CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2016-01-07 to 2016-01-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 141,368,166 1,867,775 6.20 0.08 2016-01-08
2 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 14,742,402 982,815 0.65 0.04 2016-01-08
3 C00019 THE HONGKONG AND SHANGHAI BANKING 593,837,191 731,886 26.06 0.03 2016-01-08
4 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 944,000 464,000 0.04 0.02 2016-01-08
5 C00033 BANK OF CHINA (HONG KONG) LTD 35,454,400 402,486 1.56 0.02 2016-01-08
6 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 24,038,500 329,500 1.06 0.01 2016-01-08
7 B01121 SG SECURITIES (HK) LTD 3,590,289 254,500 0.16 0.01 2016-01-08
8 B01161 UBS SECURITIES HONG KONG LTD 32,146,069 235,354 1.41 0.01 2016-01-08
9 C00016 DBS BANK LTD 1,701,731 210,000 0.07 0.01 2016-01-08
10 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 643,500 200,000 0.03 0.01 2016-01-08
11 B01438 KINGSTON SECURITIES LTD 209,000 198,000 0.01 0.01 2016-01-08
12 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 22,795,271 136,000 1.00 0.01 2016-01-08
13 B01842 BOCOM INTERNATIONAL SECURITIES LTD 3,235,000 114,000 0.14 0.01 2016-01-08
14 C00037 SHANGHAI COMMERCIAL BANK LTD 2,698,500 103,000 0.12 0.00 2016-01-08
15 B01939 SOOCHOW SECURITIES INTERNATIONAL 232,500 100,000 0.01 0.00 2016-01-08
16 B01284 HANG SENG SECURITIES LTD 23,436,600 85,000 1.03 0.00 2016-01-08
17 B01813 CCB INTERNATIONAL SECURITIES LTD 438,500 80,000 0.02 0.00 2016-01-08
18 B01119 CELESTIAL SECURITIES LTD 341,500 65,000 0.01 0.00 2016-01-08
19 B01183 CHONG HING SECURITIES LTD 1,295,500 44,000 0.06 0.00 2016-01-08
20 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,296,500 40,500 0.14 0.00 2016-01-08
21 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 9,562,500 30,000 0.42 0.00 2016-01-08
22 B01351 WING FUNG SECURITIES LTD 72,500 22,000 0.00 0.00 2016-01-08
23 B01727 ICBC (ASIA) SECURITIES LTD 3,361,500 20,000 0.15 0.00 2016-01-08
24 B01253 STOCKWELL SECURITIES LTD 164,500 20,000 0.01 0.00 2016-01-08
25 B01610 KGI ASIA LTD 3,233,500 19,000 0.14 0.00 2016-01-08
26 C00010 CITIBANK N.A. 407,814,410 17,827 17.90 0.00 2016-01-08
27 B01818 I-ACCESS INVESTORS LTD 278,436 15,500 0.01 0.00 2016-01-08
28 C00028 NANYANG COMMERCIAL BANK LTD 3,748,270 15,000 0.16 0.00 2016-01-08
29 B01353 UOB KAY HIAN (HONG KONG) LTD 3,595,331 13,000 0.16 0.00 2016-01-08
30 B01118 EAST ASIA SECURITIES CO LTD 2,532,660 12,000 0.11 0.00 2016-01-08
31 B01695 DAH SING SECURITIES LTD 2,379,401 9,000 0.10 0.00 2016-01-08
32 C00048 CHIYU BANKING CORPORATION LTD 2,398,392 8,000 0.11 0.00 2016-01-08
33 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,741,500 7,000 0.16 0.00 2016-01-08
34 B01705 HENIK SECURITIES LTD 473,000 6,000 0.02 0.00 2016-01-08
35 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 33,000 6,000 0.00 0.00 2016-01-08
36 B01434 BEEVEST SECURITIES LTD 353,500 5,000 0.02 0.00 2016-01-08
37 B01272 FB SECURITIES (HONG KONG) LTD 1,586,450 5,000 0.07 0.00 2016-01-08
38 B01433 HING WAI ALLIED SECURITIES LTD 53,000 5,000 0.00 0.00 2016-01-08
39 C00015 DBS BANK (HONG KONG) LTD 9,232,276 4,500 0.41 0.00 2016-01-08
40 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 613,000 4,000 0.03 0.00 2016-01-08
41 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,970,046 3,500 0.26 0.00 2016-01-08
42 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,719,347 2,500 0.08 0.00 2016-01-08
43 B01550 HUAYU SECURITIES LTD 5,000 2,000 0.00 0.00 2016-01-08
44 B01585 SINO GRADE SECURITIES LTD 44,000 2,000 0.00 0.00 2016-01-08
45 B01289 SOUTH CHINA SECURITIES LTD 325,000 2,000 0.01 0.00 2016-01-08
46 B01546 WO FUNG SECURITIES CO LTD 122,500 1,500 0.01 0.00 2016-01-08
