CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-03-10 to 2016-03-11

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 590,322,359 1,306,467 25.91 0.06 2016-03-11
2 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,770,500 421,000 0.17 0.02 2016-03-11
3 C00093 BNP PARIBAS 9,628,696 355,000 0.42 0.02 2016-03-11
4 B01130 BOCI SECURITIES LTD 20,197,708 221,500 0.89 0.01 2016-03-11
5 C00033 BANK OF CHINA (HONG KONG) LTD 35,131,986 213,000 1.54 0.01 2016-03-11
6 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,613,546 205,000 0.29 0.01 2016-03-11
7 B01727 ICBC (ASIA) SECURITIES LTD 4,648,500 128,000 0.20 0.01 2016-03-11
8 B01842 BOCOM INTERNATIONAL SECURITIES LTD 3,352,500 119,000 0.15 0.01 2016-03-11
9 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 22,483,004 108,000 0.99 0.00 2016-03-11
10 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,252,756 103,000 0.19 0.00 2016-03-11
11 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,891,800 82,000 0.21 0.00 2016-03-11
12 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,396,500 77,500 0.15 0.00 2016-03-11
13 B01450 DL BROKERAGE LTD 129,000 50,000 0.01 0.00 2016-03-11
14 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 6,396,500 42,000 0.28 0.00 2016-03-11
15 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 220,000 37,000 0.01 0.00 2016-03-11
16 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 29,873,902 32,162 1.31 0.00 2016-03-11
17 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,169,500 32,000 0.10 0.00 2016-03-11
18 B01695 DAH SING SECURITIES LTD 2,335,846 32,000 0.10 0.00 2016-03-11
19 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 897,000 25,500 0.04 0.00 2016-03-11
20 B01938 CHINA INDUSTRIAL SECURITIES 290,000 25,000 0.01 0.00 2016-03-11
21 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,556,847 22,500 0.07 0.00 2016-03-11
22 B01298 GET NICE SECURITIES LTD 1,362,500 21,000 0.06 0.00 2016-03-11
23 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 141,500 20,000 0.01 0.00 2016-03-11
24 B01762 DBS VICKERS (HONG KONG) LTD 1,954,500 16,000 0.09 0.00 2016-03-11
25 B01407 WIN WONG SECURITIES LTD 107,500 13,000 0.00 0.00 2016-03-11
26 B01584 CHIEF SECURITIES LTD 1,026,500 11,000 0.05 0.00 2016-03-11
27 C00037 SHANGHAI COMMERCIAL BANK LTD 2,772,000 11,000 0.12 0.00 2016-03-11
28 B01743 CEPA ALLIANCE SECURITIES LTD 14,000 10,000 0.00 0.00 2016-03-11
29 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 16,941,500 10,000 0.74 0.00 2016-03-11
30 B01607 RHB SECURITIES HONG KONG LTD 293,500 10,000 0.01 0.00 2016-03-11
31 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 24,323,000 8,000 1.07 0.00 2016-03-11
32 B01545 TUNG SHING SECURITIES (BROKERS) LTD 652,000 7,000 0.03 0.00 2016-03-11
33 B01606 EWARTON SECURITIES LTD 22,000 6,000 0.00 0.00 2016-03-11
34 C00048 CHIYU BANKING CORPORATION LTD 1,988,288 5,500 0.09 0.00 2016-03-11
35 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,789,000 5,000 0.17 0.00 2016-03-11
36 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 368,500 5,000 0.02 0.00 2016-03-11
37 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 18,000 5,000 0.00 0.00 2016-03-11
38 B01901 CMB INTERNATIONAL SECURITIES LTD 506,500 4,000 0.02 0.00 2016-03-11
39 B01843 TELECOM KING SECURITIES LTD 118,000 4,000 0.01 0.00 2016-03-11
40 B01765 PROMISING SECURITIES CO LTD 266,000 3,000 0.01 0.00 2016-03-11
41 B01676 TAI SHING STOCK INVESTMENT CO LTD 19,500 3,000 0.00 0.00 2016-03-11
42 B01740 WIN SECURITIES LTD 395,700 3,000 0.02 0.00 2016-03-11
43 B01137 CHOW SANG SANG SECURITIES LTD 733,500 2,000 0.03 0.00 2016-03-11
