Zhuzhou CRRC Times Electric Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2013-02-14 to 2013-02-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 84,701,863 874,900 18.57 0.19 2013-02-15
2 C00093 BNP PARIBAS 14,901,197 387,200 3.27 0.08 2013-02-15
3 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 1,030,134 383,800 0.23 0.08 2013-02-15
4 C00010 CITIBANK N.A. 24,017,028 311,200 5.27 0.07 2013-02-15
5 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 855,000 192,000 0.19 0.04 2013-02-15
6 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 86,391,303 124,000 18.94 0.03 2013-02-15
7 C00074 DEUTSCHE BANK AG 3,006,000 77,000 0.66 0.02 2013-02-15
8 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,502,131 33,000 4.50 0.01 2013-02-15
9 B01323 DEUTSCHE SECURITIES ASIA LTD 2,209,600 18,600 0.48 0.00 2013-02-15
10 C00048 CHIYU BANKING CORPORATION LTD 380,000 18,000 0.08 0.00 2013-02-15
11 B01762 DBS VICKERS (HONG KONG) LTD 2,274,000 16,000 0.50 0.00 2013-02-15
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,196,000 14,000 0.70 0.00 2013-02-15
13 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 43,000 14,000 0.01 0.00 2013-02-15
14 B01545 TUNG SHING SECURITIES (BROKERS) LTD 158,000 9,000 0.03 0.00 2013-02-15
15 B01813 CCB INTERNATIONAL SECURITIES LTD 14,000 6,000 0.00 0.00 2013-02-15
16 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 491,000 2,000 0.11 0.00 2013-02-15
17 B01420 A ONE INVESTMENT CO LTD 2,000 1,000 0.00 0.00 2013-02-15
18 B01118 EAST ASIA SECURITIES CO LTD 628,000 1,000 0.14 0.00 2013-02-15
19 B01086 EVERBRIGHT SECURITIES INVESTMENT 852,000 1,000 0.19 0.00 2013-02-15
20 B01590 INTERACTIVE BROKERS HONG KONG LTD 107,000 1,000 0.02 0.00 2013-02-15
21 B01610 KGI ASIA LTD 294,000 1,000 0.06 0.00 2013-02-15
22 B01789 HO FUNG SHARES INVESTMENT LTD 12,140 800 0.00 0.00 2013-02-15
23 B01343 CELETIO INVESTMENTS LTD 19,000 -1,000 0.00 -0.00 2013-02-15
24 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 97,000 -1,000 0.02 -0.00 2013-02-15
25 B01649 CINDA INTERNATIONAL SECURITIES LTD 18,000 -1,000 0.00 -0.00 2013-02-15
26 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 324,000 -1,000 0.07 -0.00 2013-02-15
27 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 177,000 -1,000 0.04 -0.00 2013-02-15
28 B01606 EWARTON SECURITIES LTD 6,000 -1,000 0.00 -0.00 2013-02-15
29 B01818 I-ACCESS INVESTORS LTD 45,000 -1,000 0.01 -0.00 2013-02-15
30 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 185,000 -1,000 0.04 -0.00 2013-02-15
31 C00028 NANYANG COMMERCIAL BANK LTD 493,000 -1,000 0.11 -0.00 2013-02-15
32 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 75,000 -1,000 0.02 -0.00 2013-02-15
33 B01647 TRUTH SECURITIES LTD 3,000 -1,000 0.00 -0.00 2013-02-15
34 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 4,000 -1,000 0.00 -0.00 2013-02-15
35 B01280 WING FAT SECURITIES LTD 8,000 -1,000 0.00 -0.00 2013-02-15
36 B01137 CHOW SANG SANG SECURITIES LTD 50,000 -2,000 0.01 -0.00 2013-02-15
37 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 79,000 -2,000 0.02 -0.00 2013-02-15
38 B01423 PRUDENTIAL BROKERAGE LTD 42,000 -2,000 0.01 -0.00 2013-02-15
39 B01843 TELECOM KING SECURITIES LTD 74,000 -3,000 0.02 -0.00 2013-02-15
40 B01356 DELTA ASIA SECURITIES LTD 40,000 -4,000 0.01 -0.00 2013-02-15
41 B01353 UOB KAY HIAN (HONG KONG) LTD 250,000 -4,000 0.05 -0.00 2013-02-15
42 B01685 ARK SECURITIES (HONG KONG) LTD 6,000 -5,000 0.00 -0.00 2013-02-15
43 B01130 BOCI SECURITIES LTD 1,620,000 -5,000 0.36 -0.00 2013-02-15
44 B01284 HANG SENG SECURITIES LTD 605,000 -5,000 0.13 -0.00 2013-02-15
45 B01727 ICBC (ASIA) SECURITIES LTD 310,000 -5,000 0.07 -0.00 2013-02-15
46 C00102 MACQUARIE BANK LTD 900 -5,000 0.00 -0.00 2013-02-15
47 B01584 CHIEF SECURITIES LTD 219,000 -7,000 0.05 -0.00 2013-02-15
48 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 476,000 -7,000 0.10 -0.00 2013-02-15
49 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 968 -8,000 0.00 -0.00 2013-02-15
50 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 534,000 -10,000 0.12 -0.00 2013-02-15
51 B01827 IBTS ASIA (HK) LTD 10,000 -10,000 0.00 -0.00 2013-02-15
52 B01438 KINGSTON SECURITIES LTD 1,000 -10,000 0.00 -0.00 2013-02-15
53 C00037 SHANGHAI COMMERCIAL BANK LTD 976,000 -13,000 0.21 -0.00 2013-02-15
54 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 11,000 -15,000 0.00 -0.00 2013-02-15
55 B01161 UBS SECURITIES HONG KONG LTD 9,467 -16,030 0.00 -0.00 2013-02-15
56 B01470 HUNG SING SECURITIES LTD 49,000 -26,000 0.01 -0.01 2013-02-15
57 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 4,071,593 -46,000 0.89 -0.01 2013-02-15
58 C00033 BANK OF CHINA (HONG KONG) LTD 8,732,500 -59,000 1.91 -0.01 2013-02-15
59 B01224 MERRILL LYNCH FAR EAST LTD 2,998,700 -74,526 0.66 -0.02 2013-02-15
60 C00019 THE HONGKONG AND SHANGHAI BANKING 169,266,160 -2,128,944 37.11 -0.47 2013-02-15
60 Total changed named holdings 437,951,684 1,000 96.02 0.00
226 Unchanged named holdings 15,804,566 0 3.47 0.00
286 Total named holdings 453,756,250 1,000 99.48 0.00
36 Unnamed Investor Participants 113,000 0 0.02 0.00
322 Total securities in CCASS 453,869,250 1,000 99.51 0.00
Securities not in CCASS 2,239,150 -1,000 0.49 -0.00
Issued securities 456,108,400 0 100.00 0.00 2013-01-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-02-08
Volume3,852,801
Turnover100,352,001
Average price26.047

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