CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-09-28 to 2016-09-29

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 151,131,333 3,024,720 6.63 0.13 2016-09-29
2 B01323 DEUTSCHE SECURITIES ASIA LTD 1,859,125 891,625 0.08 0.04 2016-09-29
3 C00033 BANK OF CHINA (HONG KONG) LTD 41,139,751 685,500 1.81 0.03 2016-09-29
4 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 30,360,300 552,500 1.33 0.02 2016-09-29
5 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 5,254,371 486,320 0.23 0.02 2016-09-29
6 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 21,609,288 440,059 0.95 0.02 2016-09-29
7 B01130 BOCI SECURITIES LTD 22,690,401 271,720 1.00 0.01 2016-09-29
8 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 31,750,183 195,033 1.39 0.01 2016-09-29
9 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 16,023,500 189,500 0.70 0.01 2016-09-29
10 B01284 HANG SENG SECURITIES LTD 22,269,868 106,000 0.98 0.00 2016-09-29
11 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 9,092,500 79,000 0.40 0.00 2016-09-29
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 8,643,000 57,500 0.38 0.00 2016-09-29
13 B01938 CHINA INDUSTRIAL SECURITIES 1,124,000 50,000 0.05 0.00 2016-09-29
14 B01607 RHB SECURITIES HONG KONG LTD 341,500 50,000 0.01 0.00 2016-09-29
15 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 9,991,500 40,000 0.44 0.00 2016-09-29
16 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,283,046 38,000 0.32 0.00 2016-09-29
17 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,898,000 37,500 0.13 0.00 2016-09-29
18 B01695 DAH SING SECURITIES LTD 2,297,513 35,500 0.10 0.00 2016-09-29
19 B01415 TARZAN STOCK & SHARES LTD 121,000 34,000 0.01 0.00 2016-09-29
20 B01558 GOLD FUND SECURITIES CO LTD 40,000 30,000 0.00 0.00 2016-09-29
21 B01118 EAST ASIA SECURITIES CO LTD 3,024,600 21,000 0.13 0.00 2016-09-29
22 C00037 SHANGHAI COMMERCIAL BANK LTD 6,416,950 19,000 0.28 0.00 2016-09-29
23 B01563 XINKONG INTERNATIONAL SECURITIES LTD 155,000 18,000 0.01 0.00 2016-09-29
24 B01584 CHIEF SECURITIES LTD 1,385,500 16,000 0.06 0.00 2016-09-29
25 B01183 CHONG HING SECURITIES LTD 1,943,500 15,000 0.09 0.00 2016-09-29
26 B01955 FUTU SECURITIES INTERNATIONAL 360,000 13,000 0.02 0.00 2016-09-29
27 B01252 CORPORATE BROKERS LTD 64,500 10,000 0.00 0.00 2016-09-29
28 B01338 EMPEROR SECURITIES LTD 594,000 10,000 0.03 0.00 2016-09-29
29 B01385 FAIRWIN BROKING LTD 12,500 10,000 0.00 0.00 2016-09-29
30 B01947 FUBON SECURITIES (HONG KONG) LTD 140,500 10,000 0.01 0.00 2016-09-29
31 B01765 PROMISING SECURITIES CO LTD 226,000 10,000 0.01 0.00 2016-09-29
32 B01700 REALINK FINANCIAL TRADE LTD 163,500 10,000 0.01 0.00 2016-09-29
33 B01905 SDICS INTERNATIONAL SECURITIES (HONG 1,883,000 10,000 0.08 0.00 2016-09-29
34 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 511,500 8,500 0.02 0.00 2016-09-29
35 B01610 KGI ASIA LTD 2,360,500 8,500 0.10 0.00 2016-09-29
36 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 739,000 6,500 0.03 0.00 2016-09-29
37 B01119 CELESTIAL SECURITIES LTD 205,500 6,000 0.01 0.00 2016-09-29
38 B01673 FULBRIGHT SECURITIES LTD 273,576 6,000 0.01 0.00 2016-09-29
39 B01447 BETA INTERNATIONAL SECURITIES LIMITED 10,000 5,000 0.00 0.00 2016-09-29
40 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 341,000 5,000 0.01 0.00 2016-09-29
41 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,179,782 5,000 0.18 0.00 2016-09-29
42 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 625,000 5,000 0.03 0.00 2016-09-29
43 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,775,347 5,000 0.08 0.00 2016-09-29
44 B01903 PICO ZEMAN SECURITIES (HK) LTD 105,000 5,000 0.00 0.00 2016-09-29
45 B01818 I-ACCESS INVESTORS LTD 434,028 4,500 0.02 0.00 2016-09-29
