CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2014-10-03 to 2014-10-06

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 370,125,919 4,182,317 18.29 0.21 2014-10-06
2 B01161 UBS SECURITIES HONG KONG LTD 15,180,292 1,200,000 0.75 0.06 2014-10-06
3 C00016 DBS BANK LTD 2,190,000 487,000 0.11 0.02 2014-10-06
4 C00100 JPMORGAN CHASE BANK, NATIONAL 375,350,441 407,511 18.54 0.02 2014-10-06
5 C00074 DEUTSCHE BANK AG 29,848,405 378,540 1.47 0.02 2014-10-06
6 B01121 SG SECURITIES (HK) LTD 2,224,864 341,000 0.11 0.02 2014-10-06
7 B01727 ICBC (ASIA) SECURITIES LTD 5,717,000 184,000 0.28 0.01 2014-10-06
8 C00093 BNP PARIBAS 17,939,444 174,000 0.89 0.01 2014-10-06
9 B01695 DAH SING SECURITIES LTD 3,599,000 142,000 0.18 0.01 2014-10-06
10 B01284 HANG SENG SECURITIES LTD 29,707,000 106,000 1.47 0.01 2014-10-06
11 B01264 MIB SECURITIES (HONG KONG) LTD 850,000 100,000 0.04 0.00 2014-10-06
12 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 5,218,000 62,000 0.26 0.00 2014-10-06
13 B01130 BOCI SECURITIES LTD 18,462,758 47,000 0.91 0.00 2014-10-06
14 B01843 TELECOM KING SECURITIES LTD 798,000 42,000 0.04 0.00 2014-10-06
15 B01445 VICTORY SECURITIES CO LTD 569,000 40,000 0.03 0.00 2014-10-06
16 B01610 KGI ASIA LTD 1,674,000 28,000 0.08 0.00 2014-10-06
17 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 791,208 21,000 0.04 0.00 2014-10-06
18 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 409,000 21,000 0.02 0.00 2014-10-06
19 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,805,000 20,000 0.19 0.00 2014-10-06
20 B01184 QUAM SECURITIES LTD 640,000 20,000 0.03 0.00 2014-10-06
21 B01584 CHIEF SECURITIES LTD 1,772,000 17,000 0.09 0.00 2014-10-06
22 B01247 KWAI HUNG SECURITIES CO LTD 99,000 15,000 0.00 0.00 2014-10-06
23 B01118 EAST ASIA SECURITIES CO LTD 3,305,900 14,000 0.16 0.00 2014-10-06
24 C00028 NANYANG COMMERCIAL BANK LTD 8,771,000 13,000 0.43 0.00 2014-10-06
25 B01551 YUE XIU SECURITIES CO LTD 119,000 11,000 0.01 0.00 2014-10-06
26 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 5,327,000 10,000 0.26 0.00 2014-10-06
27 B01119 CELESTIAL SECURITIES LTD 785,000 10,000 0.04 0.00 2014-10-06
28 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,185,000 10,000 0.21 0.00 2014-10-06
29 B01550 HUAYU SECURITIES LTD 420,000 10,000 0.02 0.00 2014-10-06
30 B01571 KARFORD SECURITIES LTD 117,000 10,000 0.01 0.00 2014-10-06
31 B01340 LEHIN SECURITIES LTD 199,458 10,000 0.01 0.00 2014-10-06
32 B01645 SELINA & CO LTD 10,000 10,000 0.00 0.00 2014-10-06
33 B01220 WING ON CHEONG SECURITIES CO LTD 243,000 10,000 0.01 0.00 2014-10-06
34 B01137 CHOW SANG SANG SECURITIES LTD 604,000 9,000 0.03 0.00 2014-10-06
35 C00037 SHANGHAI COMMERCIAL BANK LTD 3,819,000 9,000 0.19 0.00 2014-10-06
36 B01831 NERICO BROTHERS LTD 47,000 8,000 0.00 0.00 2014-10-06
37 B01252 CORPORATE BROKERS LTD 925,000 6,000 0.05 0.00 2014-10-06
38 B01489 GRAND CARTEL SECURITIES CO LTD 6,000 6,000 0.00 0.00 2014-10-06
39 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,791,000 5,000 0.14 0.00 2014-10-06
40 B01347 CGS INTERNATIONAL SECURITIES HK LTD 3,219,200 5,000 0.16 0.00 2014-10-06
41 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 133,000 5,000 0.01 0.00 2014-10-06
42 C00015 DBS BANK (HONG KONG) LTD 10,457,123 4,000 0.52 0.00 2014-10-06
