CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-10-11 to 2016-10-12

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 142,124,062 1,305,187 6.24 0.06 2016-10-12
2 B01161 UBS SECURITIES HONG KONG LTD 29,453,463 340,000 1.29 0.01 2016-10-12
3 C00092 CTBC BANK CO LTD 600,000 300,000 0.03 0.01 2016-10-12
4 B01610 KGI ASIA LTD 2,957,500 267,500 0.13 0.01 2016-10-12
5 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 335,046,180 192,416 14.71 0.01 2016-10-12
6 B01564 ABCI SECURITIES CO LTD 1,557,000 168,000 0.07 0.01 2016-10-12
7 B01183 CHONG HING SECURITIES LTD 2,240,500 137,000 0.10 0.01 2016-10-12
8 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 16,482,500 120,000 0.72 0.01 2016-10-12
9 B01555 ABN AMRO CLEARING HONG KONG LTD 1,419,929 96,000 0.06 0.00 2016-10-12
10 C00037 SHANGHAI COMMERCIAL BANK LTD 6,783,450 89,000 0.30 0.00 2016-10-12
11 B01284 HANG SENG SECURITIES LTD 22,508,868 60,500 0.99 0.00 2016-10-12
12 B01323 DEUTSCHE SECURITIES ASIA LTD 983,919 52,419 0.04 0.00 2016-10-12
13 B01123 HING WONG SECURITIES LTD 153,000 50,000 0.01 0.00 2016-10-12
14 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 8,756,500 45,500 0.38 0.00 2016-10-12
15 B01130 BOCI SECURITIES LTD 21,796,197 45,500 0.96 0.00 2016-10-12
16 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,238,282 42,500 0.19 0.00 2016-10-12
17 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,373,500 40,000 0.10 0.00 2016-10-12
18 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,285,950 37,500 0.14 0.00 2016-10-12
19 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,431,046 31,500 0.33 0.00 2016-10-12
20 B01695 DAH SING SECURITIES LTD 2,375,513 28,000 0.10 0.00 2016-10-12
21 C00003 THE BANK OF EAST ASIA LTD 2,883,291 15,000 0.13 0.00 2016-10-12
22 C00015 DBS BANK (HONG KONG) LTD 8,816,419 14,000 0.39 0.00 2016-10-12
23 B01700 REALINK FINANCIAL TRADE LTD 169,500 13,000 0.01 0.00 2016-10-12
24 C00028 NANYANG COMMERCIAL BANK LTD 4,245,877 12,000 0.19 0.00 2016-10-12
25 B01121 SG SECURITIES (HK) LTD 3,164,536 10,500 0.14 0.00 2016-10-12
26 B01813 CCB INTERNATIONAL SECURITIES LTD 631,000 10,000 0.03 0.00 2016-10-12
27 B01338 EMPEROR SECURITIES LTD 597,000 10,000 0.03 0.00 2016-10-12
28 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,279,000 10,000 0.06 0.00 2016-10-12
29 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,860,847 8,000 0.08 0.00 2016-10-12
30 C00048 CHIYU BANKING CORPORATION LTD 2,575,403 5,000 0.11 0.00 2016-10-12
31 C00018 HANG SENG BANK LTD 4,107,876 5,000 0.18 0.00 2016-10-12
32 B01497 SINOPAC SECURITIES (ASIA) LTD 373,609 5,000 0.02 0.00 2016-10-12
33 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 654,500 4,500 0.03 0.00 2016-10-12
34 B01584 CHIEF SECURITIES LTD 1,475,000 4,000 0.06 0.00 2016-10-12
35 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 9,969,000 4,000 0.44 0.00 2016-10-12
36 B01118 EAST ASIA SECURITIES CO LTD 3,059,600 3,500 0.13 0.00 2016-10-12
37 C00088 CHINA MERCHANTS BANK CO LTD 791,500 3,000 0.03 0.00 2016-10-12
38 B01356 DELTA ASIA SECURITIES LTD 95,500 3,000 0.00 0.00 2016-10-12
39 B01213 MONEYMORE SECURITIES LTD 32,000 3,000 0.00 0.00 2016-10-12
40 B01769 ONE CHINA SECURITIES LTD 5,272 2,230 0.00 0.00 2016-10-12
41 B01705 HENIK SECURITIES LTD 320,500 2,000 0.01 0.00 2016-10-12
42 B01818 I-ACCESS INVESTORS LTD 546,028 2,000 0.02 0.00 2016-10-12
43 B01588 LEI SHING HONG SECURITIES LTD 51,500 2,000 0.00 0.00 2016-10-12
44 B01585 SINO GRADE SECURITIES LTD 31,500 2,000 0.00 0.00 2016-10-12
