CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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to

CCASS holding changes from 2014-05-07 to 2014-05-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 7,475,761 3,081,837 0.37 0.15 2014-05-08
2 C00019 THE HONGKONG AND SHANGHAI BANKING 669,086,282 2,190,404 33.06 0.11 2014-05-08
3 B01161 UBS SECURITIES HONG KONG LTD 7,437,489 1,725,309 0.37 0.09 2014-05-08
4 B01130 BOCI SECURITIES LTD 24,142,843 1,710,000 1.19 0.08 2014-05-08
5 C00033 BANK OF CHINA (HONG KONG) LTD 62,125,000 1,229,000 3.07 0.06 2014-05-08
6 B01323 DEUTSCHE SECURITIES ASIA LTD 6,928,513 1,036,000 0.34 0.05 2014-05-08
7 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,145,000 951,000 0.06 0.05 2014-05-08
8 B01610 KGI ASIA LTD 2,478,000 742,000 0.12 0.04 2014-05-08
9 B01727 ICBC (ASIA) SECURITIES LTD 6,496,000 676,000 0.32 0.03 2014-05-08
10 C00010 CITIBANK N.A. 146,209,054 618,960 7.22 0.03 2014-05-08
11 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,173,000 551,000 0.21 0.03 2014-05-08
12 B01284 HANG SENG SECURITIES LTD 35,602,000 440,000 1.76 0.02 2014-05-08
13 B01416 VC BROKERAGE LTD 883,000 434,000 0.04 0.02 2014-05-08
14 B01673 FULBRIGHT SECURITIES LTD 1,468,000 394,000 0.07 0.02 2014-05-08
15 B01556 LUK FOOK SECURITIES (HK) LTD 503,000 380,000 0.02 0.02 2014-05-08
16 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 6,895,900 366,000 0.34 0.02 2014-05-08
17 C00037 SHANGHAI COMMERCIAL BANK LTD 4,640,750 302,000 0.23 0.01 2014-05-08
18 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,471,000 301,000 0.32 0.01 2014-05-08
19 B01184 QUAM SECURITIES LTD 899,000 292,000 0.04 0.01 2014-05-08
20 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 7,108,000 290,000 0.35 0.01 2014-05-08
21 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 6,736,000 287,000 0.33 0.01 2014-05-08
22 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,789,000 245,000 0.29 0.01 2014-05-08
23 B01264 MIB SECURITIES (HONG KONG) LTD 1,433,000 225,000 0.07 0.01 2014-05-08
24 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,564,000 206,000 0.13 0.01 2014-05-08
25 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 479,000 200,000 0.02 0.01 2014-05-08
26 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,228,000 198,000 0.11 0.01 2014-05-08
27 C00003 THE BANK OF EAST ASIA LTD 4,567,286 191,000 0.23 0.01 2014-05-08
28 B01289 SOUTH CHINA SECURITIES LTD 695,000 171,000 0.03 0.01 2014-05-08
29 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,249,900 161,000 0.16 0.01 2014-05-08
30 B01078 STANDARD CHARTERED SECURITIES 3,226,948 160,000 0.16 0.01 2014-05-08
31 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,675,000 159,000 0.08 0.01 2014-05-08
32 C00028 NANYANG COMMERCIAL BANK LTD 8,068,000 154,000 0.40 0.01 2014-05-08
33 B01183 CHONG HING SECURITIES LTD 3,736,000 137,000 0.18 0.01 2014-05-08
