Zhuzhou CRRC Times Electric Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2016-01-05 to 2016-01-06

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 18,155,974 556,819 3.32 0.10 2016-01-06
2 C00074 DEUTSCHE BANK AG 12,768,959 545,719 2.33 0.10 2016-01-06
3 C00010 CITIBANK N.A. 56,067,390 292,900 10.24 0.05 2016-01-06
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,615,106 247,404 0.66 0.05 2016-01-06
5 C00033 BANK OF CHINA (HONG KONG) LTD 12,122,200 194,500 2.21 0.04 2016-01-06
6 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 4,119,500 133,000 0.75 0.02 2016-01-06
7 B01284 HANG SENG SECURITIES LTD 1,570,000 64,500 0.29 0.01 2016-01-06
8 B01264 MIB SECURITIES (HONG KONG) LTD 206,000 57,000 0.04 0.01 2016-01-06
9 B01323 DEUTSCHE SECURITIES ASIA LTD 2,526,240 54,130 0.46 0.01 2016-01-06
10 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,043,000 34,000 0.19 0.01 2016-01-06
11 C00016 DBS BANK LTD 439,500 30,000 0.08 0.01 2016-01-06
12 C00100 JPMORGAN CHASE BANK, NATIONAL 79,018,618 29,000 14.44 0.01 2016-01-06
13 B01130 BOCI SECURITIES LTD 2,816,800 27,300 0.51 0.00 2016-01-06
14 B01646 TAI NING STOCK CO LTD 73,500 20,000 0.01 0.00 2016-01-06
15 B01161 UBS SECURITIES HONG KONG LTD 2,810,140 17,500 0.51 0.00 2016-01-06
16 B01610 KGI ASIA LTD 626,500 16,000 0.11 0.00 2016-01-06
17 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 19,500 14,500 0.00 0.00 2016-01-06
18 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 163,500 14,500 0.03 0.00 2016-01-06
19 B01584 CHIEF SECURITIES LTD 447,500 11,000 0.08 0.00 2016-01-06
20 B01338 EMPEROR SECURITIES LTD 127,500 10,500 0.02 0.00 2016-01-06
21 B01680 SUCCESS SECURITIES LTD 15,000 10,500 0.00 0.00 2016-01-06
22 B01727 ICBC (ASIA) SECURITIES LTD 475,500 9,500 0.09 0.00 2016-01-06
23 C00037 SHANGHAI COMMERCIAL BANK LTD 548,500 9,500 0.10 0.00 2016-01-06
24 B01695 DAH SING SECURITIES LTD 544,800 8,500 0.10 0.00 2016-01-06
25 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 603,000 7,500 0.11 0.00 2016-01-06
26 B01121 SG SECURITIES (HK) LTD 107,347 5,500 0.02 0.00 2016-01-06
27 B01450 DL BROKERAGE LTD 157,500 5,000 0.03 0.00 2016-01-06
28 B01607 RHB SECURITIES HONG KONG LTD 15,500 5,000 0.00 0.00 2016-01-06
29 C00003 THE BANK OF EAST ASIA LTD 478,280 5,000 0.09 0.00 2016-01-06
30 B01686 FIRST SHANGHAI SECURITIES LTD 1,516,500 4,000 0.28 0.00 2016-01-06
31 B01673 FULBRIGHT SECURITIES LTD 219,637 4,000 0.04 0.00 2016-01-06
32 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,094,500 3,500 0.20 0.00 2016-01-06
33 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 630,000 3,500 0.12 0.00 2016-01-06
34 B01347 CGS INTERNATIONAL SECURITIES HK LTD 29,500 3,000 0.01 0.00 2016-01-06
35 B01666 GLORY SUN SECURITIES LTD 43,500 3,000 0.01 0.00 2016-01-06
36 B01818 I-ACCESS INVESTORS LTD 128,000 3,000 0.02 0.00 2016-01-06
37 C00028 NANYANG COMMERCIAL BANK LTD 818,000 3,000 0.15 0.00 2016-01-06
38 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 3,500 2,500 0.00 0.00 2016-01-06
39 B01588 LEI SHING HONG SECURITIES LTD 14,000 2,500 0.00 0.00 2016-01-06
40 C00036 CHINA CONSTRUCTION BANK (ASIA) 482,000 2,000 0.09 0.00 2016-01-06
41 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 83,500 2,000 0.02 0.00 2016-01-06
42 B01183 CHONG HING SECURITIES LTD 256,000 2,000 0.05 0.00 2016-01-06
43 C00015 DBS BANK (HONG KONG) LTD 393,831 2,000 0.07 0.00 2016-01-06
44 B01402 PHOENIX CAPITAL SECURITIES LTD 10,000 2,000 0.00 0.00 2016-01-06
45 B01184 QUAM SECURITIES LTD 27,895 2,000 0.01 0.00 2016-01-06
46 B01224 MERRILL LYNCH FAR EAST LTD 439,618 1,832 0.08 0.00 2016-01-06
