ZTE CORPORATION

Exchange Code Listed Last trade Delisted
HK Main 00763  2004-12-09    
Stock code:
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CCASS holding changes from 2016-01-12 to 2016-01-13

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 5,190,260 1,788,020 0.69 0.24 2016-01-13
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 127,934,168 1,300,909 16.93 0.17 2016-01-13
3 C00010 CITIBANK N.A. 86,280,389 1,079,937 11.42 0.14 2016-01-13
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 6,997,252 455,700 0.93 0.06 2016-01-13
5 C00093 BNP PARIBAS 8,846,750 249,000 1.17 0.03 2016-01-13
6 B01284 HANG SENG SECURITIES LTD 13,838,697 101,200 1.83 0.01 2016-01-13
7 B01649 CINDA INTERNATIONAL SECURITIES LTD 117,600 50,000 0.02 0.01 2016-01-13
8 B01323 DEUTSCHE SECURITIES ASIA LTD 1,327,324 46,163 0.18 0.01 2016-01-13
9 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,165,791 35,000 0.29 0.00 2016-01-13
10 B01425 WELLFULL SECURITIES CO LTD 153,520 30,000 0.02 0.00 2016-01-13
11 B01118 EAST ASIA SECURITIES CO LTD 1,405,468 28,400 0.19 0.00 2016-01-13
12 B01905 SDICS INTERNATIONAL SECURITIES (HONG 1,508,346 20,600 0.20 0.00 2016-01-13
13 C00100 JPMORGAN CHASE BANK, NATIONAL 71,429,777 15,000 9.45 0.00 2016-01-13
14 B01272 FB SECURITIES (HONG KONG) LTD 459,586 14,000 0.06 0.00 2016-01-13
15 B01130 BOCI SECURITIES LTD 8,821,655 13,600 1.17 0.00 2016-01-13
16 B01610 KGI ASIA LTD 1,024,850 13,400 0.14 0.00 2016-01-13
17 B01818 I-ACCESS INVESTORS LTD 314,175 12,000 0.04 0.00 2016-01-13
18 C00028 NANYANG COMMERCIAL BANK LTD 2,845,439 12,000 0.38 0.00 2016-01-13
19 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 673,152 10,600 0.09 0.00 2016-01-13
20 B01584 CHIEF SECURITIES LTD 729,303 10,400 0.10 0.00 2016-01-13
21 B01402 PHOENIX CAPITAL SECURITIES LTD 17,752 10,000 0.00 0.00 2016-01-13
22 B01585 SINO GRADE SECURITIES LTD 57,038 10,000 0.01 0.00 2016-01-13
23 B01253 STOCKWELL SECURITIES LTD 112,400 10,000 0.01 0.00 2016-01-13
24 B01762 DBS VICKERS (HONG KONG) LTD 4,415,112 9,000 0.58 0.00 2016-01-13
25 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,170,580 8,800 0.55 0.00 2016-01-13
26 C00015 DBS BANK (HONG KONG) LTD 4,351,725 7,200 0.58 0.00 2016-01-13
27 B01567 PRIME SECURITIES LTD 97,035 7,000 0.01 0.00 2016-01-13
28 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,874,543 6,600 0.25 0.00 2016-01-13
29 B01695 DAH SING SECURITIES LTD 1,361,063 6,000 0.18 0.00 2016-01-13
30 C00033 BANK OF CHINA (HONG KONG) LTD 23,280,424 5,800 3.08 0.00 2016-01-13
31 B01264 MIB SECURITIES (HONG KONG) LTD 123,728 5,600 0.02 0.00 2016-01-13
32 B01183 CHONG HING SECURITIES LTD 899,676 5,000 0.12 0.00 2016-01-13
33 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,400,246 5,000 0.45 0.00 2016-01-13
34 B01700 REALINK FINANCIAL TRADE LTD 100,357 4,400 0.01 0.00 2016-01-13
35 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 380,320 4,000 0.05 0.00 2016-01-13
36 B01427 TSE'S SECURITIES LTD 42,532 4,000 0.01 0.00 2016-01-13
37 B01213 MONEYMORE SECURITIES LTD 83,174 2,000 0.01 0.00 2016-01-13
38 B01415 TARZAN STOCK & SHARES LTD 182,400 2,000 0.02 0.00 2016-01-13
39 B01407 WIN WONG SECURITIES LTD 4,450 2,000 0.00 0.00 2016-01-13
40 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 2,981,451 1,600 0.39 0.00 2016-01-13
41 B01119 CELESTIAL SECURITIES LTD 569,654 1,600 0.08 0.00 2016-01-13
42 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 272,536 1,600 0.04 0.00 2016-01-13
43 B01353 UOB KAY HIAN (HONG KONG) LTD 1,824,283 1,600 0.24 0.00 2016-01-13
44 C00048 CHIYU BANKING CORPORATION LTD 1,487,096 1,400 0.20 0.00 2016-01-13
45 B01955 FUTU SECURITIES INTERNATIONAL 105,216 1,400 0.01 0.00 2016-01-13
46 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,439,908 1,200 0.19 0.00 2016-01-13