45 B01290 SPS SECURITIES LTD 78,500 1,500 0.00 0.00 2016-10-12
46 B01511 TAT LEE SECURITIES CO LTD 77,500 1,500 0.00 0.00 2016-10-12
47 B01773 TOYO SECURITIES ASIA LTD 341,500 1,000 0.01 0.00 2016-10-12
48 B01198 PO KAY SECURITIES & SHARES CO LTD 238,500 500 0.01 0.00 2016-10-12
49 B01940 SOFI SECURITIES (HONG KONG) LTD 346,500 500 0.02 0.00 2016-10-12
50 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 246,000 -500 0.01 -0.00 2016-10-12
51 B01264 MIB SECURITIES (HONG KONG) LTD 523,500 -500 0.02 -0.00 2016-10-12
52 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 958,500 -500 0.04 -0.00 2016-10-12
53 B01752 HOI SANG SECURITIES LTD 4,000 -1,000 0.00 -0.00 2016-10-12
54 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,679,000 -2,000 0.21 -0.00 2016-10-12
55 B01523 EVER-LONG SECURITIES CO LTD 35,000 -2,000 0.00 -0.00 2016-10-12
56 B01676 TAI SHING STOCK INVESTMENT CO LTD 71,000 -2,000 0.00 -0.00 2016-10-12
57 B01425 WELLFULL SECURITIES CO LTD 59,500 -2,000 0.00 -0.00 2016-10-12
58 B01407 WIN WONG SECURITIES LTD 91,000 -2,000 0.00 -0.00 2016-10-12
59 C00033 BANK OF CHINA (HONG KONG) LTD 42,265,251 -3,000 1.86 -0.00 2016-10-12
60 B01545 TUNG SHING SECURITIES (BROKERS) LTD 799,000 -3,000 0.04 -0.00 2016-10-12
61 B01252 CORPORATE BROKERS LTD 47,500 -4,000 0.00 -0.00 2016-10-12
62 B01831 NERICO BROTHERS LTD 201,000 -4,000 0.01 -0.00 2016-10-12
63 B01673 FULBRIGHT SECURITIES LTD 268,576 -5,000 0.01 -0.00 2016-10-12
64 B01324 FUNDERSTONE SECURITIES LTD 113,500 -5,000 0.00 -0.00 2016-10-12
65 B01173 RIFA SECURITIES LTD 171,000 -5,000 0.01 -0.00 2016-10-12
66 B01955 FUTU SECURITIES INTERNATIONAL 433,000 -6,500 0.02 -0.00 2016-10-12
67 B01372 FIRST WORLDSEC SECURITIES LTD 81,000 -8,000 0.00 -0.00 2016-10-12
68 B01253 STOCKWELL SECURITIES LTD 129,500 -8,000 0.01 -0.00 2016-10-12
69 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,338,500 -22,500 0.19 -0.00 2016-10-12
70 B01138 CLSA LTD 124,098,762 -26,000 5.45 -0.00 2016-10-12
71 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 370,000 -30,000 0.02 -0.00 2016-10-12
72 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,895,500 -31,000 0.13 -0.00 2016-10-12
73 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 31,652,301 -65,962 1.39 -0.00 2016-10-12
74 B01727 ICBC (ASIA) SECURITIES LTD 3,881,000 -66,500 0.17 -0.00 2016-10-12
75 C00042 CMB WING LUNG BANK LTD 5,792,300 -91,000 0.25 -0.00 2016-10-12
76 B01224 MERRILL LYNCH FAR EAST LTD 726,542 -174,736 0.03 -0.01 2016-10-12
77 C00010 CITIBANK N.A. 421,646,020 -185,786 18.51 -0.01 2016-10-12
78 C00100 JPMORGAN CHASE BANK, NATIONAL 123,969,914 -208,819 5.44 -0.01 2016-10-12
79 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,207,301 -213,575 0.14 -0.01 2016-10-12
80 C00093 BNP PARIBAS 23,474,340 -361,200 1.03 -0.02 2016-10-12
81 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,551,289 -705,629 0.90 -0.03 2016-10-12
82 C00019 THE HONGKONG AND SHANGHAI BANKING 632,875,565 -1,366,545 27.78 -0.06 2016-10-12
82 Total changed named holdings 2,112,042,278 -7,000 92.70 -0.00
263 Unchanged named holdings 114,129,095 0 5.01 0.00
345 Total named holdings 2,226,171,373 -7,000 97.71 0.00
68 Unnamed Investor Participants 50,769,201 7,000 2.23 0.00
413 Total securities in CCASS 2,276,940,574 0 99.94 0.00
Securities not in CCASS 1,387,126 0 0.06 0.00
Issued securities 2,278,327,700 0 100.00 0.00 2016-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-10-07
Volume7,338,770
Turnover123,993,973
Average price16.896

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