CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2014-05-21 to 2014-05-22

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 309,280,375 2,478,000 15.28 0.12 2014-05-22
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 310,613,269 1,584,775 15.35 0.08 2014-05-22
3 B01323 DEUTSCHE SECURITIES ASIA LTD 11,713,752 1,090,000 0.58 0.05 2014-05-22
4 B01161 UBS SECURITIES HONG KONG LTD 5,677,000 980,000 0.28 0.05 2014-05-22
5 C00016 DBS BANK LTD 3,149,592 666,000 0.16 0.03 2014-05-22
6 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,634,262 600,262 0.18 0.03 2014-05-22
7 C00091 BANK OF SINGAPORE LTD 2,779,080 470,000 0.14 0.02 2014-05-22
8 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 7,777,000 408,000 0.38 0.02 2014-05-22
9 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,834,900 285,000 0.19 0.01 2014-05-22
10 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,561,000 270,000 0.13 0.01 2014-05-22
11 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 15,227,000 195,000 0.75 0.01 2014-05-22
12 C00033 BANK OF CHINA (HONG KONG) LTD 68,174,000 169,000 3.37 0.01 2014-05-22
13 B01740 WIN SECURITIES LTD 2,250,000 150,000 0.11 0.01 2014-05-22
14 B01130 BOCI SECURITIES LTD 25,276,843 146,000 1.25 0.01 2014-05-22
15 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 7,831,000 127,000 0.39 0.01 2014-05-22
16 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,395,000 110,000 0.12 0.01 2014-05-22
17 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 84,000 84,000 0.00 0.00 2014-05-22
18 B01086 EVERBRIGHT SECURITIES INVESTMENT 6,317,000 69,000 0.31 0.00 2014-05-22
19 C00037 SHANGHAI COMMERCIAL BANK LTD 5,375,750 62,000 0.27 0.00 2014-05-22
20 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,471,000 60,000 0.07 0.00 2014-05-22
21 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 482,000 50,000 0.02 0.00 2014-05-22
22 B01433 HING WAI ALLIED SECURITIES LTD 129,000 40,000 0.01 0.00 2014-05-22
23 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,749,000 40,000 0.09 0.00 2014-05-22
24 B01284 HANG SENG SECURITIES LTD 37,259,000 35,000 1.84 0.00 2014-05-22
25 C00048 CHIYU BANKING CORPORATION LTD 4,804,000 33,000 0.24 0.00 2014-05-22
26 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 533,000 30,000 0.03 0.00 2014-05-22
27 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,109,000 21,000 0.35 0.00 2014-05-22
28 B01119 CELESTIAL SECURITIES LTD 1,455,000 20,000 0.07 0.00 2014-05-22
29 B01123 HING WONG SECURITIES LTD 342,000 20,000 0.02 0.00 2014-05-22
30 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,936,000 20,000 0.15 0.00 2014-05-22
31 B01922 SUN SECURITIES LTD 21,000 20,000 0.00 0.00 2014-05-22
32 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,054,000 20,000 0.15 0.00 2014-05-22
33 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 7,819,900 15,000 0.39 0.00 2014-05-22
34 B01843 TELECOM KING SECURITIES LTD 824,000 14,000 0.04 0.00 2014-05-22