34 B01695 DAH SING SECURITIES LTD 6,207,000 119,000 0.31 0.01 2014-05-08
35 C00048 CHIYU BANKING CORPORATION LTD 4,063,000 118,000 0.20 0.01 2014-05-08
36 B01351 WING FUNG SECURITIES LTD 295,000 118,000 0.01 0.01 2014-05-08
37 B01905 SDICS INTERNATIONAL SECURITIES (HONG 505,000 100,000 0.02 0.00 2014-05-08
38 B01584 CHIEF SECURITIES LTD 2,086,000 99,000 0.10 0.00 2014-05-08
39 B01762 DBS VICKERS (HONG KONG) LTD 9,162,000 98,000 0.45 0.00 2014-05-08
40 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,424,000 97,000 0.07 0.00 2014-05-08
41 B01224 MERRILL LYNCH FAR EAST LTD 5,175,582 93,305 0.26 0.00 2014-05-08
42 B01588 LEI SHING HONG SECURITIES LTD 292,000 90,000 0.01 0.00 2014-05-08
43 B01353 UOB KAY HIAN (HONG KONG) LTD 6,114,000 89,000 0.30 0.00 2014-05-08
44 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,613,000 86,000 0.08 0.00 2014-05-08
45 B01601 CSC SECURITIES (HK) LTD 1,468,000 80,000 0.07 0.00 2014-05-08
46 B01843 TELECOM KING SECURITIES LTD 798,000 74,000 0.04 0.00 2014-05-08
47 C00015 DBS BANK (HONG KONG) LTD 7,933,983 69,000 0.39 0.00 2014-05-08
48 B01818 I-ACCESS INVESTORS LTD 380,500 63,000 0.02 0.00 2014-05-08
49 C00036 CHINA CONSTRUCTION BANK (ASIA) 5,391,000 62,000 0.27 0.00 2014-05-08
50 B01740 WIN SECURITIES LTD 1,983,000 60,000 0.10 0.00 2014-05-08
51 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 457,000 60,000 0.02 0.00 2014-05-08
52 B01857 KAISA FINANCIAL GROUP CO LTD 351,000 59,000 0.02 0.00 2014-05-08
53 B01458 YICKO SECURITIES LTD 146,000 50,000 0.01 0.00 2014-05-08
54 B01700 REALINK FINANCIAL TRADE LTD 370,000 48,000 0.02 0.00 2014-05-08
55 B01118 EAST ASIA SECURITIES CO LTD 4,458,000 46,000 0.22 0.00 2014-05-08
56 B01769 ONE CHINA SECURITIES LTD 79,115 44,000 0.00 0.00 2014-05-08
57 B01676 TAI SHING STOCK INVESTMENT CO LTD 170,000 40,000 0.01 0.00 2014-05-08
58 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,099,000 39,000 0.10 0.00 2014-05-08
59 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 3,485,000 38,000 0.17 0.00 2014-05-08
60 B01338 EMPEROR SECURITIES LTD 823,000 38,000 0.04 0.00 2014-05-08
61 B01137 CHOW SANG SANG SECURITIES LTD 811,000 37,000 0.04 0.00 2014-05-08
62 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 13,722,000 36,000 0.68 0.00 2014-05-08
63 B01522 CHUANGS & CO LTD 41,000 30,000 0.00 0.00 2014-05-08
64 B01570 GOLDENWAY SECURITIES CO LTD 84,000 30,000 0.00 0.00 2014-05-08
65 B01679 TAI FUNG SECURITIES LTD 107,000 30,000 0.01 0.00 2014-05-08
66 B01445 VICTORY SECURITIES CO LTD 612,000 30,000 0.03 0.00 2014-05-08
67 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 44,000 28,000 0.00 0.00 2014-05-08
68 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 4,854,001 24,000 0.24 0.00 2014-05-08
69 B01423 PRUDENTIAL BROKERAGE LTD 1,159,000 23,000 0.06 0.00 2014-05-08
70 B01252 CORPORATE BROKERS LTD 922,000 22,000 0.05 0.00 2014-05-08
71 B01272 FB SECURITIES (HONG KONG) LTD 1,791,000 22,000 0.09 0.00 2014-05-08
