CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2014-01-03 to 2014-01-06

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 24,713,561 12,193,806 1.22 0.60 2014-01-06
2 C00033 BANK OF CHINA (HONG KONG) LTD 77,473,000 2,040,000 3.83 0.10 2014-01-06
3 B01161 UBS SECURITIES HONG KONG LTD 1,750,898 1,612,099 0.09 0.08 2014-01-06
4 B01224 MERRILL LYNCH FAR EAST LTD 5,343,290 468,020 0.26 0.02 2014-01-06
5 B01510 ORIENTAL PATRON SECURITIES LTD 460,000 460,000 0.02 0.02 2014-01-06
6 C00010 CITIBANK N.A. 162,178,580 337,000 8.01 0.02 2014-01-06
7 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 6,544,900 304,000 0.32 0.02 2014-01-06
8 B01551 YUE XIU SECURITIES CO LTD 315,000 159,000 0.02 0.01 2014-01-06
9 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,172,000 135,000 0.35 0.01 2014-01-06
10 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 290,560,206 104,000 14.36 0.01 2014-01-06
11 B01445 VICTORY SECURITIES CO LTD 1,318,000 72,000 0.07 0.00 2014-01-06
12 B01130 BOCI SECURITIES LTD 22,229,843 71,000 1.10 0.00 2014-01-06
13 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 5,828,000 50,000 0.29 0.00 2014-01-06
14 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,796,000 50,000 0.09 0.00 2014-01-06
15 B01275 SANFULL SECURITIES LTD 398,000 49,000 0.02 0.00 2014-01-06
16 C00028 NANYANG COMMERCIAL BANK LTD 7,528,000 46,000 0.37 0.00 2014-01-06
17 B01673 FULBRIGHT SECURITIES LTD 796,000 42,000 0.04 0.00 2014-01-06
18 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,079,088 41,000 0.15 0.00 2014-01-06
19 B01323 DEUTSCHE SECURITIES ASIA LTD 21,015,600 40,000 1.04 0.00 2014-01-06
20 C00003 THE BANK OF EAST ASIA LTD 3,321,286 40,000 0.16 0.00 2014-01-06
21 B01607 RHB SECURITIES HONG KONG LTD 1,025,000 30,000 0.05 0.00 2014-01-06
22 B01905 SDICS INTERNATIONAL SECURITIES (HONG 592,000 30,000 0.03 0.00 2014-01-06
23 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,499,000 27,000 0.32 0.00 2014-01-06
24 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,097,000 26,000 0.20 0.00 2014-01-06
25 B01601 CSC SECURITIES (HK) LTD 1,182,000 26,000 0.06 0.00 2014-01-06
26 B01183 CHONG HING SECURITIES LTD 3,399,000 24,000 0.17 0.00 2014-01-06
27 B01695 DAH SING SECURITIES LTD 5,706,000 18,000 0.28 0.00 2014-01-06
28 C00037 SHANGHAI COMMERCIAL BANK LTD 4,450,750 18,000 0.22 0.00 2014-01-06
29 B01423 PRUDENTIAL BROKERAGE LTD 1,467,000 13,000 0.07 0.00 2014-01-06
30 B01921 GONG PING SECURITIES LTD 55,000 12,000 0.00 0.00 2014-01-06
31 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,041,000 12,000 0.20 0.00 2014-01-06
32 B01284 HANG SENG SECURITIES LTD 34,302,000 11,000 1.69 0.00 2014-01-06
33 B01660 GRANSING SECURITIES CO., LIMITED 143,000 10,000 0.01 0.00 2014-01-06
34 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 15,305,000 10,000 0.76 0.00 2014-01-06
35 B01818 I-ACCESS INVESTORS LTD 358,000 10,000 0.02 0.00 2014-01-06
36 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 73,000 10,000 0.00 0.00 2014-01-06
37 B01320 LUEN FAT SECURITIES CO LTD 181,000 10,000 0.01 0.00 2014-01-06
38 B01509 UNICORN SECURITIES CO LTD 60,000 10,000 0.00 0.00 2014-01-06
39 B01353 UOB KAY HIAN (HONG KONG) LTD 3,928,000 10,000 0.19 0.00 2014-01-06
40 B01458 YICKO SECURITIES LTD 29,000 10,000 0.00 0.00 2014-01-06
41 B01289 SOUTH CHINA SECURITIES LTD 489,000 8,000 0.02 0.00 2014-01-06
42 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,583,000 7,000 0.28 0.00 2014-01-06
43 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,366,000 6,000 0.17 0.00 2014-01-06
44 B01666 GLORY SUN SECURITIES LTD 65,000 5,000 0.00 0.00 2014-01-06
45 B01470 HUNG SING SECURITIES LTD 92,000 5,000 0.00 0.00 2014-01-06
