ZTE CORPORATION

Exchange Code Listed Last trade Delisted
HK Main 00763  2004-12-09    
Stock code:
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CCASS holding changes from 2014-09-15 to 2014-09-16

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 220,709,997 567,780 35.06 0.09 2014-09-16
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 1,744,935 494,807 0.28 0.08 2014-09-16
3 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 81,646,637 190,000 12.97 0.03 2014-09-16
4 C00010 CITIBANK N.A. 52,810,476 130,276 8.39 0.02 2014-09-16
5 B01323 DEUTSCHE SECURITIES ASIA LTD 2,764,678 125,803 0.44 0.02 2014-09-16
6 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 6,626,327 60,550 1.05 0.01 2014-09-16
7 B01224 MERRILL LYNCH FAR EAST LTD 2,121,109 52,800 0.34 0.01 2014-09-16
8 C00093 BNP PARIBAS 7,485,809 22,200 1.19 0.00 2014-09-16
9 B01686 FIRST SHANGHAI SECURITIES LTD 1,552,950 20,000 0.25 0.00 2014-09-16
10 B01130 BOCI SECURITIES LTD 11,682,370 17,784 1.86 0.00 2014-09-16
11 B01121 SG SECURITIES (HK) LTD 613,505 15,406 0.10 0.00 2014-09-16
12 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,144,408 9,000 0.18 0.00 2014-09-16
13 B01551 YUE XIU SECURITIES CO LTD 58,125 3,000 0.01 0.00 2014-09-16
14 B01792 HONG KONG WAN KIU INVESTMENT CO LTD 5,000 2,000 0.00 0.00 2014-09-16
15 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 452,076 1,887 0.07 0.00 2014-09-16
16 B01601 CSC SECURITIES (HK) LTD 72,600 600 0.01 0.00 2014-09-16
17 B01240 TSUN CHI YUEN SECURITIES CO LTD 24,600 288 0.00 0.00 2014-09-16
18 B01941 CENTALINE SECURITIES LTD 4,200 200 0.00 0.00 2014-09-16
19 B01853 CMBC SECURITIES CO LTD 5,191 -40 0.00 -0.00 2014-09-16
20 B01769 ONE CHINA SECURITIES LTD 9,200 -120 0.00 -0.00 2014-09-16
21 B01740 WIN SECURITIES LTD 665,081 -720 0.11 -0.00 2014-09-16
22 B01762 DBS VICKERS (HONG KONG) LTD 4,546,254 -1,000 0.72 -0.00 2014-09-16
23 B01362 JOSPA INVESTMENT CO LTD 72,160 -1,000 0.01 -0.00 2014-09-16
24 B01676 TAI SHING STOCK INVESTMENT CO LTD 64,520 -1,000 0.01 -0.00 2014-09-16
25 B01773 TOYO SECURITIES ASIA LTD 1,004,563 -1,080 0.16 -0.00 2014-09-16
26 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 3,506,195 -1,200 0.56 -0.00 2014-09-16
27 B01340 LEHIN SECURITIES LTD 91,738 -1,200 0.01 -0.00 2014-09-16
28 B01169 PUBLIC FINANCIAL SECURITIES LTD 241,510 -1,200 0.04 -0.00 2014-09-16
29 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 2,810,376 -1,360 0.45 -0.00 2014-09-16
30 B01818 I-ACCESS INVESTORS LTD 197,446 -1,800 0.03 -0.00 2014-09-16
31 B01649 CINDA INTERNATIONAL SECURITIES LTD 98,000 -2,000 0.02 -0.00 2014-09-16
32 B01438 KINGSTON SECURITIES LTD 48,600 -2,000 0.01 -0.00 2014-09-16
33 B01556 LUK FOOK SECURITIES (HK) LTD 14,720 -2,000 0.00 -0.00 2014-09-16
34 B01150 MTF SECURITIES LTD 14,000 -2,000 0.00 -0.00 2014-09-16
35 B01275 SANFULL SECURITIES LTD 209,961 -2,000 0.03 -0.00 2014-09-16
36 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 2,400 -2,200 0.00 -0.00 2014-09-16
37 B01843 TELECOM KING SECURITIES LTD 64,960 -2,600 0.01 -0.00 2014-09-16
38 B01231 WINNER INTERNATIONAL SECURITIES LTD 32,280 -3,000 0.01 -0.00 2014-09-16
39 B01563 XINKONG INTERNATIONAL SECURITIES LTD 55,720 -3,000 0.01 -0.00 2014-09-16
40 B01183 CHONG HING SECURITIES LTD 1,060,890 -3,080 0.17 -0.00 2014-09-16
41 C00091 BANK OF SINGAPORE LTD 1,084,280 -5,000 0.17 -0.00 2014-09-16
