CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2014-08-28 to 2014-08-29

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 172,386,143 911,425 14.63 0.08 2014-08-29
2 C00100 JPMORGAN CHASE BANK, NATIONAL 92,262,270 730,000 7.83 0.06 2014-08-29
3 C00003 THE BANK OF EAST ASIA LTD 1,576,000 231,000 0.13 0.02 2014-08-29
4 C00093 BNP PARIBAS 19,240,850 52,500 1.63 0.00 2014-08-29
5 B01673 FULBRIGHT SECURITIES LTD 332,500 50,000 0.03 0.00 2014-08-29
6 B01284 HANG SENG SECURITIES LTD 9,130,921 48,000 0.77 0.00 2014-08-29
7 C00028 NANYANG COMMERCIAL BANK LTD 1,736,841 35,000 0.15 0.00 2014-08-29
8 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 28,000 28,000 0.00 0.00 2014-08-29
9 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,118,000 25,000 0.18 0.00 2014-08-29
10 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,526,324 23,000 0.13 0.00 2014-08-29
11 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,262,449 23,000 0.11 0.00 2014-08-29
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,526,500 21,500 0.13 0.00 2014-08-29
13 B01842 BOCOM INTERNATIONAL SECURITIES LTD 721,000 21,500 0.06 0.00 2014-08-29
14 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,639,500 20,000 0.14 0.00 2014-08-29
15 B01558 GOLD FUND SECURITIES CO LTD 95,000 20,000 0.01 0.00 2014-08-29
16 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,921,500 17,500 0.16 0.00 2014-08-29
17 B01347 CGS INTERNATIONAL SECURITIES HK LTD 121,000 10,000 0.01 0.00 2014-08-29
18 B01731 SHUN HENG SECURITIES LTD 30,000 10,000 0.00 0.00 2014-08-29
19 B01551 YUE XIU SECURITIES CO LTD 258,000 10,000 0.02 0.00 2014-08-29
20 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,166,500 8,500 0.18 0.00 2014-08-29
21 B01818 I-ACCESS INVESTORS LTD 79,754 8,000 0.01 0.00 2014-08-29
22 B01353 UOB KAY HIAN (HONG KONG) LTD 574,000 8,000 0.05 0.00 2014-08-29
23 B01727 ICBC (ASIA) SECURITIES LTD 1,276,000 7,000 0.11 0.00 2014-08-29
24 B01272 FB SECURITIES (HONG KONG) LTD 317,500 6,500 0.03 0.00 2014-08-29
25 B01483 BULLISH SECURITIES LTD 5,000 5,000 0.00 0.00 2014-08-29
26 B01563 XINKONG INTERNATIONAL SECURITIES LTD 39,500 5,000 0.00 0.00 2014-08-29
27 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 2,651,000 4,500 0.22 0.00 2014-08-29
28 B01695 DAH SING SECURITIES LTD 569,000 4,500 0.05 0.00 2014-08-29
29 B01584 CHIEF SECURITIES LTD 595,500 4,000 0.05 0.00 2014-08-29
30 B01705 HENIK SECURITIES LTD 417,000 3,000 0.04 0.00 2014-08-29
31 B01610 KGI ASIA LTD 2,669,000 3,000 0.23 0.00 2014-08-29
32 B01607 RHB SECURITIES HONG KONG LTD 35,000 2,500 0.00 0.00 2014-08-29
33 C00037 SHANGHAI COMMERCIAL BANK LTD 1,117,500 2,500 0.09 0.00 2014-08-29
34 B01564 ABCI SECURITIES CO LTD 175,000 2,000 0.01 0.00 2014-08-29
35 B01555 ABN AMRO CLEARING HONG KONG LTD 551,000 2,000 0.05 0.00 2014-08-29
36 B01423 PRUDENTIAL BROKERAGE LTD 132,000 2,000 0.01 0.00 2014-08-29
37 B01169 PUBLIC FINANCIAL SECURITIES LTD 62,500 2,000 0.01 0.00 2014-08-29
38 B01939 SOOCHOW SECURITIES INTERNATIONAL 52,000 2,000 0.00 0.00 2014-08-29
39 B01137 CHOW SANG SANG SECURITIES LTD 193,500 1,000 0.02 0.00 2014-08-29
40 B01649 CINDA INTERNATIONAL SECURITIES LTD 32,000 1,000 0.00 0.00 2014-08-29
41 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 797,500 1,000 0.07 0.00 2014-08-29
42 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 146,500 1,000 0.01 0.00 2014-08-29
