CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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to

CCASS holding changes from 2014-01-24 to 2014-01-27

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 266,144,809 8,767,968 13.15 0.43 2014-01-27
2 C00019 THE HONGKONG AND SHANGHAI BANKING 597,542,881 5,031,801 29.52 0.25 2014-01-27
3 B01161 UBS SECURITIES HONG KONG LTD 2,290,509 1,462,509 0.11 0.07 2014-01-27
4 C00091 BANK OF SINGAPORE LTD 3,556,080 925,000 0.18 0.05 2014-01-27
5 C00100 JPMORGAN CHASE BANK, NATIONAL 345,745,086 712,750 17.08 0.04 2014-01-27
6 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 11,324,337 681,818 0.56 0.03 2014-01-27
7 B01939 SOOCHOW SECURITIES INTERNATIONAL 139,000 69,000 0.01 0.00 2014-01-27
8 B01685 ARK SECURITIES (HONG KONG) LTD 223,000 32,000 0.01 0.00 2014-01-27
9 B01338 EMPEROR SECURITIES LTD 780,000 25,000 0.04 0.00 2014-01-27
10 B01289 SOUTH CHINA SECURITIES LTD 518,000 18,000 0.03 0.00 2014-01-27
11 B01264 MIB SECURITIES (HONG KONG) LTD 1,362,000 8,000 0.07 0.00 2014-01-27
12 B01347 CGS INTERNATIONAL SECURITIES HK LTD 2,780,200 5,000 0.14 0.00 2014-01-27
13 B01217 TAIPING SECURITIES (HK) CO LTD 430,000 5,000 0.02 0.00 2014-01-27
14 B01169 PUBLIC FINANCIAL SECURITIES LTD 691,000 4,000 0.03 0.00 2014-01-27
15 B01351 WING FUNG SECURITIES LTD 158,000 4,000 0.01 0.00 2014-01-27
16 B01433 HING WAI ALLIED SECURITIES LTD 69,000 3,000 0.00 0.00 2014-01-27
17 B01551 YUE XIU SECURITIES CO LTD 148,000 3,000 0.01 0.00 2014-01-27
18 C00015 DBS BANK (HONG KONG) LTD 7,776,983 2,000 0.38 0.00 2014-01-27
19 B01699 MASTERLINK SECURITIES (HONG KONG) 20,000 2,000 0.00 0.00 2014-01-27
20 B01740 WIN SECURITIES LTD 1,968,000 2,000 0.10 0.00 2014-01-27
21 B01921 GONG PING SECURITIES LTD 61,000 1,000 0.00 0.00 2014-01-27
22 B01700 REALINK FINANCIAL TRADE LTD 236,000 -1,000 0.01 -0.00 2014-01-27
23 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 3,000 -2,000 0.00 -0.00 2014-01-27
24 B01955 FUTU SECURITIES INTERNATIONAL 2,000 -2,000 0.00 -0.00 2014-01-27
25 B01859 CLC SECURITIES LTD 0 -3,000 -0.00 2014-01-27
26 B01129 WOCOM SECURITIES LTD 130,000 -3,000 0.01 -0.00 2014-01-27
27 B01601 CSC SECURITIES (HK) LTD 1,238,000 -5,000 0.06 -0.00 2014-01-27
28 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 49,000 -5,000 0.00 -0.00 2014-01-27
29 B01569 TANG PING KONG LTD 18,000 -5,000 0.00 -0.00 2014-01-27
30 B01280 WING FAT SECURITIES LTD 71,000 -5,000 0.00 -0.00 2014-01-27
31 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 48,000 -6,000 0.00 -0.00 2014-01-27
32 B01564 ABCI SECURITIES CO LTD 387,000 -8,000 0.02 -0.00 2014-01-27
33 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 7,146,000 -8,000 0.35 -0.00 2014-01-27
34 B01576 SIU ON SECURITIES LTD 6,000 -8,000 0.00 -0.00 2014-01-27
35 B01556 LUK FOOK SECURITIES (HK) LTD 328,000 -9,000 0.02 -0.00 2014-01-27
36 B01853 CMBC SECURITIES CO LTD 170,435 -10,000 0.01 -0.00 2014-01-27
37 B01324 FUNDERSTONE SECURITIES LTD 235,000 -10,000 0.01 -0.00 2014-01-27
38 B01666 GLORY SUN SECURITIES LTD 85,000 -10,000 0.00 -0.00 2014-01-27
39 B01571 KARFORD SECURITIES LTD 102,000 -10,000 0.01 -0.00 2014-01-27
40 B01438 KINGSTON SECURITIES LTD 97,000 -10,000 0.00 -0.00 2014-01-27
41 B01761 KO'S BROTHER SECURITIES CO LTD 284,000 -10,000 0.01 -0.00 2014-01-27
42 B01455 NATIONAL RESOURCES SECURITIES LTD 786,000 -10,000 0.04 -0.00 2014-01-27
43 B01580 OSHIDORI SECURITIES LTD 20,000 -10,000 0.00 -0.00 2014-01-27
44 B01376 PUBLIC SECURITIES LTD 45,000 -10,000 0.00 -0.00 2014-01-27
45 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 551,631 -10,000 0.03 -0.00 2014-01-27