47 B01843 TELECOM KING SECURITIES LTD 41,088 1,200 0.01 0.00 2016-01-13
48 B01483 BULLISH SECURITIES LTD 19,048 1,000 0.00 0.00 2016-01-13
49 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 425,312 1,000 0.06 0.00 2016-01-13
50 B01792 HONG KONG WAN KIU INVESTMENT CO LTD 17,000 1,000 0.00 0.00 2016-01-13
51 B01767 NEW GALA SECURITIES CO LTD 4,600 1,000 0.00 0.00 2016-01-13
52 B01217 TAIPING SECURITIES (HK) CO LTD 175,258 1,000 0.02 0.00 2016-01-13
53 B01938 CHINA INDUSTRIAL SECURITIES 525,520 400 0.07 0.00 2016-01-13
54 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 400 400 0.00 0.00 2016-01-13
55 B01853 CMBC SECURITIES CO LTD 25,429 221 0.00 0.00 2016-01-13
56 B01340 LEHIN SECURITIES LTD 146,029 120 0.02 0.00 2016-01-13
57 B01769 ONE CHINA SECURITIES LTD 6,956 -9 0.00 -0.00 2016-01-13
58 B01727 ICBC (ASIA) SECURITIES LTD 2,428,634 -1,200 0.32 -0.00 2016-01-13
59 B01472 SUN GROWTH SECURITIES LTD 2,600 -1,200 0.00 -0.00 2016-01-13
60 B01601 CSC SECURITIES (HK) LTD 71,200 -2,000 0.01 -0.00 2016-01-13
61 B01423 PRUDENTIAL BROKERAGE LTD 182,603 -2,000 0.02 -0.00 2016-01-13
62 B01445 VICTORY SECURITIES CO LTD 182,000 -4,000 0.02 -0.00 2016-01-13
63 B01184 QUAM SECURITIES LTD 154,840 -5,000 0.02 -0.00 2016-01-13
64 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 437,360 -5,200 0.06 -0.00 2016-01-13
65 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 275,240 -5,400 0.04 -0.00 2016-01-13
66 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 509,200 -5,600 0.07 -0.00 2016-01-13
67 C00088 CHINA MERCHANTS BANK CO LTD 905,328 -6,400 0.12 -0.00 2016-01-13
68 B01597 TIMES SECURITIES CO LTD 71,600 -6,600 0.01 -0.00 2016-01-13
69 B01086 EVERBRIGHT SECURITIES INVESTMENT 3,974,878 -7,800 0.53 -0.00 2016-01-13
70 C00037 SHANGHAI COMMERCIAL BANK LTD 1,771,778 -8,000 0.23 -0.00 2016-01-13
71 B01940 SOFI SECURITIES (HONG KONG) LTD 803,598 -8,537 0.11 -0.00 2016-01-13
72 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,244,058 -10,000 0.30 -0.00 2016-01-13
73 B01740 WIN SECURITIES LTD 557,095 -10,000 0.07 -0.00 2016-01-13
74 B01121 SG SECURITIES (HK) LTD 224,825 -12,200 0.03 -0.00 2016-01-13
75 B01857 KAISA FINANCIAL GROUP CO LTD 24,000 -20,000 0.00 -0.00 2016-01-13
76 B01590 INTERACTIVE BROKERS HONG KONG LTD 463,500 -25,000 0.06 -0.00 2016-01-13
77 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 541,889 -30,400 0.07 -0.00 2016-01-13
78 B01976 FRONTIER CAPITAL MANAGEMENT LTD 244,572 -33,000 0.03 -0.00 2016-01-13
79 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 1,046,401 -62,684 0.14 -0.01 2016-01-13
80 B01224 MERRILL LYNCH FAR EAST LTD 1,227,554 -65,686 0.16 -0.01 2016-01-13
81 C00019 THE HONGKONG AND SHANGHAI BANKING 242,274,534 -66,500 32.07 -0.01 2016-01-13
82 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,071,476 -90,600 0.27 -0.01 2016-01-13
83 B01161 UBS SECURITIES HONG KONG LTD 20,984,768 -187,340 2.78 -0.02 2016-01-13
84 B01768 WINTONE SECURITIES LTD 953,320 -190,000 0.13 -0.03 2016-01-13
85 B01708 ROSA SECURITIES LTD 975,116 -220,000 0.13 -0.03 2016-01-13
86 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 5,410,821 -579,600 0.72 -0.08 2016-01-13
87 C00074 DEUTSCHE BANK AG 20,661,960 -3,746,114 2.73 -0.50 2016-01-13
87 Total changed named holdings 708,761,589 0 93.81 0.00
250 Unchanged named holdings 44,029,011 0 5.83 0.00
337 Total named holdings 752,790,600 0 99.64 0.00
80 Unnamed Investor Participants 1,284,149 0 0.17 0.00
417 Total securities in CCASS 754,074,749 0 99.81 0.00
Securities not in CCASS 1,427,785 0 0.19 0.00
Issued securities 755,502,534 0 100.00 0.00 2015-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-01-11
Volume7,825,652
Turnover115,643,589
Average price14.778

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