43 B01494 AUDREY CHOW SECURITIES LTD 13,000 2,000 0.00 0.00 2014-10-06
44 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 5,934,900 1,000 0.29 0.00 2014-10-06
45 B01789 HO FUNG SHARES INVESTMENT LTD 32,027 840 0.00 0.00 2014-10-06
46 B01769 ONE CHINA SECURITIES LTD 29,764 -156 0.00 -0.00 2014-10-06
47 B01555 ABN AMRO CLEARING HONG KONG LTD 145,000 -1,000 0.01 -0.00 2014-10-06
48 B01353 UOB KAY HIAN (HONG KONG) LTD 6,824,000 -1,000 0.34 -0.00 2014-10-06
49 B01138 CLSA LTD 0 -2,000 -0.00 2014-10-06
50 B01818 I-ACCESS INVESTORS LTD 298,500 -2,000 0.01 -0.00 2014-10-06
51 B01356 DELTA ASIA SECURITIES LTD 256,000 -3,000 0.01 -0.00 2014-10-06
52 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,216,000 -3,000 0.06 -0.00 2014-10-06
53 B01794 INTERCONTINENT SECURITIES CO LTD 0 -5,000 -0.00 2014-10-06
54 B01773 TOYO SECURITIES ASIA LTD 8,694,000 -5,000 0.43 -0.00 2014-10-06
55 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 11,018,000 -8,000 0.54 -0.00 2014-10-06
56 B01423 PRUDENTIAL BROKERAGE LTD 929,000 -10,000 0.05 -0.00 2014-10-06
57 B01253 STOCKWELL SECURITIES LTD 36,000 -10,000 0.00 -0.00 2014-10-06
58 B01427 TSE'S SECURITIES LTD 59,000 -13,000 0.00 -0.00 2014-10-06
59 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 0 -21,000 -0.00 2014-10-06
60 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,958,000 -22,000 0.10 -0.00 2014-10-06
61 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 5,383,000 -26,000 0.27 -0.00 2014-10-06
62 B01649 CINDA INTERNATIONAL SECURITIES LTD 161,000 -30,000 0.01 -0.00 2014-10-06
63 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,791,000 -30,000 0.09 -0.00 2014-10-06
64 B01183 CHONG HING SECURITIES LTD 2,664,000 -39,000 0.13 -0.00 2014-10-06
65 C00033 BANK OF CHINA (HONG KONG) LTD 48,984,000 -42,000 2.42 -0.00 2014-10-06
66 B01673 FULBRIGHT SECURITIES LTD 612,740 -45,000 0.03 -0.00 2014-10-06
67 C00048 CHIYU BANKING CORPORATION LTD 3,307,000 -55,000 0.16 -0.00 2014-10-06
68 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 4,850,000 -98,000 0.24 -0.00 2014-10-06
69 B01708 ROSA SECURITIES LTD 1,675,000 -100,000 0.08 -0.00 2014-10-06
70 B01497 SINOPAC SECURITIES (ASIA) LTD 134,000 -150,000 0.01 -0.01 2014-10-06
71 B01224 MERRILL LYNCH FAR EAST LTD 483,141 -416,824 0.02 -0.02 2014-10-06
72 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 779,885 -609,808 0.04 -0.03 2014-10-06
73 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 5,952,181 -861,720 0.29 -0.04 2014-10-06
74 B01323 DEUTSCHE SECURITIES ASIA LTD 4,361,000 -886,000 0.22 -0.04 2014-10-06
75 C00010 CITIBANK N.A. 108,841,718 -2,223,384 5.38 -0.11 2014-10-06
76 C00019 THE HONGKONG AND SHANGHAI BANKING 713,766,444 -2,495,316 35.27 -0.12 2014-10-06
76 Total changed named holdings 1,873,643,312 0 92.57 0.00
270 Unchanged named holdings 77,034,527 0 3.81 0.00
346 Total named holdings 1,950,677,839 0 96.38 0.00
92 Unnamed Investor Participants 66,747,000 0 3.30 0.00
438 Total securities in CCASS 2,017,424,839 0 99.68 0.00
Securities not in CCASS 6,575,161 0 0.32 0.00
Issued securities 2,024,000,000 0 100.00 0.00 2014-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-09-30
Volume18,389,477
Turnover125,736,999
Average price6.837

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