35 B01427 TSE'S SECURITIES LTD 71,000 13,000 0.00 0.00 2014-05-22
36 B01434 BEEVEST SECURITIES LTD 44,000 11,000 0.00 0.00 2014-05-22
37 C00088 CHINA MERCHANTS BANK CO LTD 62,000 10,000 0.00 0.00 2014-05-22
38 B01455 NATIONAL RESOURCES SECURITIES LTD 830,000 10,000 0.04 0.00 2014-05-22
39 B01246 ROCTEC SECURITIES CO LTD 2,075,000 10,000 0.10 0.00 2014-05-22
40 B01939 SOOCHOW SECURITIES INTERNATIONAL 198,000 10,000 0.01 0.00 2014-05-22
41 B01407 WIN WONG SECURITIES LTD 112,000 10,000 0.01 0.00 2014-05-22
42 B01347 CGS INTERNATIONAL SECURITIES HK LTD 2,759,200 8,000 0.14 0.00 2014-05-22
43 B01169 PUBLIC FINANCIAL SECURITIES LTD 791,000 7,000 0.04 0.00 2014-05-22
44 C00015 DBS BANK (HONG KONG) LTD 8,199,983 6,000 0.41 0.00 2014-05-22
45 B01213 MONEYMORE SECURITIES LTD 40,000 6,000 0.00 0.00 2014-05-22
46 B01535 WING YEE SECURITIES CO LTD 78,000 6,000 0.00 0.00 2014-05-22
47 B01338 EMPEROR SECURITIES LTD 824,000 5,000 0.04 0.00 2014-05-22
48 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 474,000 5,000 0.02 0.00 2014-05-22
49 B01905 SDICS INTERNATIONAL SECURITIES (HONG 579,000 5,000 0.03 0.00 2014-05-22
50 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 20,000 5,000 0.00 0.00 2014-05-22
51 B01684 WANG ON SECURITIES LTD 5,000 5,000 0.00 0.00 2014-05-22
52 B01272 FB SECURITIES (HONG KONG) LTD 1,879,000 4,000 0.09 0.00 2014-05-22
53 B01458 YICKO SECURITIES LTD 180,000 4,000 0.01 0.00 2014-05-22
54 B01917 CHINA TIMES SECURITIES LTD 37,000 3,000 0.00 0.00 2014-05-22
55 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,426,000 2,000 0.17 0.00 2014-05-22
56 B01818 I-ACCESS INVESTORS LTD 417,500 2,000 0.02 0.00 2014-05-22
57 B01862 ORIENTAL WEALTH SECURITIES LTD 2,000 2,000 0.00 0.00 2014-05-22
58 B01183 CHONG HING SECURITIES LTD 4,427,000 -1,000 0.22 -0.00 2014-05-22
59 B01963 TFI SECURITIES AND FUTURES LTD 0 -1,000 -0.00 2014-05-22
60 B01769 ONE CHINA SECURITIES LTD 39,130 -2,000 0.00 -0.00 2014-05-22
61 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 3,000 -3,000 0.00 -0.00 2014-05-22
62 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,528,000 -4,000 0.12 -0.00 2014-05-22
63 B01765 PROMISING SECURITIES CO LTD 125,000 -4,000 0.01 -0.00 2014-05-22
64 B01252 CORPORATE BROKERS LTD 1,063,000 -5,000 0.05 -0.00 2014-05-22
65 B01438 KINGSTON SECURITIES LTD 124,000 -5,000 0.01 -0.00 2014-05-22
66 B01320 LUEN FAT SECURITIES CO LTD 154,000 -5,000 0.01 -0.00 2014-05-22
67 B01651 MING HON SECURITIES LTD 51,000 -5,000 0.00 -0.00 2014-05-22
68 C00028 NANYANG COMMERCIAL BANK LTD 9,550,000 -6,000 0.47 -0.00 2014-05-22
69 B01351 WING FUNG SECURITIES LTD 359,000 -6,000 0.02 -0.00 2014-05-22
70 B01551 YUE XIU SECURITIES CO LTD 91,000 -7,000 0.00 -0.00 2014-05-22
71 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 73,000 -8,000 0.00 -0.00 2014-05-22
72 B01494 AUDREY CHOW SECURITIES LTD 39,000 -10,000 0.00 -0.00 2014-05-22
