CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2014-03-18 to 2014-03-19

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00093 BNP PARIBAS 24,345,530 1,420,000 2.07 0.12 2014-03-19
2 C00019 THE HONGKONG AND SHANGHAI BANKING 362,004,794 720,500 30.72 0.06 2014-03-19
3 B01323 DEUTSCHE SECURITIES ASIA LTD 3,585,376 617,000 0.30 0.05 2014-03-19
4 C00010 CITIBANK N.A. 185,560,297 373,500 15.75 0.03 2014-03-19
5 C00074 DEUTSCHE BANK AG 12,524,268 312,570 1.06 0.03 2014-03-19
6 C00100 JPMORGAN CHASE BANK, NATIONAL 102,481,881 195,460 8.70 0.02 2014-03-19
7 C00033 BANK OF CHINA (HONG KONG) LTD 24,322,640 176,500 2.06 0.01 2014-03-19
8 B01161 UBS SECURITIES HONG KONG LTD 12,146,200 83,500 1.03 0.01 2014-03-19
9 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,992,000 75,500 0.17 0.01 2014-03-19
10 B01078 STANDARD CHARTERED SECURITIES 2,503,600 50,000 0.21 0.00 2014-03-19
11 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 2,798,500 47,000 0.24 0.00 2014-03-19
12 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 435,000 45,000 0.04 0.00 2014-03-19
13 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 165,313,728 44,727 14.03 0.00 2014-03-19
14 B01224 MERRILL LYNCH FAR EAST LTD 1,213,957 37,430 0.10 0.00 2014-03-19
15 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,090,000 22,000 0.09 0.00 2014-03-19
16 B01558 GOLD FUND SECURITIES CO LTD 545,000 20,000 0.05 0.00 2014-03-19
17 B01555 ABN AMRO CLEARING HONG KONG LTD 172,000 19,500 0.01 0.00 2014-03-19
18 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,043,000 18,000 0.09 0.00 2014-03-19
19 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,783,634 16,500 0.24 0.00 2014-03-19
20 B01762 DBS VICKERS (HONG KONG) LTD 2,685,000 15,500 0.23 0.00 2014-03-19
21 B01601 CSC SECURITIES (HK) LTD 280,000 10,000 0.02 0.00 2014-03-19
22 B01118 EAST ASIA SECURITIES CO LTD 1,501,000 10,000 0.13 0.00 2014-03-19
23 B01875 GUODU SECURITIES (HONG KONG) LTD 144,000 10,000 0.01 0.00 2014-03-19
24 B01727 ICBC (ASIA) SECURITIES LTD 1,328,500 10,000 0.11 0.00 2014-03-19
25 B01525 KEE CHEONG SECURITIES CO LTD 18,000 8,000 0.00 0.00 2014-03-19
26 B01353 UOB KAY HIAN (HONG KONG) LTD 834,000 7,000 0.07 0.00 2014-03-19
27 C00037 SHANGHAI COMMERCIAL BANK LTD 1,383,000 5,500 0.12 0.00 2014-03-19
28 B01347 CGS INTERNATIONAL SECURITIES HK LTD 73,000 5,000 0.01 0.00 2014-03-19
29 B01212 HENYEP SECURITIES LTD 20,500 5,000 0.00 0.00 2014-03-19
30 B01416 VC BROKERAGE LTD 50,000 5,000 0.00 0.00 2014-03-19
31 B01423 PRUDENTIAL BROKERAGE LTD 206,000 4,000 0.02 0.00 2014-03-19
32 B01272 FB SECURITIES (HONG KONG) LTD 331,500 3,000 0.03 0.00 2014-03-19
33 B01705 HENIK SECURITIES LTD 727,000 3,000 0.06 0.00 2014-03-19
34 B01584 CHIEF SECURITIES LTD 884,000 2,500 0.08 0.00 2014-03-19
35 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,470,500 2,000 0.12 0.00 2014-03-19
36 B01813 CCB INTERNATIONAL SECURITIES LTD 158,500 2,000 0.01 0.00 2014-03-19
37 B01275 SANFULL SECURITIES LTD 67,000 2,000 0.01 0.00 2014-03-19
38 B01843 TELECOM KING SECURITIES LTD 230,500 2,000 0.02 0.00 2014-03-19
39 B01445 VICTORY SECURITIES CO LTD 17,000 2,000 0.00 0.00 2014-03-19
40 B01267 WINFULL SECURITIES LTD 26,500 2,000 0.00 0.00 2014-03-19
41 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 210,500 1,500 0.02 0.00 2014-03-19
