SINOPHARM GROUP CO. LTD.

Exchange Code Listed Last trade Delisted
HK Main 01099  2009-09-23    
Stock code:
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CCASS holding changes from 2012-11-08 to 2012-11-09

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01161 UBS SECURITIES HONG KONG LTD 268,815 268,815 0.03 0.03 2012-11-09
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 257,747,740 218,237 31.12 0.03 2012-11-09
3 C00019 THE HONGKONG AND SHANGHAI BANKING 383,399,088 190,308 46.29 0.02 2012-11-09
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 4,186,201 128,400 0.51 0.02 2012-11-09
5 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 160,844 100,085 0.02 0.01 2012-11-09
6 C00100 JPMORGAN CHASE BANK, NATIONAL 11,960,652 84,000 1.44 0.01 2012-11-09
7 C00093 BNP PARIBAS 2,639,401 66,400 0.32 0.01 2012-11-09
8 C00102 MACQUARIE BANK LTD 485,817 35,200 0.06 0.00 2012-11-09
9 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 739,961 23,200 0.09 0.00 2012-11-09
10 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 12,400 12,400 0.00 0.00 2012-11-09
11 C00028 NANYANG COMMERCIAL BANK LTD 755,600 10,000 0.09 0.00 2012-11-09
12 B01555 ABN AMRO CLEARING HONG KONG LTD 940,400 3,446 0.11 0.00 2012-11-09
13 B01434 BEEVEST SECURITIES LTD 12,000 3,200 0.00 0.00 2012-11-09
14 B01259 FAIR EAGLE SECURITIES CO LTD 15,200 2,000 0.00 0.00 2012-11-09
15 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 504,800 1,200 0.06 0.00 2012-11-09
16 B01353 UOB KAY HIAN (HONG KONG) LTD 440,600 1,200 0.05 0.00 2012-11-09
17 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 117,200 800 0.01 0.00 2012-11-09
18 B01778 UNITED WORLD ONLINE LTD 293,200 400 0.04 0.00 2012-11-09
19 B01769 ONE CHINA SECURITIES LTD 117,739 -212 0.01 -0.00 2012-11-09
20 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,154,127 -400 0.14 -0.00 2012-11-09
21 B01289 SOUTH CHINA SECURITIES LTD 83,200 -400 0.01 -0.00 2012-11-09
22 B01345 PHILLIP SECURITIES (HONG KONG) LTD 419,678 -1,200 0.05 -0.00 2012-11-09
23 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 790,000 -1,600 0.10 -0.00 2012-11-09
24 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 749,600 -2,000 0.09 -0.00 2012-11-09
25 B01818 I-ACCESS INVESTORS LTD 43,199 -2,000 0.01 -0.00 2012-11-09
26 B01585 SINO GRADE SECURITIES LTD 15,600 -2,400 0.00 -0.00 2012-11-09
27 B01610 KGI ASIA LTD 682,400 -2,800 0.08 -0.00 2012-11-09
28 B01842 BOCOM INTERNATIONAL SECURITIES LTD 155,600 -4,000 0.02 -0.00 2012-11-09
29 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 114,400 -4,000 0.01 -0.00 2012-11-09
30 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 883,774 -4,800 0.11 -0.00 2012-11-09
31 B01224 MERRILL LYNCH FAR EAST LTD 13,939,140 -5,200 1.68 -0.00 2012-11-09
32 B01169 PUBLIC FINANCIAL SECURITIES LTD 144,800 -6,800 0.02 -0.00 2012-11-09
33 B01130 BOCI SECURITIES LTD 1,800,338 -8,400 0.22 -0.00 2012-11-09
34 B01324 FUNDERSTONE SECURITIES LTD 30,000 -10,000 0.00 -0.00 2012-11-09
35 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 858,000 -10,000 0.10 -0.00 2012-11-09
36 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 1,605,600 -10,000 0.19 -0.00 2012-11-09
37 B01590 INTERACTIVE BROKERS HONG KONG LTD 443,600 -10,000 0.05 -0.00 2012-11-09
38 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,573,600 -12,400 0.31 -0.00 2012-11-09
39 C00033 BANK OF CHINA (HONG KONG) LTD 14,844,400 -14,000 1.79 -0.00 2012-11-09
40 B01323 DEUTSCHE SECURITIES ASIA LTD 1,013,843 -16,681 0.12 -0.00 2012-11-09
41 C00037 SHANGHAI COMMERCIAL BANK LTD 934,400 -18,000 0.11 -0.00 2012-11-09
42 B01138 CLSA LTD 82,000 -19,200 0.01 -0.00 2012-11-09
43 B01121 SG SECURITIES (HK) LTD 1,566,801 -20,000 0.19 -0.00 2012-11-09
44 B01330 NOMURA SECURITIES (HK) LTD 202,528 -26,637 0.02 -0.00 2012-11-09
45 B01284 HANG SENG SECURITIES LTD 5,060,944 -50,800 0.61 -0.01 2012-11-09
46 B01867 STARLING GROUP SECURITIES LTD 34,000 -75,200 0.00 -0.01 2012-11-09
47 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 9,990,074 -371,509 1.21 -0.04 2012-11-09
48 C00010 CITIBANK N.A. 23,021,506 -428,652 2.78 -0.05 2012-11-09
48 Total changed named holdings 748,034,810 10,000 90.31 0.00
298 Unchanged named holdings 22,628,637 0 2.73 0.00
346 Total named holdings 770,663,447 10,000 93.04 0.00
132 Unnamed Investor Participants 55,615,102 0 6.71 0.00
478 Total securities in CCASS 826,278,549 10,000 99.75 0.00
Securities not in CCASS 2,062,401 -10,000 0.25 -0.00
Issued securities 828,340,950 0 100.00 0.00 2012-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-11-07
Volume1,671,176
Turnover44,298,546
Average price26.507

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