CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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to

CCASS holding changes from 2014-01-28 to 2014-01-29

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 187,614,514 2,533,711 15.92 0.22 2014-01-29
2 C00019 THE HONGKONG AND SHANGHAI BANKING 351,490,618 1,310,500 29.83 0.11 2014-01-29
3 C00033 BANK OF CHINA (HONG KONG) LTD 22,731,339 522,000 1.93 0.04 2014-01-29
4 B01284 HANG SENG SECURITIES LTD 9,081,100 467,000 0.77 0.04 2014-01-29
5 B01323 DEUTSCHE SECURITIES ASIA LTD 1,379,958 452,874 0.12 0.04 2014-01-29
6 B01121 SG SECURITIES (HK) LTD 2,993,060 423,000 0.25 0.04 2014-01-29
7 C00016 DBS BANK LTD 111,318,000 334,500 9.45 0.03 2014-01-29
8 B01078 STANDARD CHARTERED SECURITIES 1,281,100 330,000 0.11 0.03 2014-01-29
9 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,845,500 287,000 0.24 0.02 2014-01-29
10 B01161 UBS SECURITIES HONG KONG LTD 14,676,116 272,500 1.25 0.02 2014-01-29
11 C00093 BNP PARIBAS 16,181,018 220,000 1.37 0.02 2014-01-29
12 B01130 BOCI SECURITIES LTD 6,457,452 174,500 0.55 0.01 2014-01-29
13 B01555 ABN AMRO CLEARING HONG KONG LTD 2,597,470 136,000 0.22 0.01 2014-01-29
14 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 6,781,000 106,500 0.58 0.01 2014-01-29
15 B01727 ICBC (ASIA) SECURITIES LTD 1,221,500 105,500 0.10 0.01 2014-01-29
16 B01450 DL BROKERAGE LTD 103,000 100,000 0.01 0.01 2014-01-29
17 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,437,500 92,000 0.12 0.01 2014-01-29
18 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,760,500 87,000 0.15 0.01 2014-01-29
19 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 747,500 82,000 0.06 0.01 2014-01-29
20 B01224 MERRILL LYNCH FAR EAST LTD 2,550,303 80,193 0.22 0.01 2014-01-29
21 B01345 PHILLIP SECURITIES (HONG KONG) LTD 743,449 79,500 0.06 0.01 2014-01-29
22 C00028 NANYANG COMMERCIAL BANK LTD 1,375,000 72,500 0.12 0.01 2014-01-29
23 C00015 DBS BANK (HONG KONG) LTD 1,026,500 68,000 0.09 0.01 2014-01-29
24 B01183 CHONG HING SECURITIES LTD 525,500 64,000 0.04 0.01 2014-01-29
25 B01584 CHIEF SECURITIES LTD 668,000 62,000 0.06 0.01 2014-01-29
26 B01118 EAST ASIA SECURITIES CO LTD 1,217,500 61,000 0.10 0.01 2014-01-29
27 B01695 DAH SING SECURITIES LTD 735,500 58,500 0.06 0.00 2014-01-29
28 C00003 THE BANK OF EAST ASIA LTD 829,500 57,000 0.07 0.00 2014-01-29
29 B01217 TAIPING SECURITIES (HK) CO LTD 222,500 54,000 0.02 0.00 2014-01-29
30 B01184 QUAM SECURITIES LTD 265,000 50,500 0.02 0.00 2014-01-29
31 B01938 CHINA INDUSTRIAL SECURITIES 65,000 50,000 0.01 0.00 2014-01-29
32 B01673 FULBRIGHT SECURITIES LTD 630,500 49,500 0.05 0.00 2014-01-29
33 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,420,500 46,000 0.21 0.00 2014-01-29
34 B01119 CELESTIAL SECURITIES LTD 343,000 39,500 0.03 0.00 2014-01-29
35 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,198,000 38,000 0.10 0.00 2014-01-29