44 B01118 EAST ASIA SECURITIES CO LTD 2,679,760 2,000 0.12 0.00 2016-03-11
45 B01955 FUTU SECURITIES INTERNATIONAL 187,000 2,000 0.01 0.00 2016-03-11
46 B01705 HENIK SECURITIES LTD 564,500 2,000 0.02 0.00 2016-03-11
47 B01940 SOFI SECURITIES (HONG KONG) LTD 254,500 2,000 0.01 0.00 2016-03-11
48 C00003 THE BANK OF EAST ASIA LTD 2,234,517 2,000 0.10 0.00 2016-03-11
49 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 17,000 2,000 0.00 0.00 2016-03-11
50 B01209 MASON SECURITIES LTD 933,000 1,500 0.04 0.00 2016-03-11
51 B01272 FB SECURITIES (HONG KONG) LTD 1,386,950 1,000 0.06 0.00 2016-03-11
52 B01610 KGI ASIA LTD 3,296,000 1,000 0.14 0.00 2016-03-11
53 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 109,500 1,000 0.00 0.00 2016-03-11
54 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 649,500 1,000 0.03 0.00 2016-03-11
55 C00088 CHINA MERCHANTS BANK CO LTD 734,500 500 0.03 0.00 2016-03-11
56 B01769 ONE CHINA SECURITIES LTD 474 344 0.00 0.00 2016-03-11
57 B01853 CMBC SECURITIES CO LTD 19,953 50 0.00 0.00 2016-03-11
58 B01340 LEHIN SECURITIES LTD 29,244 -162 0.00 -0.00 2016-03-11
59 B01264 MIB SECURITIES (HONG KONG) LTD 597,000 -2,500 0.03 -0.00 2016-03-11
60 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 219,000 -5,000 0.01 -0.00 2016-03-11
61 C00028 NANYANG COMMERCIAL BANK LTD 3,705,907 -5,000 0.16 -0.00 2016-03-11
62 B01555 ABN AMRO CLEARING HONG KONG LTD 21,929 -6,386 0.00 -0.00 2016-03-11
63 C00102 MACQUARIE BANK LTD 142,427 -7,500 0.01 -0.00 2016-03-11
64 B01824 INSTINET PACIFIC LTD 0 -9,000 -0.00 2016-03-11
65 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,121,000 -9,500 0.18 -0.00 2016-03-11
66 B01789 HO FUNG SHARES INVESTMENT LTD 62,758 -10,000 0.00 -0.00 2016-03-11
67 B01183 CHONG HING SECURITIES LTD 1,361,000 -13,500 0.06 -0.00 2016-03-11
68 B01121 SG SECURITIES (HK) LTD 8,746,439 -23,000 0.38 -0.00 2016-03-11
69 B01673 FULBRIGHT SECURITIES LTD 276,076 -39,000 0.01 -0.00 2016-03-11
70 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 650,000 -65,000 0.03 -0.00 2016-03-11
71 C00074 DEUTSCHE BANK AG 140,997,143 -87,704 6.19 -0.00 2016-03-11
72 B01818 I-ACCESS INVESTORS LTD 253,936 -94,000 0.01 -0.00 2016-03-11
73 B01323 DEUTSCHE SECURITIES ASIA LTD 2,593,900 -97,205 0.11 -0.00 2016-03-11
74 B01284 HANG SENG SECURITIES LTD 22,550,924 -106,000 0.99 -0.00 2016-03-11
75 B01353 UOB KAY HIAN (HONG KONG) LTD 3,738,831 -115,500 0.16 -0.01 2016-03-11
76 C00010 CITIBANK N.A. 409,107,719 -220,021 17.96 -0.01 2016-03-11
77 C00016 DBS BANK LTD 1,193,383 -235,000 0.05 -0.01 2016-03-11
78 C00100 JPMORGAN CHASE BANK, NATIONAL 157,562,938 -266,041 6.92 -0.01 2016-03-11
79 B01161 UBS SECURITIES HONG KONG LTD 29,485,772 -270,350 1.29 -0.01 2016-03-11
80 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 359,829,903 -320,546 15.79 -0.01 2016-03-11
81 B01224 MERRILL LYNCH FAR EAST LTD 1,656,789 -376,108 0.07 -0.02 2016-03-11
82 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,489,138 -1,454,500 0.15 -0.06 2016-03-11
82 Total changed named holdings 1,975,832,248 0 86.72 0.00
253 Unchanged named holdings 251,388,947 0 11.03 0.00
335 Total named holdings 2,227,221,195 0 97.76 0.00
58 Unnamed Investor Participants 50,199,201 0 2.20 0.00
393 Total securities in CCASS 2,277,420,396 0 99.96 0.00
Securities not in CCASS 907,304 0 0.04 0.00
Issued securities 2,278,327,700 0 100.00 0.00 2016-02-29

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-03-09
Volume8,887,368
Turnover140,961,714
Average price15.861

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