01947 FUBON SECURITIES (HONG KONG) LTD 149,500 2,000 0.01 0.00 2016-10-14
49 B01423 PRUDENTIAL BROKERAGE LTD 508,000 2,000 0.02 0.00 2016-10-14
50 B01700 REALINK FINANCIAL TRADE LTD 174,500 2,000 0.01 0.00 2016-10-14
51 B01664 ROOFER SECURITIES LTD 402,000 1,500 0.02 0.00 2016-10-14
52 B01439 TAI TAK SECURITIES (ASIA) LTD 60,000 1,500 0.00 0.00 2016-10-14
53 B01601 CSC SECURITIES (HK) LTD 146,820 1,000 0.01 0.00 2016-10-14
54 B01789 HO FUNG SHARES INVESTMENT LTD 47,095 1,000 0.00 0.00 2016-10-14
55 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 279,500 1,000 0.01 0.00 2016-10-14
56 B01531 LAU & CO LTD 23,500 1,000 0.00 0.00 2016-10-14
57 B01224 MERRILL LYNCH FAR EAST LTD 731,042 1,000 0.03 0.00 2016-10-14
58 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,835,347 1,000 0.08 0.00 2016-10-14
59 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 245,500 500 0.01 0.00 2016-10-14
60 B01209 MASON SECURITIES LTD 845,000 500 0.04 0.00 2016-10-14
61 B01198 PO KAY SECURITIES & SHARES CO LTD 240,000 500 0.01 0.00 2016-10-14
62 B01940 SOFI SECURITIES (HONG KONG) LTD 347,000 500 0.02 0.00 2016-10-14
63 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 917,500 500 0.04 0.00 2016-10-14
64 B01769 ONE CHINA SECURITIES LTD 5,108 -118 0.00 -0.00 2016-10-14
65 C00042 CMB WING LUNG BANK LTD 5,766,300 -1,000 0.25 -0.00 2016-10-14
66 B01710 SINO-RICH SECURITIES & FUTURES LTD 0 -1,000 -0.00 2016-10-14
67 B01289 SOUTH CHINA SECURITIES LTD 389,000 -1,000 0.02 -0.00 2016-10-14
68 B01137 CHOW SANG SANG SECURITIES LTD 383,000 -1,500 0.02 -0.00 2016-10-14
69 B01818 I-ACCESS INVESTORS LTD 483,528 -2,500 0.02 -0.00 2016-10-14
70 B01606 EWARTON SECURITIES LTD 14,000 -3,000 0.00 -0.00 2016-10-14
71 C00015 DBS BANK (HONG KONG) LTD 8,814,919 -4,500 0.39 -0.00 2016-10-14
72 B01264 MIB SECURITIES (HONG KONG) LTD 519,000 -4,500 0.02 -0.00 2016-10-14
73 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,357,782 -5,000 0.19 -0.00 2016-10-14
74 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,281,000 -10,000 0.19 -0.00 2016-10-14
75 C00102 MACQUARIE BANK LTD 398,620 -17,500 0.02 -0.00 2016-10-14
76 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,891,500 -79,000 0.13 -0.00 2016-10-14
77 C00093 BNP PARIBAS 23,180,296 -109,000 1.02 -0.00 2016-10-14
78 B01323 DEUTSCHE SECURITIES ASIA LTD 1,838,919 -148,500 0.08 -0.01 2016-10-14
79 B01121 SG SECURITIES (HK) LTD 3,240,036 -156,000 0.14 -0.01 2016-10-14
80 C00010 CITIBANK N.A. 421,619,923 -189,117 18.51 -0.01 2016-10-14
81 B01161 UBS SECURITIES HONG KONG LTD 28,977,683 -375,280 1.27 -0.02 2016-10-14
82 C00074 DEUTSCHE BANK AG 141,189,566 -1,542,185 6.20 -0.07 2016-10-14
83 C00100 JPMORGAN CHASE BANK, NATIONAL 119,199,593 -2,703,756 5.23 -0.12 2016-10-14
83 Total changed named holdings 2,003,574,739 0 87.94 0.00
262 Unchanged named holdings 222,596,634 0 9.77 0.00
345 Total named holdings 2,226,171,373 0 97.71 0.00
68 Unnamed Investor Participants 50,769,201 0 2.23 0.00
413 Total securities in CCASS 2,276,940,574 0 99.94 0.00
Securities not in CCASS 1,387,126 0 0.06 0.00
Issued securities 2,278,327,700 0 100.00 0.00 2016-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-10-12
Volume10,960,098
Turnover184,494,447
Average price16.833

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