72 B01460 BERICH BROKERAGE LTD 120,000 21,000 0.01 0.00 2014-05-08
73 B01169 PUBLIC FINANCIAL SECURITIES LTD 717,000 21,000 0.04 0.00 2014-05-08
74 B01347 CGS INTERNATIONAL SECURITIES HK LTD 2,726,200 20,000 0.13 0.00 2014-05-08
75 B01606 EWARTON SECURITIES LTD 54,000 20,000 0.00 0.00 2014-05-08
76 B01372 FIRST WORLDSEC SECURITIES LTD 97,000 20,000 0.00 0.00 2014-05-08
77 B01660 GRANSING SECURITIES CO., LIMITED 253,000 20,000 0.01 0.00 2014-05-08
78 B01123 HING WONG SECURITIES LTD 318,000 20,000 0.02 0.00 2014-05-08
79 B01674 HONGKONG BAY SECURITIES LTD 20,000 20,000 0.00 0.00 2014-05-08
80 B01209 MASON SECURITIES LTD 540,000 20,000 0.03 0.00 2014-05-08
81 B01455 NATIONAL RESOURCES SECURITIES LTD 770,000 20,000 0.04 0.00 2014-05-08
82 B01246 ROCTEC SECURITIES CO LTD 2,015,000 20,000 0.10 0.00 2014-05-08
83 B01217 TAIPING SECURITIES (HK) CO LTD 397,000 20,000 0.02 0.00 2014-05-08
84 C00088 CHINA MERCHANTS BANK CO LTD 50,000 19,000 0.00 0.00 2014-05-08
85 B01407 WIN WONG SECURITIES LTD 95,000 17,000 0.00 0.00 2014-05-08
86 B01373 CHRISTFUND SECURITIES LTD 251,000 15,000 0.01 0.00 2014-05-08
87 B01356 DELTA ASIA SECURITIES LTD 280,000 15,000 0.01 0.00 2014-05-08
88 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,389,000 15,000 0.17 0.00 2014-05-08
89 B01119 CELESTIAL SECURITIES LTD 1,149,000 14,000 0.06 0.00 2014-05-08
90 B01585 SINO GRADE SECURITIES LTD 192,000 14,000 0.01 0.00 2014-05-08
91 B01247 KWAI HUNG SECURITIES CO LTD 33,000 13,000 0.00 0.00 2014-05-08
92 B01564 ABCI SECURITIES CO LTD 338,000 11,000 0.02 0.00 2014-05-08
93 B01659 CHEER UNION SECURITIES LTD 50,000 10,000 0.00 0.00 2014-05-08
94 B01950 GLOBAL GROUP SECURITIES LTD 18,000 10,000 0.00 0.00 2014-05-08
95 B01666 GLORY SUN SECURITIES LTD 90,000 10,000 0.00 0.00 2014-05-08
96 B01428 HIP HING SECURITIES LTD 10,000 10,000 0.00 0.00 2014-05-08
97 B01571 KARFORD SECURITIES LTD 112,000 10,000 0.01 0.00 2014-05-08
98 B01543 KWONG FAT HONG (SECURITIES) LTD 69,000 10,000 0.00 0.00 2014-05-08
99 B01698 LUEN SING SECURITIES LTD 109,000 10,000 0.01 0.00 2014-05-08
100 B01575 MASTER TRADEMORE SECURITIES LTD 98,000 10,000 0.00 0.00 2014-05-08
101 B01625 METRO CAPITAL SECURITIES LTD 26,000 10,000 0.00 0.00 2014-05-08
102 B01538 MORTON SECURITIES LTD 10,000 10,000 0.00 0.00 2014-05-08
103 B01402 PHOENIX CAPITAL SECURITIES LTD 130,000 10,000 0.01 0.00 2014-05-08
104 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 74,000 10,000 0.00 0.00 2014-05-08
105 B01238 TAI YIP STOCK CO LTD 38,000 10,000 0.00 0.00 2014-05-08
106 B01815 T & F EQUITIES LTD 82,000 10,000 0.00 0.00 2014-05-08
107 B01609 WILBY SECURITIES LTD 30,000 10,000 0.00 0.00 2014-05-08
108 B01280 WING FAT SECURITIES LTD 71,000 10,000 0.00 0.00 2014-05-08
109 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 295,000 9,000 0.01 0.00 2014-05-08
110 B01765 PROMISING SECURITIES CO LTD 105,000 8,000 0.01 0.00 2014-05-08