46 B01514 KARL-THOMSON SECURITIES CO LTD 204,000 5,000 0.01 0.00 2014-01-06
47 B01351 WING FUNG SECURITIES LTD 156,000 4,000 0.01 0.00 2014-01-06
48 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,973,000 3,000 0.20 0.00 2014-01-06
49 B01900 ORIENT SECURITIES (HONG KONG) LTD 19,000 3,000 0.00 0.00 2014-01-06
50 B01535 WING YEE SECURITIES CO LTD 95,000 3,000 0.00 0.00 2014-01-06
51 B01184 QUAM SECURITIES LTD 204,000 2,000 0.01 0.00 2014-01-06
52 B01121 SG SECURITIES (HK) LTD 1,370,154 2,000 0.07 0.00 2014-01-06
53 B01676 TAI SHING STOCK INVESTMENT CO LTD 105,000 1,000 0.01 0.00 2014-01-06
54 B01389 ZHONGRONG PT SECURITIES LTD 28,000 1,000 0.00 0.00 2014-01-06
55 B01141 FE SECURITIES LTD 26,000 -2,000 0.00 -0.00 2014-01-06
56 B01955 FUTU SECURITIES INTERNATIONAL 3,000 -2,000 0.00 -0.00 2014-01-06
57 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,628,000 -2,000 0.13 -0.00 2014-01-06
58 B01782 SEAGA INTERNATIONAL LTD 0 -5,000 -0.00 2014-01-06
59 B01415 TARZAN STOCK & SHARES LTD 28,000 -5,000 0.00 -0.00 2014-01-06
60 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,047,000 -5,000 0.10 -0.00 2014-01-06
61 B01426 YEE FAT SECURITIES CO LTD 0 -5,000 -0.00 2014-01-06
62 C00088 CHINA MERCHANTS BANK CO LTD 42,000 -8,000 0.00 -0.00 2014-01-06
63 B01631 PLANETREE SECURITIES LTD 8,000 -8,000 0.00 -0.00 2014-01-06
64 B01860 KVB KUNLUN SECURITIES (HK) LTD 22,000 -10,000 0.00 -0.00 2014-01-06
65 B01209 MASON SECURITIES LTD 688,000 -10,000 0.03 -0.00 2014-01-06
66 B01651 MING HON SECURITIES LTD 50,000 -10,000 0.00 -0.00 2014-01-06
67 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,096,000 -10,000 0.10 -0.00 2014-01-06
68 B01940 SOFI SECURITIES (HONG KONG) LTD 3,685,000 -11,000 0.18 -0.00 2014-01-06
69 B01119 CELESTIAL SECURITIES LTD 1,599,000 -20,000 0.08 -0.00 2014-01-06
70 B01298 GET NICE SECURITIES LTD 290,000 -20,000 0.01 -0.00 2014-01-06
71 B01815 T & F EQUITIES LTD 105,000 -22,000 0.01 -0.00 2014-01-06
72 B01843 TELECOM KING SECURITIES LTD 789,000 -29,000 0.04 -0.00 2014-01-06
73 B01727 ICBC (ASIA) SECURITIES LTD 4,783,000 -39,000 0.24 -0.00 2014-01-06
74 B01857 KAISA FINANCIAL GROUP CO LTD 386,000 -40,000 0.02 -0.00 2014-01-06
75 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,298,000 -60,000 0.11 -0.00 2014-01-06
76 B01584 CHIEF SECURITIES LTD 2,202,000 -63,000 0.11 -0.00 2014-01-06
77 C00015 DBS BANK (HONG KONG) LTD 7,170,860 -89,000 0.35 -0.00 2014-01-06
78 B01118 EAST ASIA SECURITIES CO LTD 3,992,000 -132,000 0.20 -0.01 2014-01-06
79 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,393,000 -142,000 0.12 -0.01 2014-01-06
80 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,679,000 -390,000 0.23 -0.02 2014-01-06
81 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 66,695,782 -896,000 3.30 -0.04 2014-01-06
82 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 52,617,628 -1,915,577 2.60 -0.09 2014-01-06
83 C00019 THE HONGKONG AND SHANGHAI BANKING 576,192,404 -2,325,020 28.47 -0.11 2014-01-06
84 C00100 JPMORGAN CHASE BANK, NATIONAL 322,007,358 -4,280,099 15.91 -0.21 2014-01-06
85 C00074 DEUTSCHE BANK AG 24,485,796 -8,150,229 1.21 -0.40 2014-01-06
85 Total changed named holdings 1,830,471,984 -10,000 90.44 -0.00
279 Unchanged named holdings 120,256,855 0 5.94 0.00
364 Total named holdings 1,950,728,839 -10,000 96.38 0.00
104 Unnamed Investor Participants 66,703,000 10,000 3.30 0.00
468 Total securities in CCASS 2,017,431,839 0 99.68 0.00
Securities not in CCASS 6,568,161 0 0.32 0.00
Issued securities 2,024,000,000 0 100.00 0.00 2013-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-01-02
Volume11,263,000
Turnover72,398,910
Average price6.428

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