46 B01900 ORIENT SECURITIES (HONG KONG) LTD 38,500 4,500 0.00 0.00 2016-09-29
47 B01137 CHOW SANG SANG SECURITIES LTD 341,000 4,000 0.01 0.00 2016-09-29
48 B01353 UOB KAY HIAN (HONG KONG) LTD 5,417,048 3,000 0.24 0.00 2016-09-29
49 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,374,000 2,500 0.19 0.00 2016-09-29
50 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,162,500 2,000 0.09 0.00 2016-09-29
51 C00028 NANYANG COMMERCIAL BANK LTD 4,088,877 2,000 0.18 0.00 2016-09-29
52 B01340 LEHIN SECURITIES LTD 35,604 1,500 0.00 0.00 2016-09-29
53 B01240 TSUN CHI YUEN SECURITIES CO LTD 51,470 1,316 0.00 0.00 2016-09-29
54 B01649 CINDA INTERNATIONAL SECURITIES LTD 151,000 1,000 0.01 0.00 2016-09-29
55 C00016 DBS BANK LTD 1,302,723 1,000 0.06 0.00 2016-09-29
56 B01843 TELECOM KING SECURITIES LTD 137,500 1,000 0.01 0.00 2016-09-29
57 C00042 CMB WING LUNG BANK LTD 5,760,800 500 0.25 0.00 2016-09-29
58 B01427 TSE'S SECURITIES LTD 91,000 500 0.00 0.00 2016-09-29
59 B01138 CLSA LTD 126,082,791 29 5.53 0.00 2016-09-29
60 B01769 ONE CHINA SECURITIES LTD 2,155 -139 0.00 -0.00 2016-09-29
61 B01351 WING FUNG SECURITIES LTD 73,000 -1,000 0.00 -0.00 2016-09-29
62 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 916,000 -1,000 0.04 -0.00 2016-09-29
63 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,653,000 -1,500 0.20 -0.00 2016-09-29
64 C00015 DBS BANK (HONG KONG) LTD 8,804,179 -2,000 0.39 -0.00 2016-09-29
65 C00048 CHIYU BANKING CORPORATION LTD 2,480,903 -3,000 0.11 -0.00 2016-09-29
66 B01755 T G SECURITIES LTD 0 -3,000 -0.00 2016-09-29
67 C00003 THE BANK OF EAST ASIA LTD 2,778,291 -4,000 0.12 -0.00 2016-09-29
68 B01705 HENIK SECURITIES LTD 313,500 -5,000 0.01 -0.00 2016-09-29
69 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 186,500 -5,000 0.01 -0.00 2016-09-29
70 B01545 TUNG SHING SECURITIES (BROKERS) LTD 695,500 -7,500 0.03 -0.00 2016-09-29
71 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,187,450 -8,500 0.14 -0.00 2016-09-29
72 B01740 WIN SECURITIES LTD 356,200 -10,000 0.02 -0.00 2016-09-29
73 B01121 SG SECURITIES (HK) LTD 3,115,476 -10,500 0.14 -0.00 2016-09-29
74 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 277,500 -12,500 0.01 -0.00 2016-09-29
75 B01727 ICBC (ASIA) SECURITIES LTD 3,875,500 -25,000 0.17 -0.00 2016-09-29
76 B01264 MIB SECURITIES (HONG KONG) LTD 580,000 -25,000 0.03 -0.00 2016-09-29
77 C00010 CITIBANK N.A. 414,547,395 -35,444 18.20 -0.00 2016-09-29
78 B01555 ABN AMRO CLEARING HONG KONG LTD 990,429 -147,000 0.04 -0.01 2016-09-29
79 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 38,500 -180,000 0.00 -0.01 2016-09-29
80 C00100 JPMORGAN CHASE BANK, NATIONAL 120,974,237 -421,220 5.31 -0.02 2016-09-29
81 B01161 UBS SECURITIES HONG KONG LTD 23,412,558 -833,000 1.03 -0.04 2016-09-29
82 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 342,206,887 -939,033 15.02 -0.04 2016-09-29
83 C00019 THE HONGKONG AND SHANGHAI BANKING 633,881,591 -1,058,682 27.82 -0.05 2016-09-29
84 B01224 MERRILL LYNCH FAR EAST LTD 338,768 -1,222,204 0.01 -0.05 2016-09-29
85 C00093 BNP PARIBAS 23,176,940 -2,582,100 1.02 -0.11 2016-09-29
85 Total changed named holdings 2,155,747,234 18,000 94.62 0.00
258 Unchanged named holdings 70,353,139 0 3.09 0.00
343 Total named holdings 2,226,100,373 18,000 97.71 0.00
66 Unnamed Investor Participants 50,764,201 -17,500 2.23 -0.00
409 Total securities in CCASS 2,276,864,574 500 99.94 0.00
Securities not in CCASS 1,463,126 -500 0.06 -0.00
Issued securities 2,278,327,700 0 100.00 0.00 2016-08-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-09-27
Volume7,677,189
Turnover128,758,384
Average price16.772

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