42 B01416 VC BROKERAGE LTD 100,672 -5,000 0.02 -0.00 2014-09-16
43 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,311,471 -6,000 0.37 -0.00 2014-09-16
44 B01584 CHIEF SECURITIES LTD 634,154 -7,000 0.10 -0.00 2014-09-16
45 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,957,640 -7,800 0.31 -0.00 2014-09-16
46 B01590 INTERACTIVE BROKERS HONG KONG LTD 445,005 -8,000 0.07 -0.00 2014-09-16
47 C00028 NANYANG COMMERCIAL BANK LTD 2,344,598 -8,000 0.37 -0.00 2014-09-16
48 B01673 FULBRIGHT SECURITIES LTD 214,784 -9,000 0.03 -0.00 2014-09-16
49 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,021,220 -9,600 0.64 -0.00 2014-09-16
50 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,301,126 -10,000 0.21 -0.00 2014-09-16
51 B01615 KAM FAI SECURITIES CO LTD 3,000 -10,000 0.00 -0.00 2014-09-16
52 C00041 OCBC BANK (HONG KONG) LTD 1,795,587 -10,000 0.29 -0.00 2014-09-16
53 B01267 WINFULL SECURITIES LTD 100,120 -10,000 0.02 -0.00 2014-09-16
54 C00015 DBS BANK (HONG KONG) LTD 1,724,332 -10,200 0.27 -0.00 2014-09-16
55 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 2,578,554 -10,600 0.41 -0.00 2014-09-16
56 B01813 CCB INTERNATIONAL SECURITIES LTD 100,520 -12,800 0.02 -0.00 2014-09-16
57 C00003 THE BANK OF EAST ASIA LTD 3,665,760 -15,606 0.58 -0.00 2014-09-16
58 C00037 SHANGHAI COMMERCIAL BANK LTD 2,636,894 -16,000 0.42 -0.00 2014-09-16
59 B01129 WOCOM SECURITIES LTD 308,978 -16,000 0.05 -0.00 2014-09-16
60 B01610 KGI ASIA LTD 1,505,289 -20,000 0.24 -0.00 2014-09-16
61 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,556,059 -22,000 0.25 -0.00 2014-09-16
62 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 1,475,840 -24,000 0.23 -0.00 2014-09-16
63 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 2,209,808 -26,000 0.35 -0.00 2014-09-16
64 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 6,584 -30,800 0.00 -0.00 2014-09-16
65 B01118 EAST ASIA SECURITIES CO LTD 1,695,442 -35,400 0.27 -0.01 2014-09-16
66 B01284 HANG SENG SECURITIES LTD 15,757,800 -46,688 2.50 -0.01 2014-09-16
67 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 604,400 -55,000 0.10 -0.01 2014-09-16
68 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,502,266 -62,600 0.40 -0.01 2014-09-16
69 C00088 CHINA MERCHANTS BANK CO LTD 755,240 -85,000 0.12 -0.01 2014-09-16
70 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,332,153 -87,000 0.21 -0.01 2014-09-16
71 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,866,300 -117,800 0.61 -0.02 2014-09-16
72 C00100 JPMORGAN CHASE BANK, NATIONAL 66,780,314 -194,200 10.61 -0.03 2014-09-16
73 B01161 UBS SECURITIES HONG KONG LTD 11,397,327 -203,800 1.81 -0.03 2014-09-16
74 C00033 BANK OF CHINA (HONG KONG) LTD 23,573,797 -221,000 3.74 -0.04 2014-09-16
75 C00074 DEUTSCHE BANK AG 17,296,998 -260,887 2.75 -0.04 2014-09-16
75 Total changed named holdings 585,979,879 0 93.07 0.00
271 Unchanged named holdings 41,112,595 0 6.53 0.00
346 Total named holdings 627,092,474 0 99.60 0.00
97 Unnamed Investor Participants 1,231,460 0 0.20 0.00
443 Total securities in CCASS 628,323,934 0 99.80 0.00
Securities not in CCASS 1,261,511 0 0.20 0.00
Issued securities 629,585,445 0 100.00 0.00 2014-08-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-09-12
Volume2,187,982
Turnover39,884,942
Average price18.229

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