Zhuzhou CRRC Times Electric Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2013-01-24 to 2013-01-25

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 85,639,363 82,913,309 18.78 18.18 2013-01-25
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,446,369 209,243 4.48 0.05 2013-01-25
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 3,234,515 207,700 0.71 0.05 2013-01-25
4 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 526,000 62,000 0.12 0.01 2013-01-25
5 C00033 BANK OF CHINA (HONG KONG) LTD 8,558,500 47,000 1.88 0.01 2013-01-25
6 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 442,000 45,000 0.10 0.01 2013-01-25
7 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 451,000 41,000 0.10 0.01 2013-01-25
8 B01470 HUNG SING SECURITIES LTD 49,000 41,000 0.01 0.01 2013-01-25
9 B01284 HANG SENG SECURITIES LTD 695,000 40,000 0.15 0.01 2013-01-25
10 B01570 GOLDENWAY SECURITIES CO LTD 142,000 34,000 0.03 0.01 2013-01-25
11 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 253,000 31,000 0.06 0.01 2013-01-25
12 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 687,046 23,000 0.15 0.01 2013-01-25
13 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 163,000 14,000 0.04 0.00 2013-01-25
14 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 500,000 12,000 0.11 0.00 2013-01-25
15 B01161 UBS SECURITIES HONG KONG LTD 33,000 11,000 0.01 0.00 2013-01-25
16 C00091 BANK OF SINGAPORE LTD 500,000 10,000 0.11 0.00 2013-01-25
17 B01137 CHOW SANG SANG SECURITIES LTD 54,000 10,000 0.01 0.00 2013-01-25
18 B01353 UOB KAY HIAN (HONG KONG) LTD 284,000 10,000 0.06 0.00 2013-01-25
19 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 9,000 9,000 0.00 0.00 2013-01-25
20 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 83,967,499 8,648 18.41 0.00 2013-01-25
21 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 218,000 7,000 0.05 0.00 2013-01-25
22 B01086 EVERBRIGHT SECURITIES INVESTMENT 437,000 5,000 0.10 0.00 2013-01-25
23 B01727 ICBC (ASIA) SECURITIES LTD 280,000 5,000 0.06 0.00 2013-01-25
24 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,137,000 4,000 0.69 0.00 2013-01-25
25 B01673 FULBRIGHT SECURITIES LTD 21,000 4,000 0.00 0.00 2013-01-25
26 B01246 ROCTEC SECURITIES CO LTD 4,000 4,000 0.00 0.00 2013-01-25
27 B01130 BOCI SECURITIES LTD 1,125,000 3,000 0.25 0.00 2013-01-25
28 B01356 DELTA ASIA SECURITIES LTD 24,000 3,000 0.01 0.00 2013-01-25
29 B01181 FOSUN INTERNATIONAL SECURITIES LTD 34,000 3,000 0.01 0.00 2013-01-25
30 C00048 CHIYU BANKING CORPORATION LTD 322,000 2,000 0.07 0.00 2013-01-25
31 B01525 KEE CHEONG SECURITIES CO LTD 5,000 2,000 0.00 0.00 2013-01-25
32 B01308 M&F ASSET MANAGEMENT LTD 9,000 2,000 0.00 0.00 2013-01-25
33 C00028 NANYANG COMMERCIAL BANK LTD 427,000 2,000 0.09 0.00 2013-01-25
34 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 69,000 2,000 0.02 0.00 2013-01-25
35 B01460 BERICH BROKERAGE LTD 28,000 1,000 0.01 0.00 2013-01-25
36 B01601 CSC SECURITIES (HK) LTD 9,000 1,000 0.00 0.00 2013-01-25
37 C00015 DBS BANK (HONG KONG) LTD 269,000 1,000 0.06 0.00 2013-01-25
38 C00018 HANG SENG BANK LTD 2,621,000 1,000 0.57 0.00 2013-01-25
39 B01752 HOI SANG SECURITIES LTD 2,000 1,000 0.00 0.00 2013-01-25