36 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,775,500 38,000 0.15 0.00 2014-01-29
37 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,575,000 35,500 0.22 0.00 2014-01-29
38 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 172,500 33,500 0.01 0.00 2014-01-29
39 B01705 HENIK SECURITIES LTD 280,000 32,000 0.02 0.00 2014-01-29
40 B01298 GET NICE SECURITIES LTD 212,500 31,500 0.02 0.00 2014-01-29
41 B01324 FUNDERSTONE SECURITIES LTD 84,500 30,000 0.01 0.00 2014-01-29
42 B01253 STOCKWELL SECURITIES LTD 43,000 30,000 0.00 0.00 2014-01-29
43 B01353 UOB KAY HIAN (HONG KONG) LTD 1,278,000 26,500 0.11 0.00 2014-01-29
44 B01289 SOUTH CHINA SECURITIES LTD 79,000 25,500 0.01 0.00 2014-01-29
45 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,457,000 25,000 0.12 0.00 2014-01-29
46 B01198 PO KAY SECURITIES & SHARES CO LTD 31,500 25,000 0.00 0.00 2014-01-29
47 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,572,122 24,500 0.13 0.00 2014-01-29
48 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,627,500 24,000 0.14 0.00 2014-01-29
49 B01762 DBS VICKERS (HONG KONG) LTD 2,492,000 23,000 0.21 0.00 2014-01-29
50 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 49,000 22,500 0.00 0.00 2014-01-29
51 B01423 PRUDENTIAL BROKERAGE LTD 97,500 20,500 0.01 0.00 2014-01-29
52 B01444 YUEXING SECURITIES COMPANY LTD 87,500 20,000 0.01 0.00 2014-01-29
53 B01818 I-ACCESS INVESTORS LTD 155,754 18,000 0.01 0.00 2014-01-29
54 B01416 VC BROKERAGE LTD 37,000 18,000 0.00 0.00 2014-01-29
55 B01700 REALINK FINANCIAL TRADE LTD 64,000 17,500 0.01 0.00 2014-01-29
56 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 15,000 15,000 0.00 0.00 2014-01-29
57 B01843 TELECOM KING SECURITIES LTD 99,000 14,500 0.01 0.00 2014-01-29
58 B01514 KARL-THOMSON SECURITIES CO LTD 46,000 14,000 0.00 0.00 2014-01-29
59 B01901 CMB INTERNATIONAL SECURITIES LTD 104,500 13,500 0.01 0.00 2014-01-29
60 B01649 CINDA INTERNATIONAL SECURITIES LTD 65,000 13,000 0.01 0.00 2014-01-29
61 B01212 HENYEP SECURITIES LTD 23,500 13,000 0.00 0.00 2014-01-29
62 B01267 WINFULL SECURITIES LTD 17,500 13,000 0.00 0.00 2014-01-29
63 B01272 FB SECURITIES (HONG KONG) LTD 305,500 12,000 0.03 0.00 2014-01-29
64 B01427 TSE'S SECURITIES LTD 68,500 11,000 0.01 0.00 2014-01-29
65 B01813 CCB INTERNATIONAL SECURITIES LTD 129,500 10,000 0.01 0.00 2014-01-29
66 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,543,000 10,000 0.13 0.00 2014-01-29
67 B01756 CHINA SKY SECURITIES LTD 10,000 10,000 0.00 0.00 2014-01-29
68 B01809 CHINA SYSTEM SECURITIES LTD 25,000 10,000 0.00 0.00 2014-01-29
69 B01558 GOLD FUND SECURITIES CO LTD 20,500 10,000 0.00 0.00 2014-01-29
70 B01362 JOSPA INVESTMENT CO LTD 40,000 10,000 0.00 0.00 2014-01-29
71 B01209 MASON SECURITIES LTD 68,000 10,000 0.01 0.00 2014-01-29
72 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 211,500 10,000 0.02 0.00 2014-01-29
73 B01731 SHUN HENG SECURITIES LTD 10,000 10,000 0.00 0.00 2014-01-29