42 B01556 LUK FOOK SECURITIES (HK) LTD 104,000 1,500 0.01 0.00 2014-03-19
43 B01552 CARRIER STOCK INVESTMENT CO LTD 32,000 1,000 0.00 0.00 2014-03-19
44 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 57,000 1,000 0.00 0.00 2014-03-19
45 C00015 DBS BANK (HONG KONG) LTD 1,110,548 1,000 0.09 0.00 2014-03-19
46 B01356 DELTA ASIA SECURITIES LTD 19,000 1,000 0.00 0.00 2014-03-19
47 B01700 REALINK FINANCIAL TRADE LTD 71,500 1,000 0.01 0.00 2014-03-19
48 B01769 ONE CHINA SECURITIES LTD 3,620 -85 0.00 -0.00 2014-03-19
49 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 125,343 -1,000 0.01 -0.00 2014-03-19
50 C00028 NANYANG COMMERCIAL BANK LTD 2,072,064 -1,000 0.18 -0.00 2014-03-19
51 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 815,500 -1,500 0.07 -0.00 2014-03-19
52 B01184 QUAM SECURITIES LTD 287,500 -1,500 0.02 -0.00 2014-03-19
53 B01585 SINO GRADE SECURITIES LTD 10,500 -2,000 0.00 -0.00 2014-03-19
54 C00018 HANG SENG BANK LTD 2,655,639 -2,577 0.23 -0.00 2014-03-19
55 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,892,000 -4,000 0.16 -0.00 2014-03-19
56 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 7,122,500 -5,000 0.60 -0.00 2014-03-19
57 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,402,949 -8,000 0.12 -0.00 2014-03-19
58 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 514,500 -8,500 0.04 -0.00 2014-03-19
59 B01121 SG SECURITIES (HK) LTD 1,845,890 -10,500 0.16 -0.00 2014-03-19
60 C00048 CHIYU BANKING CORPORATION LTD 1,078,918 -12,000 0.09 -0.00 2014-03-19
61 B01137 CHOW SANG SANG SECURITIES LTD 177,500 -14,000 0.02 -0.00 2014-03-19
62 B01818 I-ACCESS INVESTORS LTD 157,254 -20,000 0.01 -0.00 2014-03-19
63 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,463,000 -21,500 0.21 -0.00 2014-03-19
64 B01610 KGI ASIA LTD 3,002,328 -25,000 0.25 -0.00 2014-03-19
65 B01673 FULBRIGHT SECURITIES LTD 220,500 -30,000 0.02 -0.00 2014-03-19
66 B01217 TAIPING SECURITIES (HK) CO LTD 160,000 -30,000 0.01 -0.00 2014-03-19
67 B01284 HANG SENG SECURITIES LTD 11,015,600 -38,000 0.93 -0.00 2014-03-19
68 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,584,000 -40,000 0.13 -0.00 2014-03-19
69 B01246 ROCTEC SECURITIES CO LTD 150,000 -50,000 0.01 -0.00 2014-03-19
70 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,208,000 -60,000 0.10 -0.01 2014-03-19
71 C00016 DBS BANK LTD 110,961,452 -90,000 9.42 -0.01 2014-03-19
72 B01590 INTERACTIVE BROKERS HONG KONG LTD 398,000 -99,500 0.03 -0.01 2014-03-19
73 B01130 BOCI SECURITIES LTD 7,580,228 -174,000 0.64 -0.01 2014-03-19
74 B01941 CENTALINE SECURITIES LTD 270,500 -250,000 0.02 -0.02 2014-03-19
75 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 10,703,308 -3,401,525 0.91 -0.29 2014-03-19
75 Total changed named holdings 1,090,780,046 17,000 92.57 0.00
207 Unchanged named holdings 29,317,454 0 2.49 0.00
282 Total named holdings 1,120,097,500 17,000 95.06 0.00
33 Unnamed Investor Participants 57,903,200 -19,000 4.91 -0.00
315 Total securities in CCASS 1,178,000,700 -2,000 99.97 -0.00
Securities not in CCASS 327,000 2,000 0.03 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2014-02-28

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-03-17
Volume7,297,165
Turnover105,561,585
Average price14.466

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