47 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,219,500 1,500 0.22 0.00 2016-01-06
48 B01740 WIN SECURITIES LTD 125,500 1,500 0.02 0.00 2016-01-06
49 B01842 BOCOM INTERNATIONAL SECURITIES LTD 253,500 1,000 0.05 0.00 2016-01-06
50 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 749,000 1,000 0.14 0.00 2016-01-06
51 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 115,000 1,000 0.02 0.00 2016-01-06
52 B01762 DBS VICKERS (HONG KONG) LTD 1,401,000 1,000 0.26 0.00 2016-01-06
53 B01086 EVERBRIGHT SECURITIES INVESTMENT 848,700 1,000 0.16 0.00 2016-01-06
54 B01272 FB SECURITIES (HONG KONG) LTD 85,000 1,000 0.02 0.00 2016-01-06
55 B01789 HO FUNG SHARES INVESTMENT LTD 16,952 1,000 0.00 0.00 2016-01-06
56 B01438 KINGSTON SECURITIES LTD 17,000 1,000 0.00 0.00 2016-01-06
57 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 162,000 1,000 0.03 0.00 2016-01-06
58 B01843 TELECOM KING SECURITIES LTD 15,500 1,000 0.00 0.00 2016-01-06
59 B01353 UOB KAY HIAN (HONG KONG) LTD 656,900 1,000 0.12 0.00 2016-01-06
60 B01551 YUE XIU SECURITIES CO LTD 6,000 1,000 0.00 0.00 2016-01-06
61 B01137 CHOW SANG SANG SECURITIES LTD 106,000 500 0.02 0.00 2016-01-06
62 B01955 FUTU SECURITIES INTERNATIONAL 18,000 500 0.00 0.00 2016-01-06
63 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 840,000 500 0.15 0.00 2016-01-06
64 B01940 SOFI SECURITIES (HONG KONG) LTD 144,000 500 0.03 0.00 2016-01-06
65 B01416 VC BROKERAGE LTD 13,000 500 0.00 0.00 2016-01-06
66 B01769 ONE CHINA SECURITIES LTD 5,015 -460 0.00 -0.00 2016-01-06
67 B01606 EWARTON SECURITIES LTD 3,500 -500 0.00 -0.00 2016-01-06
68 B01545 TUNG SHING SECURITIES (BROKERS) LTD 150,000 -500 0.03 -0.00 2016-01-06
69 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 55,500 -1,000 0.01 -0.00 2016-01-06
70 B01514 KARL-THOMSON SECURITIES CO LTD 26,500 -1,000 0.00 -0.00 2016-01-06
71 B01217 TAIPING SECURITIES (HK) CO LTD 30,000 -1,000 0.01 -0.00 2016-01-06
72 B01649 CINDA INTERNATIONAL SECURITIES LTD 264,500 -2,500 0.05 -0.00 2016-01-06
73 C00093 BNP PARIBAS 7,881,220 -4,700 1.44 -0.00 2016-01-06
74 C00048 CHIYU BANKING CORPORATION LTD 275,500 -7,000 0.05 -0.00 2016-01-06
75 B01905 SDICS INTERNATIONAL SECURITIES (HONG 18,000 -10,000 0.00 -0.00 2016-01-06
76 B01590 INTERACTIVE BROKERS HONG KONG LTD 314,000 -10,500 0.06 -0.00 2016-01-06
77 B01345 PHILLIP SECURITIES (HONG KONG) LTD 490,500 -13,000 0.09 -0.00 2016-01-06
78 B01118 EAST ASIA SECURITIES CO LTD 699,000 -22,000 0.13 -0.00 2016-01-06
79 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 675,500 -31,000 0.12 -0.01 2016-01-06
80 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 782,000 -45,500 0.14 -0.01 2016-01-06
81 C00083 BANK CONSORTIUM TRUST CO LTD 95,500 -125,000 0.02 -0.02 2016-01-06
82 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,558,677 -158,500 0.47 -0.03 2016-01-06
83 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 113,502,496 -236,540 20.74 -0.04 2016-01-06
84 C00019 THE HONGKONG AND SHANGHAI BANKING 190,204,288 -1,828,904 34.75 -0.33 2016-01-06
84 Total changed named holdings 532,697,083 0 97.33 0.00
222 Unchanged named holdings 12,556,757 0 2.29 0.00
306 Total named holdings 545,253,840 0 99.62 0.00
41 Unnamed Investor Participants 177,500 0 0.03 0.00
347 Total securities in CCASS 545,431,340 0 99.65 0.00
Securities not in CCASS 1,898,060 0 0.35 0.00
Issued securities 547,329,400 0 100.00 0.00 2015-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-01-04
Volume5,178,460
Turnover222,666,792
Average price42.999

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