74 B01597 TIMES SECURITIES CO LTD 11,500 10,000 0.00 0.00 2014-01-29
75 B01407 WIN WONG SECURITIES LTD 89,500 10,000 0.01 0.00 2014-01-29
76 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 572,000 10,000 0.05 0.00 2014-01-29
77 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 258,000 9,000 0.02 0.00 2014-01-29
78 B01545 TUNG SHING SECURITIES (BROKERS) LTD 933,500 9,000 0.08 0.00 2014-01-29
79 B01347 CGS INTERNATIONAL SECURITIES HK LTD 38,000 7,000 0.00 0.00 2014-01-29
80 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 12,000 6,000 0.00 0.00 2014-01-29
81 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 109,500 5,500 0.01 0.00 2014-01-29
82 B01601 CSC SECURITIES (HK) LTD 153,000 5,000 0.01 0.00 2014-01-29
83 B01338 EMPEROR SECURITIES LTD 146,000 5,000 0.01 0.00 2014-01-29
84 B01523 EVER-LONG SECURITIES CO LTD 5,000 5,000 0.00 0.00 2014-01-29
85 B01181 FOSUN INTERNATIONAL SECURITIES LTD 11,000 5,000 0.00 0.00 2014-01-29
86 B01570 GOLDENWAY SECURITIES CO LTD 51,000 5,000 0.00 0.00 2014-01-29
87 B01470 HUNG SING SECURITIES LTD 40,500 5,000 0.00 0.00 2014-01-29
88 B01625 METRO CAPITAL SECURITIES LTD 20,000 5,000 0.00 0.00 2014-01-29
89 B01264 MIB SECURITIES (HONG KONG) LTD 87,500 5,000 0.01 0.00 2014-01-29
90 B01676 TAI SHING STOCK INVESTMENT CO LTD 8,000 5,000 0.00 0.00 2014-01-29
91 B01712 WAH SANG SECURITIES LTD 36,500 5,000 0.00 0.00 2014-01-29
92 B01563 XINKONG INTERNATIONAL SECURITIES LTD 44,000 5,000 0.00 0.00 2014-01-29
93 B01564 ABCI SECURITIES CO LTD 118,000 4,000 0.01 0.00 2014-01-29
94 B01373 CHRISTFUND SECURITIES LTD 43,000 4,000 0.00 0.00 2014-01-29
95 B01252 CORPORATE BROKERS LTD 22,500 4,000 0.00 0.00 2014-01-29
96 B01247 KWAI HUNG SECURITIES CO LTD 13,500 4,000 0.00 0.00 2014-01-29
97 B01351 WING FUNG SECURITIES LTD 97,000 4,000 0.01 0.00 2014-01-29
98 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,039,000 3,500 0.17 0.00 2014-01-29
99 B01137 CHOW SANG SANG SECURITIES LTD 118,000 3,500 0.01 0.00 2014-01-29
100 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 705,500 3,500 0.06 0.00 2014-01-29
101 B01650 KAM LUEN SECURITIES LTD 3,000 3,000 0.00 0.00 2014-01-29
102 B01645 SELINA & CO LTD 3,000 3,000 0.00 0.00 2014-01-29
103 B01551 YUE XIU SECURITIES CO LTD 109,000 3,000 0.01 0.00 2014-01-29
104 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 13,500 2,500 0.00 0.00 2014-01-29
105 B01552 CARRIER STOCK INVESTMENT CO LTD 27,000 2,000 0.00 0.00 2014-01-29
106 B01123 HING WONG SECURITIES LTD 6,000 2,000 0.00 0.00 2014-01-29
107 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 2,000 2,000 0.00 0.00 2014-01-29
108 B01765 PROMISING SECURITIES CO LTD 42,000 2,000 0.00 0.00 2014-01-29
109 B01519 GOOD HARVEST SECURITIES CO LTD 1,500 1,500 0.00 0.00 2014-01-29
110 B01439 TAI TAK SECURITIES (ASIA) LTD 21,500 1,500 0.00 0.00 2014-01-29
111 B01696 HANTEC SECURITIES CO LTD 26,000 1,000 0.00 0.00 2014-01-29
