CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2014-11-28 to 2014-12-01

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 118,435,500 1,892,615 10.05 0.16 2014-12-01
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 163,211,993 1,424,000 13.85 0.12 2014-12-01
3 B01161 UBS SECURITIES HONG KONG LTD 6,335,636 751,206 0.54 0.06 2014-12-01
4 C00093 BNP PARIBAS 11,200,328 600,500 0.95 0.05 2014-12-01
5 C00015 DBS BANK (HONG KONG) LTD 3,519,751 598,500 0.30 0.05 2014-12-01
6 B01407 WIN WONG SECURITIES LTD 306,000 299,000 0.03 0.03 2014-12-01
7 B01555 ABN AMRO CLEARING HONG KONG LTD 2,284,995 178,500 0.19 0.02 2014-12-01
8 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,847,500 131,000 0.24 0.01 2014-12-01
9 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,419,000 130,000 0.12 0.01 2014-12-01
10 B01705 HENIK SECURITIES LTD 304,000 115,000 0.03 0.01 2014-12-01
11 C00102 MACQUARIE BANK LTD 235,000 104,000 0.02 0.01 2014-12-01
12 B01673 FULBRIGHT SECURITIES LTD 147,000 67,000 0.01 0.01 2014-12-01
13 B01343 CELETIO INVESTMENTS LTD 93,000 59,000 0.01 0.01 2014-12-01
14 C00010 CITIBANK N.A. 186,232,601 50,682 15.80 0.00 2014-12-01
15 B01821 GETTA SECURITIES LTD 45,000 45,000 0.00 0.00 2014-12-01
16 B01439 TAI TAK SECURITIES (ASIA) LTD 44,500 15,000 0.00 0.00 2014-12-01
17 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 697,500 14,500 0.06 0.00 2014-12-01
18 B01773 TOYO SECURITIES ASIA LTD 312,500 13,000 0.03 0.00 2014-12-01
19 B01727 ICBC (ASIA) SECURITIES LTD 2,634,500 11,000 0.22 0.00 2014-12-01
20 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 130,000 10,500 0.01 0.00 2014-12-01
21 B01610 KGI ASIA LTD 2,874,000 10,000 0.24 0.00 2014-12-01
22 B01078 STANDARD CHARTERED SECURITIES 2,783,600 10,000 0.24 0.00 2014-12-01
23 B01799 THE BRIGHT SECURITIES LTD 10,000 10,000 0.00 0.00 2014-12-01
24 B01351 WING FUNG SECURITIES LTD 16,500 10,000 0.00 0.00 2014-12-01
25 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 60,500 9,500 0.01 0.00 2014-12-01
26 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 347,500 9,000 0.03 0.00 2014-12-01
27 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 121,500 4,000 0.01 0.00 2014-12-01
28 C00003 THE BANK OF EAST ASIA LTD 1,493,500 4,000 0.13 0.00 2014-12-01
29 B01940 SOFI SECURITIES (HONG KONG) LTD 187,000 3,500 0.02 0.00 2014-12-01
30 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 3,000 3,000 0.00 0.00 2014-12-01
31 B01545 TUNG SHING SECURITIES (BROKERS) LTD 781,000 3,000 0.07 0.00 2014-12-01
32 B01818 I-ACCESS INVESTORS LTD 24,754 2,000 0.00 0.00 2014-12-01
33 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 241,500 1,500 0.02 0.00 2014-12-01
34 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 186,500 1,500 0.02 0.00 2014-12-01
35 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 78,500 1,000 0.01 0.00 2014-12-01
36 B01137 CHOW SANG SANG SECURITIES LTD 99,000 500 0.01 0.00 2014-12-01
37 B01118 EAST ASIA SECURITIES CO LTD 565,500 500 0.05 0.00 2014-12-01
38 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 8,000 500 0.00 0.00 2014-12-01
39 B01769 ONE CHINA SECURITIES LTD 154 -300 0.00 -0.00 2014-12-01
40 B01181 FOSUN INTERNATIONAL SECURITIES LTD 8,000 -500 0.00 -0.00 2014-12-01
41 B01955 FUTU SECURITIES INTERNATIONAL 0 -500 -0.00 2014-12-01
42 B01843 TELECOM KING SECURITIES LTD 50,500 -500 0.00 -0.00 2014-12-01
43 B01659 CHEER UNION SECURITIES LTD 0 -1,000 -0.00 2014-12-01
44 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 1,000 -1,000 0.00 -0.00 2014-12-01
45 B01340 LEHIN SECURITIES LTD 12,001 -1,000 0.00 -0.00 2014-12-01
46 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,265,000 -1,500 0.19 -0.00 2014-12-01
47 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 77,000 -1,500 0.01 -0.00 2014-12-01
48 B01813 CCB INTERNATIONAL SECURITIES LTD 142,000 -2,000 0.01 -0.00 2014-12-01
49 B01853 CMBC SECURITIES CO LTD 2,147 -2,000 0.00 -0.00 2014-12-01
50 B01184 QUAM SECURITIES LTD 143,000 -2,000 0.01 -0.00 2014-12-01
51 B01708 ROSA SECURITIES LTD 245,000 -2,000 0.02 -0.00 2014-12-01
52 B01556 LUK FOOK SECURITIES (HK) LTD 11,500 -3,000 0.00 -0.00 2014-12-01
53 B01217 TAIPING SECURITIES (HK) CO LTD 96,500 -3,000 0.01 -0.00 2014-12-01
54 B01353 UOB KAY HIAN (HONG KONG) LTD 371,500 -3,500 0.03 -0.00 2014-12-01
55 B01740 WIN SECURITIES LTD 139,500 -3,500 0.01 -0.00 2014-12-01