47 B01417 CHEE TAK SECURITIES LTD 6,000 1,000 0.00 0.00 2016-01-08
48 B01531 LAU & CO LTD 28,000 1,000 0.00 0.00 2016-01-08
49 B01246 ROCTEC SECURITIES CO LTD 2,500 1,000 0.00 0.00 2016-01-08
50 C00003 THE BANK OF EAST ASIA LTD 2,437,840 1,000 0.11 0.00 2016-01-08
51 B01563 XINKONG INTERNATIONAL SECURITIES LTD 108,500 1,000 0.00 0.00 2016-01-08
52 B01962 CHINA SECURITIES (INTERNATIONAL) 33,500 500 0.00 0.00 2016-01-08
53 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 912,500 500 0.04 0.00 2016-01-08
54 B01769 ONE CHINA SECURITIES LTD 70 -312 0.00 -0.00 2016-01-08
55 B01340 LEHIN SECURITIES LTD 24,879 -500 0.00 -0.00 2016-01-08
56 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 89,000 -1,000 0.00 -0.00 2016-01-08
57 B01198 PO KAY SECURITIES & SHARES CO LTD 386,000 -1,000 0.02 -0.00 2016-01-08
58 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 1,073,500 -3,500 0.05 -0.00 2016-01-08
59 B01137 CHOW SANG SANG SECURITIES LTD 418,000 -4,000 0.02 -0.00 2016-01-08
60 C00041 OCBC BANK (HONG KONG) LTD 3,832,500 -4,000 0.17 -0.00 2016-01-08
61 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,738,300 -5,000 0.21 -0.00 2016-01-08
62 B01423 PRUDENTIAL BROKERAGE LTD 431,000 -5,000 0.02 -0.00 2016-01-08
63 B01940 SOFI SECURITIES (HONG KONG) LTD 262,500 -5,000 0.01 -0.00 2016-01-08
64 B01725 GT CAPITAL LTD 0 -5,500 -0.00 2016-01-08
65 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 5,461,000 -6,000 0.24 -0.00 2016-01-08
66 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 274,000 -10,000 0.01 -0.00 2016-01-08
67 B01606 EWARTON SECURITIES LTD 21,500 -10,000 0.00 -0.00 2016-01-08
68 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 17,555,000 -13,500 0.77 -0.00 2016-01-08
69 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,135,656 -15,000 0.18 -0.00 2016-01-08
70 B01673 FULBRIGHT SECURITIES LTD 247,576 -15,500 0.01 -0.00 2016-01-08
71 B01646 TAI NING STOCK CO LTD 13,000 -20,000 0.00 -0.00 2016-01-08
72 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,437,000 -24,500 0.11 -0.00 2016-01-08
73 B01224 MERRILL LYNCH FAR EAST LTD 3,993,926 -27,366 0.18 -0.00 2016-01-08
74 B01264 MIB SECURITIES (HONG KONG) LTD 593,500 -30,000 0.03 -0.00 2016-01-08
75 B01555 ABN AMRO CLEARING HONG KONG LTD 1,098,155 -33,500 0.05 -0.00 2016-01-08
76 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 16,982,500 -56,000 0.75 -0.00 2016-01-08
77 B01584 CHIEF SECURITIES LTD 1,131,000 -60,000 0.05 -0.00 2016-01-08
78 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,231,500 -62,000 0.14 -0.00 2016-01-08
79 C00102 MACQUARIE BANK LTD 1,498,375 -65,000 0.07 -0.00 2016-01-08
80 B01130 BOCI SECURITIES LTD 22,865,888 -223,120 1.00 -0.01 2016-01-08
81 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 35,997,189 -405,553 1.58 -0.02 2016-01-08
82 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 340,335,262 -855,589 14.94 -0.04 2016-01-08
83 C00093 BNP PARIBAS 14,269,769 -1,289,980 0.63 -0.06 2016-01-08
84 C00100 JPMORGAN CHASE BANK, NATIONAL 138,472,930 -1,733,290 6.08 -0.08 2016-01-08
85 B01323 DEUTSCHE SECURITIES ASIA LTD 2,386,632 -1,937,433 0.10 -0.09 2016-01-08
85 Total changed named holdings 1,997,644,085 -21,000 87.68 -0.00
250 Unchanged named holdings 229,898,980 0 10.09 0.00
335 Total named holdings 2,227,543,065 -21,000 97.77 0.00
57 Unnamed Investor Participants 50,154,201 0 2.20 0.00
392 Total securities in CCASS 2,277,697,266 -21,000 99.97 -0.00
Securities not in CCASS 630,434 21,000 0.03 0.00
Issued securities 2,278,327,700 0 100.00 0.00 2015-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-01-06
Volume8,814,983
Turnover149,635,572
Average price16.975

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