Zhuzhou CRRC Times Electric Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2013-01-31 to 2013-02-01

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 167,683,294 1,838,809 36.76 0.40 2013-02-01
2 C00010 CITIBANK N.A. 23,375,428 452,000 5.12 0.10 2013-02-01
3 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 470,000 166,000 0.10 0.04 2013-02-01
4 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 396,583 126,000 0.09 0.03 2013-02-01
5 B01130 BOCI SECURITIES LTD 1,524,000 96,000 0.33 0.02 2013-02-01
6 C00033 BANK OF CHINA (HONG KONG) LTD 8,634,500 82,000 1.89 0.02 2013-02-01
7 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 670,000 77,000 0.15 0.02 2013-02-01
8 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 532,000 38,000 0.12 0.01 2013-02-01
9 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,366,369 35,000 4.47 0.01 2013-02-01
10 B01610 KGI ASIA LTD 299,000 24,000 0.07 0.01 2013-02-01
11 B01769 ONE CHINA SECURITIES LTD 31,240 22,703 0.01 0.00 2013-02-01
12 B01727 ICBC (ASIA) SECURITIES LTD 302,000 21,000 0.07 0.00 2013-02-01
13 C00102 MACQUARIE BANK LTD 15,900 15,000 0.00 0.00 2013-02-01
14 B01843 TELECOM KING SECURITIES LTD 77,000 15,000 0.02 0.00 2013-02-01
15 B01284 HANG SENG SECURITIES LTD 487,000 12,000 0.11 0.00 2013-02-01
16 B01584 CHIEF SECURITIES LTD 246,000 11,000 0.05 0.00 2013-02-01
17 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 465,000 11,000 0.10 0.00 2013-02-01
18 B01438 KINGSTON SECURITIES LTD 11,000 10,000 0.00 0.00 2013-02-01
19 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 41,000 10,000 0.01 0.00 2013-02-01
20 C00048 CHIYU BANKING CORPORATION LTD 350,000 8,000 0.08 0.00 2013-02-01
21 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 319,000 8,000 0.07 0.00 2013-02-01
22 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 178,000 8,000 0.04 0.00 2013-02-01
23 B01118 EAST ASIA SECURITIES CO LTD 641,000 6,000 0.14 0.00 2013-02-01
24 B01762 DBS VICKERS (HONG KONG) LTD 2,046,000 5,000 0.45 0.00 2013-02-01
25 B01705 HENIK SECURITIES LTD 5,000 5,000 0.00 0.00 2013-02-01
26 B01423 PRUDENTIAL BROKERAGE LTD 66,000 5,000 0.01 0.00 2013-02-01
27 B01700 REALINK FINANCIAL TRADE LTD 19,000 5,000 0.00 0.00 2013-02-01
28 B01425 WELLFULL SECURITIES CO LTD 27,000 5,000 0.01 0.00 2013-02-01
29 B01119 CELESTIAL SECURITIES LTD 65,000 4,000 0.01 0.00 2013-02-01
30 B01511 TAT LEE SECURITIES CO LTD 22,000 4,000 0.00 0.00 2013-02-01
31 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 5,000 4,000 0.00 0.00 2013-02-01
32 B01161 UBS SECURITIES HONG KONG LTD 64,497 3,997 0.01 0.00 2013-02-01
33 B01564 ABCI SECURITIES CO LTD 40,000 3,000 0.01 0.00 2013-02-01
34 B01184 QUAM SECURITIES LTD 56,000 3,000 0.01 0.00 2013-02-01
35 C00036 CHINA CONSTRUCTION BANK (ASIA) 137,000 2,000 0.03 0.00 2013-02-01
36 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 442,000 2,000 0.10 0.00 2013-02-01
37 B01695 DAH SING SECURITIES LTD 243,000 2,000 0.05 0.00 2013-02-01
38 B01086 EVERBRIGHT SECURITIES INVESTMENT 458,000 2,000 0.10 0.00 2013-02-01
39 B01212 HENYEP SECURITIES LTD 11,000 2,000 0.00 0.00 2013-02-01
40 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 63,000 2,000 0.01 0.00 2013-02-01
41 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 27,000 2,000 0.01 0.00 2013-02-01
42 B01497 SINOPAC SECURITIES (ASIA) LTD 46,000 2,000 0.01 0.00 2013-02-01
