CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2014-09-19 to 2014-09-22

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01323 DEUTSCHE SECURITIES ASIA LTD 1,841,788 518,000 0.16 0.04 2014-09-22
2 C00074 DEUTSCHE BANK AG 6,439,456 473,482 0.55 0.04 2014-09-22
3 C00100 JPMORGAN CHASE BANK, NATIONAL 95,709,470 318,500 8.12 0.03 2014-09-22
4 B01284 HANG SENG SECURITIES LTD 9,872,321 298,000 0.84 0.03 2014-09-22
5 C00033 BANK OF CHINA (HONG KONG) LTD 18,152,409 202,000 1.54 0.02 2014-09-22
6 C00015 DBS BANK (HONG KONG) LTD 4,327,151 201,500 0.37 0.02 2014-09-22
7 C00016 DBS BANK LTD 96,786,845 187,000 8.21 0.02 2014-09-22
8 C00093 BNP PARIBAS 18,589,050 182,500 1.58 0.02 2014-09-22
9 B01842 BOCOM INTERNATIONAL SECURITIES LTD 913,000 166,000 0.08 0.01 2014-09-22
10 B01121 SG SECURITIES (HK) LTD 2,233,586 156,816 0.19 0.01 2014-09-22
11 B01224 MERRILL LYNCH FAR EAST LTD 156,148 150,926 0.01 0.01 2014-09-22
12 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,285,000 146,500 0.11 0.01 2014-09-22
13 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,963,000 97,000 0.17 0.01 2014-09-22
14 B01130 BOCI SECURITIES LTD 4,554,132 73,500 0.39 0.01 2014-09-22
15 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,796,000 63,000 0.15 0.01 2014-09-22
16 B01078 STANDARD CHARTERED SECURITIES 1,150,600 60,000 0.10 0.01 2014-09-22
17 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 823,000 55,000 0.07 0.00 2014-09-22
18 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,437,000 48,500 0.12 0.00 2014-09-22
19 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,226,000 46,000 0.19 0.00 2014-09-22
20 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,932,500 41,000 0.16 0.00 2014-09-22
21 B01161 UBS SECURITIES HONG KONG LTD 5,279,743 36,346 0.45 0.00 2014-09-22
22 B01610 KGI ASIA LTD 2,895,500 32,500 0.25 0.00 2014-09-22
23 B01123 HING WONG SECURITIES LTD 41,000 32,000 0.00 0.00 2014-09-22
24 B01558 GOLD FUND SECURITIES CO LTD 145,000 30,000 0.01 0.00 2014-09-22
25 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 386,500 30,000 0.03 0.00 2014-09-22
26 B01555 ABN AMRO CLEARING HONG KONG LTD 731,500 27,000 0.06 0.00 2014-09-22
27 C00028 NANYANG COMMERCIAL BANK LTD 1,470,544 27,000 0.12 0.00 2014-09-22
28 B01183 CHONG HING SECURITIES LTD 550,000 24,000 0.05 0.00 2014-09-22
29 B01695 DAH SING SECURITIES LTD 601,000 24,000 0.05 0.00 2014-09-22
30 B01762 DBS VICKERS (HONG KONG) LTD 1,376,000 20,000 0.12 0.00 2014-09-22
31 B01556 LUK FOOK SECURITIES (HK) LTD 54,000 20,000 0.00 0.00 2014-09-22
32 B01731 SHUN HENG SECURITIES LTD 50,000 20,000 0.00 0.00 2014-09-22
33 C00048 CHIYU BANKING CORPORATION LTD 784,285 18,000 0.07 0.00 2014-09-22
34 B01727 ICBC (ASIA) SECURITIES LTD 1,258,000 16,500 0.11 0.00 2014-09-22
35 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,826,824 14,000 0.16 0.00 2014-09-22
36 B01353 UOB KAY HIAN (HONG KONG) LTD 699,813 13,000 0.06 0.00 2014-09-22
37 B01818 I-ACCESS INVESTORS LTD 88,254 12,500 0.01 0.00 2014-09-22
38 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,380,847 12,500 0.12 0.00 2014-09-22
39 B01118 EAST ASIA SECURITIES CO LTD 834,000 12,000 0.07 0.00 2014-09-22
40 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 30,000 10,000 0.00 0.00 2014-09-22
41 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 2,614,500 10,000 0.22 0.00 2014-09-22
42 B01645 SELINA & CO LTD 10,000 10,000 0.00 0.00 2014-09-22
43 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 688,000 8,500 0.06 0.00 2014-09-22