40 B01514 KARL-THOMSON SECURITIES CO LTD 43,000 1,000 0.01 0.00 2013-01-25
41 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 183,000 1,000 0.04 0.00 2013-01-25
42 B01761 KO'S BROTHER SECURITIES CO LTD 1,000 1,000 0.00 0.00 2013-01-25
43 B01769 ONE CHINA SECURITIES LTD 8,388 -165 0.00 -0.00 2013-01-25
44 B01343 CELETIO INVESTMENTS LTD 19,000 -1,000 0.00 -0.00 2013-01-25
45 B01118 EAST ASIA SECURITIES CO LTD 633,000 -1,000 0.14 -0.00 2013-01-25
46 B01818 I-ACCESS INVESTORS LTD 42,000 -1,000 0.01 -0.00 2013-01-25
47 B01824 INSTINET PACIFIC LTD 1,000 -1,000 0.00 -0.00 2013-01-25
48 B01590 INTERACTIVE BROKERS HONG KONG LTD 81,000 -1,000 0.02 -0.00 2013-01-25
49 B01765 PROMISING SECURITIES CO LTD 4,000 -1,000 0.00 -0.00 2013-01-25
50 B01940 SOFI SECURITIES (HONG KONG) LTD 313,000 -1,000 0.07 -0.00 2013-01-25
51 C00036 CHINA CONSTRUCTION BANK (ASIA) 125,000 -2,000 0.03 -0.00 2013-01-25
52 B01631 PLANETREE SECURITIES LTD 0 -2,000 -0.00 2013-01-25
53 B01423 PRUDENTIAL BROKERAGE LTD 35,000 -2,000 0.01 -0.00 2013-01-25
54 B01700 REALINK FINANCIAL TRADE LTD 14,000 -2,000 0.00 -0.00 2013-01-25
55 B01773 TOYO SECURITIES ASIA LTD 758,000 -2,000 0.17 -0.00 2013-01-25
56 B01267 WINFULL SECURITIES LTD 13,000 -2,000 0.00 -0.00 2013-01-25
57 B01792 HONG KONG WAN KIU INVESTMENT CO LTD 0 -5,000 -0.00 2013-01-25
58 B01345 PHILLIP SECURITIES (HONG KONG) LTD 216,000 -5,000 0.05 -0.00 2013-01-25
59 B01545 TUNG SHING SECURITIES (BROKERS) LTD 144,000 -5,000 0.03 -0.00 2013-01-25
60 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 26,000 -6,000 0.01 -0.00 2013-01-25
61 B01330 NOMURA SECURITIES (HK) LTD 48,198 -7,000 0.01 -0.00 2013-01-25
62 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 39,000 -8,000 0.01 -0.00 2013-01-25
63 B01183 CHONG HING SECURITIES LTD 229,000 -9,000 0.05 -0.00 2013-01-25
64 B01695 DAH SING SECURITIES LTD 218,000 -10,000 0.05 -0.00 2013-01-25
65 B01323 DEUTSCHE SECURITIES ASIA LTD 1,799,491 -12,000 0.39 -0.00 2013-01-25
66 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 463,000 -12,000 0.10 -0.00 2013-01-25
67 B01121 SG SECURITIES (HK) LTD 97,000 -15,000 0.02 -0.00 2013-01-25
68 B01762 DBS VICKERS (HONG KONG) LTD 1,961,000 -29,000 0.43 -0.01 2013-01-25
69 B01584 CHIEF SECURITIES LTD 252,000 -35,000 0.06 -0.01 2013-01-25
70 B01839 RABO BROKERAGE HK LTD 65,444 -100,000 0.01 -0.02 2013-01-25
71 C00010 CITIBANK N.A. 24,100,228 -116,000 5.28 -0.03 2013-01-25
72 C00093 BNP PARIBAS 18,936,597 -120,000 4.15 -0.03 2013-01-25
73 B01224 MERRILL LYNCH FAR EAST LTD 3,189,497 -441,165 0.70 -0.10 2013-01-25
74 C00019 THE HONGKONG AND SHANGHAI BANKING 170,984,050 -82,879,570 37.49 -18.17 2013-01-25
74 Total changed named holdings 440,717,185 1,000 96.63 0.00
205 Unchanged named holdings 13,045,065 0 2.86 0.00
279 Total named holdings 453,762,250 1,000 99.49 0.00
35 Unnamed Investor Participants 105,000 0 0.02 0.00
314 Total securities in CCASS 453,867,250 1,000 99.51 0.00
Securities not in CCASS 2,241,150 -1,000 0.49 -0.00
Issued securities 456,108,400 0 100.00 0.00 2012-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-01-23
Volume1,703,869
Turnover44,261,709
Average price25.977

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