SINOPHARM GROUP CO. LTD.

Exchange Code Listed Last trade Delisted
HK Main 01099  2009-09-23    
Stock code:
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CCASS holding changes from 2014-10-07 to 2014-10-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 54,887,488 2,952,449 5.52 0.30 2014-10-08
2 C00074 DEUTSCHE BANK AG 15,513,242 1,435,292 1.56 0.14 2014-10-08
3 C00019 THE HONGKONG AND SHANGHAI BANKING 334,884,539 906,798 33.69 0.09 2014-10-08
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 5,032,531 237,839 0.51 0.02 2014-10-08
5 C00026 CHONG HING BANK LTD 155,600 150,000 0.02 0.02 2014-10-08
6 B01649 CINDA INTERNATIONAL SECURITIES LTD 497,200 149,600 0.05 0.02 2014-10-08
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 8,086,865 85,620 0.81 0.01 2014-10-08
8 B01284 HANG SENG SECURITIES LTD 4,211,044 62,400 0.42 0.01 2014-10-08
9 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,004,400 61,600 0.10 0.01 2014-10-08
10 B01323 DEUTSCHE SECURITIES ASIA LTD 728,800 60,400 0.07 0.01 2014-10-08
11 B01130 BOCI SECURITIES LTD 2,621,703 56,400 0.26 0.01 2014-10-08
12 B01673 FULBRIGHT SECURITIES LTD 85,100 53,200 0.01 0.01 2014-10-08
13 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 3,822,976 46,800 0.38 0.00 2014-10-08
14 C00028 NANYANG COMMERCIAL BANK LTD 558,755 38,000 0.06 0.00 2014-10-08
15 B01590 INTERACTIVE BROKERS HONG KONG LTD 158,050 37,600 0.02 0.00 2014-10-08
16 B01351 WING FUNG SECURITIES LTD 34,800 32,400 0.00 0.00 2014-10-08
17 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 108,000 31,600 0.01 0.00 2014-10-08
18 C00095 EFG BANK AG 90,000 29,600 0.01 0.00 2014-10-08
19 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,456,800 22,800 0.15 0.00 2014-10-08
20 B01842 BOCOM INTERNATIONAL SECURITIES LTD 229,252 20,000 0.02 0.00 2014-10-08
21 B01184 QUAM SECURITIES LTD 40,800 20,000 0.00 0.00 2014-10-08
22 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 104,800 20,000 0.01 0.00 2014-10-08
23 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 571,000 19,600 0.06 0.00 2014-10-08
24 B01584 CHIEF SECURITIES LTD 200,800 16,000 0.02 0.00 2014-10-08
25 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 522,000 16,000 0.05 0.00 2014-10-08
26 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 586,800 15,200 0.06 0.00 2014-10-08
27 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 14,000 14,000 0.00 0.00 2014-10-08
28 B01353 UOB KAY HIAN (HONG KONG) LTD 627,800 14,000 0.06 0.00 2014-10-08
29 B01695 DAH SING SECURITIES LTD 170,400 12,800 0.02 0.00 2014-10-08
30 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 82,800 12,800 0.01 0.00 2014-10-08
31 B01848 CATHAY SECURITIES (HONG KONG) LTD 30,000 10,000 0.00 0.00 2014-10-08
32 B01345 PHILLIP SECURITIES (HONG KONG) LTD 300,400 8,800 0.03 0.00 2014-10-08
33 B01564 ABCI SECURITIES CO LTD 56,800 8,000 0.01 0.00 2014-10-08
34 C00036 CHINA CONSTRUCTION BANK (ASIA) 170,000 8,000 0.02 0.00 2014-10-08
35 B01556 LUK FOOK SECURITIES (HK) LTD 21,200 8,000 0.00 0.00 2014-10-08
36 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 567,200 8,000 0.06 0.00 2014-10-08
37 B01183 CHONG HING SECURITIES LTD 301,200 7,600 0.03 0.00 2014-10-08
38 B01727 ICBC (ASIA) SECURITIES LTD 288,649 7,200 0.03 0.00 2014-10-08
39 B01796 SOO PEI SHAO & CO LTD 9,600 7,200 0.00 0.00 2014-10-08
40 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 9,200 5,200 0.00 0.00 2014-10-08
41 B01423 PRUDENTIAL BROKERAGE LTD 68,400 4,800 0.01 0.00 2014-10-08
42 B01272 FB SECURITIES (HONG KONG) LTD 125,200 4,000 0.01 0.00 2014-10-08
43 B01402 PHOENIX CAPITAL SECURITIES LTD 4,800 4,000 0.00 0.00 2014-10-08