46 B01607 RHB SECURITIES HONG KONG LTD 1,059,000 -10,000 0.05 -0.00 2014-01-27
47 B01472 SUN GROWTH SECURITIES LTD 63,000 -10,000 0.00 -0.00 2014-01-27
48 B01238 TAI YIP STOCK CO LTD 54,000 -10,000 0.00 -0.00 2014-01-27
49 B01659 CHEER UNION SECURITIES LTD 40,000 -11,000 0.00 -0.00 2014-01-27
50 B01843 TELECOM KING SECURITIES LTD 726,000 -11,000 0.04 -0.00 2014-01-27
51 B01818 I-ACCESS INVESTORS LTD 328,000 -12,000 0.02 -0.00 2014-01-27
52 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,601,000 -12,000 0.13 -0.00 2014-01-27
53 B01252 CORPORATE BROKERS LTD 972,000 -14,000 0.05 -0.00 2014-01-27
54 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,559,000 -14,000 0.18 -0.00 2014-01-27
55 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 279,000 -14,000 0.01 -0.00 2014-01-27
56 B01743 CEPA ALLIANCE SECURITIES LTD 14,000 -15,000 0.00 -0.00 2014-01-27
57 B01673 FULBRIGHT SECURITIES LTD 1,041,000 -15,000 0.05 -0.00 2014-01-27
58 B01423 PRUDENTIAL BROKERAGE LTD 1,479,000 -15,000 0.07 -0.00 2014-01-27
59 B01851 RICHE BRIGHT SECURITIES LTD 0 -15,000 -0.00 2014-01-27
60 B01511 TAT LEE SECURITIES CO LTD 191,000 -15,000 0.01 -0.00 2014-01-27
61 B01445 VICTORY SECURITIES CO LTD 1,220,000 -15,000 0.06 -0.00 2014-01-27
62 B01769 ONE CHINA SECURITIES LTD 35,553 -15,321 0.00 -0.00 2014-01-27
63 B01340 LEHIN SECURITIES LTD 258,029 -16,000 0.01 -0.00 2014-01-27
64 B01773 TOYO SECURITIES ASIA LTD 11,833,000 -16,000 0.58 -0.00 2014-01-27
65 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 192,000 -17,000 0.01 -0.00 2014-01-27
66 B01372 FIRST WORLDSEC SECURITIES LTD 74,000 -20,000 0.00 -0.00 2014-01-27
67 B01550 HUAYU SECURITIES LTD 390,000 -20,000 0.02 -0.00 2014-01-27
68 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 61,768,224 -20,000 3.05 -0.00 2014-01-27
69 B01788 SUNRISE SECURITIES LTD 290,000 -20,000 0.01 -0.00 2014-01-27
70 B01809 CHINA SYSTEM SECURITIES LTD 103,000 -22,000 0.01 -0.00 2014-01-27
71 B01815 T & F EQUITIES LTD 99,000 -22,000 0.00 -0.00 2014-01-27
72 B01563 XINKONG INTERNATIONAL SECURITIES LTD 366,000 -22,000 0.02 -0.00 2014-01-27
73 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 0 -22,000 -0.00 2014-01-27
74 B01940 SOFI SECURITIES (HONG KONG) LTD 3,595,000 -23,000 0.18 -0.00 2014-01-27
75 B01458 YICKO SECURITIES LTD 69,000 -23,000 0.00 -0.00 2014-01-27
76 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,225,000 -24,000 0.11 -0.00 2014-01-27
77 B01444 YUEXING SECURITIES COMPANY LTD 35,000 -24,000 0.00 -0.00 2014-01-27
78 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,062,000 -30,000 0.20 -0.00 2014-01-27
79 B01660 GRANSING SECURITIES CO., LIMITED 133,000 -30,000 0.01 -0.00 2014-01-27
80 B01387 LUEN HING SECURITIES LTD 42,000 -30,000 0.00 -0.00 2014-01-27
81 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,040,000 -35,000 0.10 -0.00 2014-01-27
82 B01813 CCB INTERNATIONAL SECURITIES LTD 325,000 -40,000 0.02 -0.00 2014-01-27
83 B01905 SDICS INTERNATIONAL SECURITIES (HONG 630,000 -40,000 0.03 -0.00 2014-01-27
84 C00048 CHIYU BANKING CORPORATION LTD 3,938,000 -44,000 0.19 -0.00 2014-01-27
85 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,794,000 -44,000 0.09 -0.00 2014-01-27
86 B01298 GET NICE SECURITIES LTD 267,000 -44,000 0.01 -0.00 2014-01-27
87 C00003 THE BANK OF EAST ASIA LTD 4,113,286 -45,000 0.20 -0.00 2014-01-27
88 C00093 BNP PARIBAS 22,565,887 -47,000 1.11 -0.00 2014-01-27
89 C00028 NANYANG COMMERCIAL BANK LTD 7,830,000 -48,000 0.39 -0.00 2014-01-27
90 B01588 LEI SHING HONG SECURITIES LTD 162,000 -50,000 0.01 -0.00 2014-01-27
91 B01272 FB SECURITIES (HONG KONG) LTD 1,822,000 -55,000 0.09 -0.00 2014-01-27