44 B01137 CHOW SANG SANG SECURITIES LTD 173,500 8,000 0.01 0.00 2014-09-22
45 B01184 QUAM SECURITIES LTD 124,500 8,000 0.01 0.00 2014-09-22
46 B01843 TELECOM KING SECURITIES LTD 104,000 8,000 0.01 0.00 2014-09-22
47 B01460 BERICH BROKERAGE LTD 54,000 7,000 0.00 0.00 2014-09-22
48 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,942,230 6,428 0.33 0.00 2014-09-22
49 B01584 CHIEF SECURITIES LTD 600,000 6,000 0.05 0.00 2014-09-22
50 C00037 SHANGHAI COMMERCIAL BANK LTD 1,071,000 6,000 0.09 0.00 2014-09-22
51 B01673 FULBRIGHT SECURITIES LTD 281,000 5,000 0.02 0.00 2014-09-22
52 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 566,500 5,000 0.05 0.00 2014-09-22
53 B01705 HENIK SECURITIES LTD 418,000 5,000 0.04 0.00 2014-09-22
54 B01423 PRUDENTIAL BROKERAGE LTD 137,000 5,000 0.01 0.00 2014-09-22
55 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 39,000 5,000 0.00 0.00 2014-09-22
56 C00003 THE BANK OF EAST ASIA LTD 1,482,000 5,000 0.13 0.00 2014-09-22
57 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,302,500 5,000 0.11 0.00 2014-09-22
58 B01699 MASTERLINK SECURITIES (HONG KONG) 56,000 4,000 0.00 0.00 2014-09-22
59 B01272 FB SECURITIES (HONG KONG) LTD 342,000 3,500 0.03 0.00 2014-09-22
60 B01917 CHINA TIMES SECURITIES LTD 3,000 3,000 0.00 0.00 2014-09-22
61 B01252 CORPORATE BROKERS LTD 23,500 2,000 0.00 0.00 2014-09-22
62 B01660 GRANSING SECURITIES CO., LIMITED 5,000 2,000 0.00 0.00 2014-09-22
63 B01275 SANFULL SECURITIES LTD 22,000 2,000 0.00 0.00 2014-09-22
64 B01712 WAH SANG SECURITIES LTD 33,500 2,000 0.00 0.00 2014-09-22
65 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 319,000 1,500 0.03 0.00 2014-09-22
66 B01575 MASTER TRADEMORE SECURITIES LTD 9,000 1,500 0.00 0.00 2014-09-22
67 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 796,500 1,000 0.07 0.00 2014-09-22
68 B01761 KO'S BROTHER SECURITIES CO LTD 4,500 1,000 0.00 0.00 2014-09-22
69 B01676 TAI SHING STOCK INVESTMENT CO LTD 1,000 1,000 0.00 0.00 2014-09-22
70 B01685 ARK SECURITIES (HONG KONG) LTD 60,500 500 0.01 0.00 2014-09-22
71 B01941 CENTALINE SECURITIES LTD 74,000 500 0.01 0.00 2014-09-22
72 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 155,000 500 0.01 0.00 2014-09-22
73 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 204,000 500 0.02 0.00 2014-09-22
74 B01439 TAI TAK SECURITIES (ASIA) LTD 24,000 -5,000 0.00 -0.00 2014-09-22
75 B01740 WIN SECURITIES LTD 189,500 -5,000 0.02 -0.00 2014-09-22
76 B01119 CELESTIAL SECURITIES LTD 293,500 -8,000 0.02 -0.00 2014-09-22
77 B01590 INTERACTIVE BROKERS HONG KONG LTD 544,000 -9,000 0.05 -0.00 2014-09-22
78 B01933 BRILLIANT NORTON SECURITIES CO LTD 0 -10,000 -0.00 2014-09-22
79 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 170,494,861 -218,046 14.47 -0.02 2014-09-22
80 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 8,421,321 -417,000 0.71 -0.04 2014-09-22
81 C00010 CITIBANK N.A. 172,186,073 -735,336 14.61 -0.06 2014-09-22
82 C00019 THE HONGKONG AND SHANGHAI BANKING 430,732,800 -2,648,616 36.55 -0.22 2014-09-22
82 Total changed named holdings 1,091,273,551 0 92.61 0.00
190 Unchanged named holdings 28,180,849 0 2.39 0.00
272 Total named holdings 1,119,454,400 0 95.00 0.00
33 Unnamed Investor Participants 58,537,200 0 4.97 0.00
305 Total securities in CCASS 1,177,991,600 0 99.97 0.00
Securities not in CCASS 336,100 0 0.03 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2014-08-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-09-18
Volume8,989,500
Turnover164,100,855
Average price18.255

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