44 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 30,000 4,000 0.00 0.00 2014-10-08
45 B01118 EAST ASIA SECURITIES CO LTD 460,000 3,600 0.05 0.00 2014-10-08
46 B01700 REALINK FINANCIAL TRADE LTD 30,800 3,200 0.00 0.00 2014-10-08
47 B01416 VC BROKERAGE LTD 80,000 3,200 0.01 0.00 2014-10-08
48 B01119 CELESTIAL SECURITIES LTD 62,000 2,000 0.01 0.00 2014-10-08
49 C00048 CHIYU BANKING CORPORATION LTD 200,001 2,000 0.02 0.00 2014-10-08
50 B01298 GET NICE SECURITIES LTD 17,600 2,000 0.00 0.00 2014-10-08
51 B01545 TUNG SHING SECURITIES (BROKERS) LTD 128,000 2,000 0.01 0.00 2014-10-08
52 B01818 I-ACCESS INVESTORS LTD 55,599 1,600 0.01 0.00 2014-10-08
53 C00091 BANK OF SINGAPORE LTD 808,849 1,200 0.08 0.00 2014-10-08
54 C00088 CHINA MERCHANTS BANK CO LTD 30,800 1,200 0.00 0.00 2014-10-08
55 B01137 CHOW SANG SANG SECURITIES LTD 63,200 1,200 0.01 0.00 2014-10-08
56 C00015 DBS BANK (HONG KONG) LTD 613,388 1,200 0.06 0.00 2014-10-08
57 B01831 NERICO BROTHERS LTD 21,200 1,200 0.00 0.00 2014-10-08
58 C00037 SHANGHAI COMMERCIAL BANK LTD 2,688,000 1,200 0.27 0.00 2014-10-08
59 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 5,600 1,200 0.00 0.00 2014-10-08
60 B01320 LUEN FAT SECURITIES CO LTD 26,000 800 0.00 0.00 2014-10-08
61 B01209 MASON SECURITIES LTD 167,200 800 0.02 0.00 2014-10-08
62 B01647 TRUTH SECURITIES LTD 10,000 800 0.00 0.00 2014-10-08
63 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 252,000 400 0.03 0.00 2014-10-08
64 B01372 FIRST WORLDSEC SECURITIES LTD 800 400 0.00 0.00 2014-10-08
65 B01955 FUTU SECURITIES INTERNATIONAL 400 400 0.00 0.00 2014-10-08
66 B01769 ONE CHINA SECURITIES LTD 111,972 246 0.01 0.00 2014-10-08
67 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 1,600 -400 0.00 -0.00 2014-10-08
68 B01773 TOYO SECURITIES ASIA LTD 748,800 -1,600 0.08 -0.00 2014-10-08
69 B01540 UPBEST SECURITIES CO LTD 3,200 -1,600 0.00 -0.00 2014-10-08
70 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 273,600 -2,000 0.03 -0.00 2014-10-08
71 B01740 WIN SECURITIES LTD 188,054 -2,000 0.02 -0.00 2014-10-08
72 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 269,600 -2,400 0.03 -0.00 2014-10-08
73 B01551 YUE XIU SECURITIES CO LTD 6,800 -3,200 0.00 -0.00 2014-10-08
74 B01121 SG SECURITIES (HK) LTD 1,488,416 -7,200 0.15 -0.00 2014-10-08
75 B01698 LUEN SING SECURITIES LTD 6,400 -8,000 0.00 -0.00 2014-10-08
76 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 0 -20,000 -0.00 2014-10-08
77 B01686 FIRST SHANGHAI SECURITIES LTD 229,300 -50,000 0.02 -0.01 2014-10-08
78 C00093 BNP PARIBAS 14,930,407 -95,450 1.50 -0.01 2014-10-08
79 B01555 ABN AMRO CLEARING HONG KONG LTD 352,576 -96,800 0.04 -0.01 2014-10-08
80 B01161 UBS SECURITIES HONG KONG LTD 14,413,106 -129,400 1.45 -0.01 2014-10-08
81 B01610 KGI ASIA LTD 527,600 -380,400 0.05 -0.04 2014-10-08
82 B01224 MERRILL LYNCH FAR EAST LTD 367,352 -578,372 0.04 -0.06 2014-10-08
83 C00033 BANK OF CHINA (HONG KONG) LTD 12,297,923 -601,200 1.24 -0.06 2014-10-08
84 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 204,401,085 -1,322,860 20.56 -0.13 2014-10-08
85 C00100 JPMORGAN CHASE BANK, NATIONAL 254,767,776 -3,454,562 25.63 -0.35 2014-10-08
85 Total changed named holdings 950,177,998 0 95.59 0.00
228 Unchanged named holdings 12,281,339 0 1.24 0.00
313 Total named holdings 962,459,337 0 96.83 0.00
120 Unnamed Investor Participants 29,680,502 0 2.99 0.00
433 Total securities in CCASS 992,139,839 0 99.81 0.00
Securities not in CCASS 1,869,301 0 0.19 0.00
Issued securities 994,009,140 0 100.00 0.00 2014-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-10-06
Volume8,289,970
Turnover234,883,060
Average price28.333

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