92 B01119 CELESTIAL SECURITIES LTD 2,024,000 -62,000 0.10 -0.00 2014-01-27
93 B01584 CHIEF SECURITIES LTD 2,274,000 -67,000 0.11 -0.00 2014-01-27
94 B01695 DAH SING SECURITIES LTD 5,849,000 -70,000 0.29 -0.00 2014-01-27
95 B01078 STANDARD CHARTERED SECURITIES 1,227,948 -70,000 0.06 -0.00 2014-01-27
96 C00037 SHANGHAI COMMERCIAL BANK LTD 4,599,750 -71,000 0.23 -0.00 2014-01-27
97 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,991,088 -74,000 0.15 -0.00 2014-01-27
98 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,390,000 -75,000 0.22 -0.00 2014-01-27
99 B01183 CHONG HING SECURITIES LTD 3,625,000 -75,000 0.18 -0.00 2014-01-27
100 B01857 KAISA FINANCIAL GROUP CO LTD 346,000 -80,000 0.02 -0.00 2014-01-27
101 B01762 DBS VICKERS (HONG KONG) LTD 8,118,000 -88,000 0.40 -0.00 2014-01-27
102 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,562,000 -109,000 0.37 -0.01 2014-01-27
103 B01727 ICBC (ASIA) SECURITIES LTD 4,957,000 -114,000 0.24 -0.01 2014-01-27
104 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,450,000 -123,000 0.12 -0.01 2014-01-27
105 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,647,000 -126,000 0.28 -0.01 2014-01-27
106 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 965,000 -136,000 0.05 -0.01 2014-01-27
107 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 5,726,000 -143,000 0.28 -0.01 2014-01-27
108 B01121 SG SECURITIES (HK) LTD 1,097,154 -148,000 0.05 -0.01 2014-01-27
109 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,002,000 -179,000 0.15 -0.01 2014-01-27
110 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,921,000 -188,000 0.09 -0.01 2014-01-27
111 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 6,137,900 -198,000 0.30 -0.01 2014-01-27
112 B01696 HANTEC SECURITIES CO LTD 55,000 -200,000 0.00 -0.01 2014-01-27
113 B01184 QUAM SECURITIES LTD 890,000 -250,000 0.04 -0.01 2014-01-27
114 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,704,000 -326,000 0.33 -0.02 2014-01-27
115 B01246 ROCTEC SECURITIES CO LTD 1,975,000 -340,000 0.10 -0.02 2014-01-27
116 B01353 UOB KAY HIAN (HONG KONG) LTD 3,978,000 -348,000 0.20 -0.02 2014-01-27
117 B01323 DEUTSCHE SECURITIES ASIA LTD 17,209,000 -367,750 0.85 -0.02 2014-01-27
118 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,097,000 -399,000 0.20 -0.02 2014-01-27
119 B01284 HANG SENG SECURITIES LTD 35,174,000 -402,000 1.74 -0.02 2014-01-27
120 B01118 EAST ASIA SECURITIES CO LTD 4,204,000 -484,000 0.21 -0.02 2014-01-27
121 B01224 MERRILL LYNCH FAR EAST LTD 5,266,079 -581,692 0.26 -0.03 2014-01-27
122 B01130 BOCI SECURITIES LTD 21,893,843 -655,000 1.08 -0.03 2014-01-27
123 B01610 KGI ASIA LTD 5,069,000 -912,000 0.25 -0.05 2014-01-27
124 C00010 CITIBANK N.A. 154,084,554 -1,551,678 7.61 -0.08 2014-01-27
125 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 44,990,171 -1,716,619 2.22 -0.08 2014-01-27
126 C00033 BANK OF CHINA (HONG KONG) LTD 77,533,000 -2,248,000 3.83 -0.11 2014-01-27
127 C00074 DEUTSCHE BANK AG 37,872,944 -3,469,786 1.87 -0.17 2014-01-27
127 Total changed named holdings 1,896,354,361 31,000 93.69 0.00
235 Unchanged named holdings 54,287,478 0 2.68 0.00
362 Total named holdings 1,950,641,839 31,000 96.38 0.00
106 Unnamed Investor Participants 66,769,000 -30,000 3.30 -0.00
468 Total securities in CCASS 2,017,410,839 1,000 99.67 0.00
Securities not in CCASS 6,589,161 -1,000 0.33 -0.00
Issued securities 2,024,000,000 0 100.00 0.00 2013-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-01-23
Volume24,449,679
Turnover151,491,586
Average price6.196

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