111 B01275 SANFULL SECURITIES LTD 163,000 8,000 0.01 0.00 2014-05-08
112 B01918 REALORD ASIA PACIFIC SECURITIES LTD 8,000 7,000 0.00 0.00 2014-05-08
113 B01686 FIRST SHANGHAI SECURITIES LTD 694,000 6,000 0.03 0.00 2014-05-08
114 B01521 CHAN NGOK MING SECURITIES LTD 22,000 5,000 0.00 0.00 2014-05-08
115 B01298 GET NICE SECURITIES LTD 665,000 5,000 0.03 0.00 2014-05-08
116 B01213 MONEYMORE SECURITIES LTD 34,000 5,000 0.00 0.00 2014-05-08
117 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 15,000 5,000 0.00 0.00 2014-05-08
118 B01253 STOCKWELL SECURITIES LTD 41,000 5,000 0.00 0.00 2014-05-08
119 B01439 TAI TAK SECURITIES (ASIA) LTD 229,010 5,000 0.01 0.00 2014-05-08
120 B01220 WING ON CHEONG SECURITIES CO LTD 258,000 5,000 0.01 0.00 2014-05-08
121 B01231 WINNER INTERNATIONAL SECURITIES LTD 12,000 5,000 0.00 0.00 2014-05-08
122 B01749 TANG KEE SECURITIES LTD 49,000 4,000 0.00 0.00 2014-05-08
123 B01501 GOLDRIDE SECURITIES LTD 9,000 2,000 0.00 0.00 2014-05-08
124 B01462 MANGO FINANCIAL LTD 84,000 2,000 0.00 0.00 2014-05-08
125 B01712 WAH SANG SECURITIES LTD 11,000 2,000 0.00 0.00 2014-05-08
126 B01789 HO FUNG SHARES INVESTMENT LTD 39,634 1,000 0.00 0.00 2014-05-08
127 C00018 HANG SENG BANK LTD 4,027,000 -2,000 0.20 -0.00 2014-05-08
128 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 15,000 -4,000 0.00 -0.00 2014-05-08
129 B01425 WELLFULL SECURITIES CO LTD 168,000 -4,000 0.01 -0.00 2014-05-08
130 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 960,000 -5,000 0.05 -0.00 2014-05-08
131 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 82,000 -9,000 0.00 -0.00 2014-05-08
132 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 14,000 -15,000 0.00 -0.00 2014-05-08
133 B01438 KINGSTON SECURITIES LTD 83,000 -19,000 0.00 -0.00 2014-05-08
134 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,811,000 -20,000 0.14 -0.00 2014-05-08
135 C00093 BNP PARIBAS 43,526,610 -310,000 2.15 -0.02 2014-05-08
136 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 22,318,507 -999,247 1.10 -0.05 2014-05-08
137 C00100 JPMORGAN CHASE BANK, NATIONAL 309,890,933 -1,414,713 15.31 -0.07 2014-05-08
138 C00074 DEUTSCHE BANK AG 32,468,005 -3,414,855 1.60 -0.17 2014-05-08
139 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 320,377,383 -16,900,000 15.83 -0.83 2014-05-08
139 Total changed named holdings 1,892,387,189 1,000 93.50 0.00
232 Unchanged named holdings 58,077,650 0 2.87 0.00
371 Total named holdings 1,950,464,839 1,000 96.37 0.00
107 Unnamed Investor Participants 66,941,000 0 3.31 0.00
478 Total securities in CCASS 2,017,405,839 1,000 99.67 0.00
Securities not in CCASS 6,594,161 -1,000 0.33 -0.00
Issued securities 2,024,000,000 0 100.00 0.00 2014-04-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-05-05
Volume49,034,000
Turnover292,496,262
Average price5.965

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