112 B01698 LUEN SING SECURITIES LTD 1,000 1,000 0.00 0.00 2014-01-29
113 B01462 MANGO FINANCIAL LTD 44,000 1,000 0.00 0.00 2014-01-29
114 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 28,000 1,000 0.00 0.00 2014-01-29
115 B01920 TIANDA SECURITIES LTD 1,000 1,000 0.00 0.00 2014-01-29
116 B01665 WINSOME STOCK CO LTD 12,000 1,000 0.00 0.00 2014-01-29
117 B01941 CENTALINE SECURITIES LTD 3,500 500 0.00 0.00 2014-01-29
118 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 639,000 500 0.05 0.00 2014-01-29
119 B01940 SOFI SECURITIES (HONG KONG) LTD 183,000 -1,500 0.02 -0.00 2014-01-29
120 B01773 TOYO SECURITIES ASIA LTD 130,000 -1,500 0.01 -0.00 2014-01-29
121 B01556 LUK FOOK SECURITIES (HK) LTD 79,000 -2,000 0.01 -0.00 2014-01-29
122 B01458 YICKO SECURITIES LTD 10,000 -2,000 0.00 -0.00 2014-01-29
123 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 221,000 -2,500 0.02 -0.00 2014-01-29
124 B01460 BERICH BROKERAGE LTD 62,000 -5,000 0.01 -0.00 2014-01-29
125 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 40,000 -5,000 0.00 -0.00 2014-01-29
126 C00048 CHIYU BANKING CORPORATION LTD 725,000 -8,000 0.06 -0.00 2014-01-29
127 B01814 WELL LINK SECURITIES LTD 0 -10,000 -0.00 2014-01-29
128 B01740 WIN SECURITIES LTD 141,000 -10,000 0.01 -0.00 2014-01-29
129 C00018 HANG SENG BANK LTD 1,832,900 -12,000 0.16 -0.00 2014-01-29
130 C00037 SHANGHAI COMMERCIAL BANK LTD 1,056,500 -15,000 0.09 -0.00 2014-01-29
131 C00102 MACQUARIE BANK LTD 280,250 -40,000 0.02 -0.00 2014-01-29
132 B01610 KGI ASIA LTD 2,267,500 -59,500 0.19 -0.01 2014-01-29
133 B01494 AUDREY CHOW SECURITIES LTD 134,000 -60,000 0.01 -0.01 2014-01-29
134 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 0 -95,000 -0.01 2014-01-29
135 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 1,610,178 -251,822 0.14 -0.02 2014-01-29
136 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,632,500 -568,000 0.14 -0.05 2014-01-29
137 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 396,000 -950,500 0.03 -0.08 2014-01-29
138 C00074 DEUTSCHE BANK AG 10,173,508 -1,116,910 0.86 -0.09 2014-01-29
139 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 174,323,903 -1,533,291 14.79 -0.13 2014-01-29
140 C00100 JPMORGAN CHASE BANK, NATIONAL 120,170,910 -2,413,647 10.20 -0.20 2014-01-29
141 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 10,425,967 -2,719,608 0.88 -0.23 2014-01-29
141 Total changed named holdings 1,107,147,989 -5,000 93.96 -0.00
133 Unchanged named holdings 12,985,511 0 1.10 0.00
274 Total named holdings 1,120,133,500 -5,000 95.06 0.00
32 Unnamed Investor Participants 57,879,200 5,000 4.91 0.00
306 Total securities in CCASS 1,178,012,700 0 99.97 0.00
Securities not in CCASS 315,000 0 0.03 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2013-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-01-27
Volume22,174,000
Turnover393,543,565
Average price17.748

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