73 B01118 EAST ASIA SECURITIES CO LTD 5,099,000 -10,000 0.25 -0.00 2014-05-22
74 B01445 VICTORY SECURITIES CO LTD 606,000 -10,000 0.03 -0.00 2014-05-22
75 B01649 CINDA INTERNATIONAL SECURITIES LTD 267,000 -15,000 0.01 -0.00 2014-05-22
76 B01570 GOLDENWAY SECURITIES CO LTD 94,000 -15,000 0.00 -0.00 2014-05-22
77 B01209 MASON SECURITIES LTD 602,000 -15,000 0.03 -0.00 2014-05-22
78 B01773 TOYO SECURITIES ASIA LTD 10,035,000 -15,000 0.50 -0.00 2014-05-22
79 B01275 SANFULL SECURITIES LTD 155,000 -18,000 0.01 -0.00 2014-05-22
80 B01217 TAIPING SECURITIES (HK) CO LTD 412,000 -20,000 0.02 -0.00 2014-05-22
81 B01415 TARZAN STOCK & SHARES LTD 43,000 -20,000 0.00 -0.00 2014-05-22
82 B01732 WINTECH SECURITIES LTD 310,000 -20,000 0.02 -0.00 2014-05-22
83 B01940 SOFI SECURITIES (HONG KONG) LTD 3,504,000 -24,000 0.17 -0.00 2014-05-22
84 B01695 DAH SING SECURITIES LTD 6,494,000 -29,000 0.32 -0.00 2014-05-22
85 B01353 UOB KAY HIAN (HONG KONG) LTD 6,921,000 -30,000 0.34 -0.00 2014-05-22
86 B01460 BERICH BROKERAGE LTD 163,000 -35,000 0.01 -0.00 2014-05-22
87 C00010 CITIBANK N.A. 136,208,054 -36,000 6.73 -0.00 2014-05-22
88 B01588 LEI SHING HONG SECURITIES LTD 302,000 -40,000 0.01 -0.00 2014-05-22
89 B01676 TAI SHING STOCK INVESTMENT CO LTD 160,000 -45,000 0.01 -0.00 2014-05-22
90 B01857 KAISA FINANCIAL GROUP CO LTD 271,000 -50,000 0.01 -0.00 2014-05-22
91 C00041 OCBC BANK (HONG KONG) LTD 6,555,000 -50,000 0.32 -0.00 2014-05-22
92 B01584 CHIEF SECURITIES LTD 2,805,000 -112,000 0.14 -0.01 2014-05-22
93 B01762 DBS VICKERS (HONG KONG) LTD 9,218,000 -165,000 0.46 -0.01 2014-05-22
94 B01184 QUAM SECURITIES LTD 2,204,000 -213,000 0.11 -0.01 2014-05-22
95 C00036 CHINA CONSTRUCTION BANK (ASIA) 5,083,000 -250,000 0.25 -0.01 2014-05-22
96 B01610 KGI ASIA LTD 1,991,000 -264,000 0.10 -0.01 2014-05-22
97 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,500,000 -371,000 0.22 -0.02 2014-05-22
98 B01224 MERRILL LYNCH FAR EAST LTD 5,377,140 -453,000 0.27 -0.02 2014-05-22
99 C00093 BNP PARIBAS 25,672,003 -592,000 1.27 -0.03 2014-05-22
100 C00074 DEUTSCHE BANK AG 34,323,049 -963,037 1.70 -0.05 2014-05-22
101 C00019 THE HONGKONG AND SHANGHAI BANKING 660,926,099 -1,417,000 32.65 -0.07 2014-05-22
102 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 12,154,001 -2,541,000 0.60 -0.13 2014-05-22
103 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 24,429,059 -2,636,000 1.21 -0.13 2014-05-22
103 Total changed named holdings 1,872,551,941 -15,000 92.52 -0.00
274 Unchanged named holdings 77,741,898 0 3.84 0.00
377 Total named holdings 1,950,293,839 -15,000 96.36 0.00
114 Unnamed Investor Participants 67,090,000 15,000 3.31 0.00
491 Total securities in CCASS 2,017,383,839 0 99.67 0.00
Securities not in CCASS 6,616,161 0 0.33 0.00
Issued securities 2,024,000,000 0 100.00 0.00 2014-04-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-05-20
Volume13,880,000
Turnover78,236,900
Average price5.637

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