43 B01940 SOFI SECURITIES (HONG KONG) LTD 325,000 2,000 0.07 0.00 2013-02-01
44 B01342 WAH THAI SECURITIES LTD 9,000 2,000 0.00 0.00 2013-02-01
45 B01546 WO FUNG SECURITIES CO LTD 13,000 2,000 0.00 0.00 2013-02-01
46 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,155,000 1,000 0.69 0.00 2013-02-01
47 C00015 DBS BANK (HONG KONG) LTD 280,000 1,000 0.06 0.00 2013-02-01
48 B01324 FUNDERSTONE SECURITIES LTD 80,000 1,000 0.02 0.00 2013-02-01
49 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 57,000 -1,000 0.01 -0.00 2013-02-01
50 B01258 CHINA POINT STOCK BROKERS LTD 1,000 -1,000 0.00 -0.00 2013-02-01
51 B01606 EWARTON SECURITIES LTD 7,000 -1,000 0.00 -0.00 2013-02-01
52 B01351 WING FUNG SECURITIES LTD 2,000 -1,000 0.00 -0.00 2013-02-01
53 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 47,000 -1,000 0.01 -0.00 2013-02-01
54 B01685 ARK SECURITIES (HONG KONG) LTD 9,000 -2,000 0.00 -0.00 2013-02-01
55 B01686 FIRST SHANGHAI SECURITIES LTD 71,000 -2,000 0.02 -0.00 2013-02-01
56 B01842 BOCOM INTERNATIONAL SECURITIES LTD 118,000 -3,000 0.03 -0.00 2013-02-01
57 B01813 CCB INTERNATIONAL SECURITIES LTD 8,000 -3,000 0.00 -0.00 2013-02-01
58 B01181 FOSUN INTERNATIONAL SECURITIES LTD 31,000 -3,000 0.01 -0.00 2013-02-01
59 B01818 I-ACCESS INVESTORS LTD 41,000 -3,000 0.01 -0.00 2013-02-01
60 B01673 FULBRIGHT SECURITIES LTD 16,000 -4,000 0.00 -0.00 2013-02-01
61 B01680 SUCCESS SECURITIES LTD 2,000 -4,000 0.00 -0.00 2013-02-01
62 B01638 KILMOREY SECURITIES LTD 1,000 -5,000 0.00 -0.00 2013-02-01
63 B01421 ONEPLATFORM SECURITIES LTD 0 -5,000 -0.00 2013-02-01
64 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 474,000 -7,000 0.10 -0.00 2013-02-01
65 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 375 -10,325 0.00 -0.00 2013-02-01
66 C00037 SHANGHAI COMMERCIAL BANK LTD 975,000 -15,000 0.21 -0.00 2013-02-01
67 B01470 HUNG SING SECURITIES LTD 33,000 -25,000 0.01 -0.01 2013-02-01
68 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 4,307,263 -33,000 0.94 -0.01 2013-02-01
69 B01345 PHILLIP SECURITIES (HONG KONG) LTD 222,000 -33,000 0.05 -0.01 2013-02-01
70 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 679,256 -62,790 0.15 -0.01 2013-02-01
71 B01330 NOMURA SECURITIES (HK) LTD 51,198 -63,000 0.01 -0.01 2013-02-01
72 C00074 DEUTSCHE BANK AG 2,838,000 -84,000 0.62 -0.02 2013-02-01
73 B01323 DEUTSCHE SECURITIES ASIA LTD 2,250,989 -264,740 0.49 -0.06 2013-02-01
74 C00100 JPMORGAN CHASE BANK, NATIONAL 82,527,090 -414,260 18.09 -0.09 2013-02-01
75 B01224 MERRILL LYNCH FAR EAST LTD 3,537,350 -666,566 0.78 -0.15 2013-02-01
76 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 89,062,145 -670,828 19.53 -0.15 2013-02-01
77 C00093 BNP PARIBAS 17,760,997 -775,000 3.89 -0.17 2013-02-01
77 Total changed named holdings 439,949,474 1,000 96.46 0.00
206 Unchanged named holdings 13,808,776 0 3.03 0.00
283 Total named holdings 453,758,250 1,000 99.48 0.00
36 Unnamed Investor Participants 110,000 0 0.02 0.00
319 Total securities in CCASS 453,868,250 1,000 99.51 0.00
Securities not in CCASS 2,240,150 -1,000 0.49 -0.00
Issued securities 456,108,400 0 100.00 0.00 2013-01-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-01-30
Volume6,325,603
Turnover164,241,825
Average price25.965

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