56 B01277 BRADBURY SECURITIES LTD 0 -4,000 -0.00 2014-12-01
57 C00041 OCBC BANK (HONG KONG) LTD 299,500 -4,000 0.03 -0.00 2014-12-01
58 B01423 PRUDENTIAL BROKERAGE LTD 42,000 -4,000 0.00 -0.00 2014-12-01
59 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,030,500 -5,000 0.09 -0.00 2014-12-01
60 B01938 CHINA INDUSTRIAL SECURITIES 124,500 -5,000 0.01 -0.00 2014-12-01
61 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,050,500 -5,000 0.09 -0.00 2014-12-01
62 B01695 DAH SING SECURITIES LTD 331,000 -5,000 0.03 -0.00 2014-12-01
63 B01298 GET NICE SECURITIES LTD 204,500 -5,000 0.02 -0.00 2014-12-01
64 B01638 KILMOREY SECURITIES LTD 100,000 -5,000 0.01 -0.00 2014-12-01
65 B01700 REALINK FINANCIAL TRADE LTD 11,000 -6,000 0.00 -0.00 2014-12-01
66 C00048 CHIYU BANKING CORPORATION LTD 306,494 -8,000 0.03 -0.00 2014-12-01
67 B01086 EVERBRIGHT SECURITIES INVESTMENT 986,800 -8,000 0.08 -0.00 2014-12-01
68 B01584 CHIEF SECURITIES LTD 301,000 -9,500 0.03 -0.00 2014-12-01
69 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 4,500 -10,000 0.00 -0.00 2014-12-01
70 B01601 CSC SECURITIES (HK) LTD 282,500 -10,000 0.02 -0.00 2014-12-01
71 B01558 GOLD FUND SECURITIES CO LTD 5,000 -10,000 0.00 -0.00 2014-12-01
72 B01438 KINGSTON SECURITIES LTD 10,000 -10,000 0.00 -0.00 2014-12-01
73 B01511 TAT LEE SECURITIES CO LTD 18,000 -10,000 0.00 -0.00 2014-12-01
74 B01551 YUE XIU SECURITIES CO LTD 90,500 -10,000 0.01 -0.00 2014-12-01
75 B01272 FB SECURITIES (HONG KONG) LTD 178,000 -16,000 0.02 -0.00 2014-12-01
76 B01183 CHONG HING SECURITIES LTD 239,000 -19,000 0.02 -0.00 2014-12-01
77 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 241,000 -20,000 0.02 -0.00 2014-12-01
78 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,789,000 -21,000 0.15 -0.00 2014-12-01
79 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 600,000 -22,000 0.05 -0.00 2014-12-01
80 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 854,000 -24,000 0.07 -0.00 2014-12-01
81 B01323 DEUTSCHE SECURITIES ASIA LTD 497,780 -24,000 0.04 -0.00 2014-12-01
82 C00037 SHANGHAI COMMERCIAL BANK LTD 687,500 -26,000 0.06 -0.00 2014-12-01
83 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,534,000 -28,000 0.13 -0.00 2014-12-01
84 B01686 FIRST SHANGHAI SECURITIES LTD 713,000 -37,000 0.06 -0.00 2014-12-01
85 C00016 DBS BANK LTD 58,679,425 -44,000 4.98 -0.00 2014-12-01
86 C00028 NANYANG COMMERCIAL BANK LTD 1,107,453 -58,000 0.09 -0.00 2014-12-01
87 B01345 PHILLIP SECURITIES (HONG KONG) LTD 946,347 -62,500 0.08 -0.01 2014-12-01
88 B01842 BOCOM INTERNATIONAL SECURITIES LTD 489,500 -82,500 0.04 -0.01 2014-12-01
89 B01284 HANG SENG SECURITIES LTD 6,699,921 -84,000 0.57 -0.01 2014-12-01
90 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 8,031,000 -106,500 0.68 -0.01 2014-12-01
91 C00033 BANK OF CHINA (HONG KONG) LTD 8,662,550 -129,500 0.74 -0.01 2014-12-01
92 B01130 BOCI SECURITIES LTD 3,901,136 -179,500 0.33 -0.02 2014-12-01
93 B01121 SG SECURITIES (HK) LTD 3,694,270 -229,500 0.31 -0.02 2014-12-01
94 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 12,955,253 -293,500 1.10 -0.02 2014-12-01
95 B01224 MERRILL LYNCH FAR EAST LTD 1,874,088 -339,511 0.16 -0.03 2014-12-01
96 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,722,944 -380,556 0.32 -0.03 2014-12-01
97 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,931,500 -490,500 0.25 -0.04 2014-12-01
98 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 89,000 -500,000 0.01 -0.04 2014-12-01
99 C00074 DEUTSCHE BANK AG 10,004,697 -796,436 0.85 -0.07 2014-12-01
100 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 16,246,300 -923,500 1.38 -0.08 2014-12-01
101 C00019 THE HONGKONG AND SHANGHAI BANKING 441,813,394 -1,231,200 37.49 -0.10 2014-12-01
101 Total changed named holdings 1,108,263,312 263,000 94.05 0.02
134 Unchanged named holdings 12,451,588 0 1.06 0.00
235 Total named holdings 1,120,714,900 263,000 95.11 0.00
24 Unnamed Investor Participants 57,296,200 -260,000 4.86 -0.02
259 Total securities in CCASS 1,178,011,100 3,000 99.97 0.00
Securities not in CCASS 316,600 -3,000 0.03 -0.00
Issued securities 1,178,327,700 0 100.00 0.00 2014-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-11-27
Volume10,679,700
Turnover240,485,932
Average price22.518

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