43 B01351 WING FUNG SECURITIES LTD 11,500 1,000 0.00 0.00 2014-08-29
44 B01373 CHRISTFUND SECURITIES LTD 259,000 500 0.02 0.00 2014-08-29
45 B01843 TELECOM KING SECURITIES LTD 105,500 500 0.01 0.00 2014-08-29
46 B01773 TOYO SECURITIES ASIA LTD 201,500 500 0.02 0.00 2014-08-29
47 B01740 WIN SECURITIES LTD 209,500 500 0.02 0.00 2014-08-29
48 B01340 LEHIN SECURITIES LTD 19,414 392 0.00 0.00 2014-08-29
49 B01601 CSC SECURITIES (HK) LTD 294,500 -500 0.02 -0.00 2014-08-29
50 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 92,500 -500 0.01 -0.00 2014-08-29
51 B01161 UBS SECURITIES HONG KONG LTD 416,500 -500 0.04 -0.00 2014-08-29
52 C00048 CHIYU BANKING CORPORATION LTD 796,182 -1,500 0.07 -0.00 2014-08-29
53 B01460 BERICH BROKERAGE LTD 67,000 -3,000 0.01 -0.00 2014-08-29
54 C00033 BANK OF CHINA (HONG KONG) LTD 17,914,355 -4,000 1.52 -0.00 2014-08-29
55 B01606 EWARTON SECURITIES LTD 0 -4,000 -0.00 2014-08-29
56 B01604 WANHAI SECURITIES (HK) LTD 0 -5,000 -0.00 2014-08-29
57 B01118 EAST ASIA SECURITIES CO LTD 840,000 -6,500 0.07 -0.00 2014-08-29
58 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 300,500 -7,500 0.03 -0.00 2014-08-29
59 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 646,500 -8,000 0.05 -0.00 2014-08-29
60 B01323 DEUTSCHE SECURITIES ASIA LTD 969,288 -9,500 0.08 -0.00 2014-08-29
61 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 1,500 -13,000 0.00 -0.00 2014-08-29
62 C00015 DBS BANK (HONG KONG) LTD 3,573,651 -13,500 0.30 -0.00 2014-08-29
63 B01590 INTERACTIVE BROKERS HONG KONG LTD 455,000 -14,000 0.04 -0.00 2014-08-29
64 C00074 DEUTSCHE BANK AG 5,177,737 -14,619 0.44 -0.00 2014-08-29
65 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 215,500 -20,000 0.02 -0.00 2014-08-29
66 B01184 QUAM SECURITIES LTD 126,000 -24,000 0.01 -0.00 2014-08-29
67 B01121 SG SECURITIES (HK) LTD 1,498,520 -26,500 0.13 -0.00 2014-08-29
68 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,322,500 -30,000 0.20 -0.00 2014-08-29
69 C00016 DBS BANK LTD 100,666,345 -38,500 8.54 -0.00 2014-08-29
70 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,467,000 -43,500 0.12 -0.00 2014-08-29
71 C00091 BANK OF SINGAPORE LTD 1,521,000 -100,000 0.13 -0.01 2014-08-29
72 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,331,500 -100,000 0.11 -0.01 2014-08-29
73 C00010 CITIBANK N.A. 180,218,198 -170,000 15.29 -0.01 2014-08-29
74 B01130 BOCI SECURITIES LTD 5,120,632 -186,500 0.43 -0.02 2014-08-29
75 C00019 THE HONGKONG AND SHANGHAI BANKING 429,114,914 -199,892 36.42 -0.02 2014-08-29
76 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,003,230 -212,000 0.25 -0.02 2014-08-29
77 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 9,351,321 -509,500 0.79 -0.04 2014-08-29
78 B01224 MERRILL LYNCH FAR EAST LTD 168,020 -610,806 0.01 -0.05 2014-08-29
78 Total changed named holdings 1,091,043,359 0 92.59 0.00
199 Unchanged named holdings 28,416,641 0 2.41 0.00
277 Total named holdings 1,119,460,000 0 95.00 0.00
32 Unnamed Investor Participants 58,532,200 0 4.97 0.00
309 Total securities in CCASS 1,177,992,200 0 99.97 0.00
Securities not in CCASS 335,500 0 0.03 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2014-07-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-08-27
Volume4,171,392
Turnover77,557,196
Average price18.593

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