CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2012-04-03 to 2012-04-05

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 5,757,981 1,172,883 0.49 0.10 2012-04-05
2 B01330 NOMURA SECURITIES (HK) LTD 1,172,500 580,500 0.10 0.05 2012-04-05
3 B01161 UBS SECURITIES HONG KONG LTD 974,841 223,420 0.08 0.02 2012-04-05
4 C00033 BANK OF CHINA (HONG KONG) LTD 14,125,500 151,000 1.20 0.01 2012-04-05
5 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 44,010,643 108,821 3.74 0.01 2012-04-05
6 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 592,500 55,500 0.05 0.00 2012-04-05
7 B01842 BOCOM INTERNATIONAL SECURITIES LTD 654,500 55,000 0.06 0.00 2012-04-05
8 B01558 GOLD FUND SECURITIES CO LTD 155,500 54,500 0.01 0.00 2012-04-05
9 B01705 HENIK SECURITIES LTD 50,000 50,000 0.00 0.00 2012-04-05
10 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 187,500 27,500 0.02 0.00 2012-04-05
11 B01118 EAST ASIA SECURITIES CO LTD 149,500 21,000 0.01 0.00 2012-04-05
12 B01584 CHIEF SECURITIES LTD 120,000 20,000 0.01 0.00 2012-04-05
13 B01601 CSC SECURITIES (HK) LTD 30,000 20,000 0.00 0.00 2012-04-05
14 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 889,500 20,000 0.08 0.00 2012-04-05
15 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 124,000 16,000 0.01 0.00 2012-04-05
16 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,559,500 12,500 0.13 0.00 2012-04-05
17 B01407 WIN WONG SECURITIES LTD 17,500 11,000 0.00 0.00 2012-04-05
18 B01818 I-ACCESS INVESTORS LTD 38,000 10,500 0.00 0.00 2012-04-05
19 B01086 EVERBRIGHT SECURITIES INVESTMENT 296,000 10,000 0.03 0.00 2012-04-05
20 B01181 FOSUN INTERNATIONAL SECURITIES LTD 10,000 10,000 0.00 0.00 2012-04-05
21 B01610 KGI ASIA LTD 49,500 10,000 0.00 0.00 2012-04-05
22 B01300 OCBC SECURITIES (HONG KONG) LTD 70,500 10,000 0.01 0.00 2012-04-05
23 B01421 ONEPLATFORM SECURITIES LTD 10,000 10,000 0.00 0.00 2012-04-05
24 B01266 PRIME CDEX SECURITIES LTD 40,000 10,000 0.00 0.00 2012-04-05
25 B01416 VC BROKERAGE LTD 14,000 10,000 0.00 0.00 2012-04-05
26 B01843 TELECOM KING SECURITIES LTD 23,500 8,000 0.00 0.00 2012-04-05
27 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 8,000 8,000 0.00 0.00 2012-04-05
28 C00048 CHIYU BANKING CORPORATION LTD 49,000 6,000 0.00 0.00 2012-04-05
29 B01290 SPS SECURITIES LTD 29,500 6,000 0.00 0.00 2012-04-05
30 B01676 TAI SHING STOCK INVESTMENT CO LTD 11,000 6,000 0.00 0.00 2012-04-05
31 B01647 TRUTH SECURITIES LTD 6,000 6,000 0.00 0.00 2012-04-05
32 B01563 XINKONG INTERNATIONAL SECURITIES LTD 9,000 6,000 0.00 0.00 2012-04-05
33 C00028 NANYANG COMMERCIAL BANK LTD 273,500 5,500 0.02 0.00 2012-04-05
34 B01756 CHINA SKY SECURITIES LTD 5,000 5,000 0.00 0.00 2012-04-05
35 B01183 CHONG HING SECURITIES LTD 47,000 5,000 0.00 0.00 2012-04-05
36 B01469 KAISER SECURITIES LTD 5,000 5,000 0.00 0.00 2012-04-05
37 B01936 MIGHTY BROKERAGE (ASIA) LTD 15,000 5,000 0.00 0.00 2012-04-05
38 B01608 OPEN SECURITIES LTD 5,000 5,000 0.00 0.00 2012-04-05
39 B01700 REALINK FINANCIAL TRADE LTD 18,500 5,000 0.00 0.00 2012-04-05
40 C00037 SHANGHAI COMMERCIAL BANK LTD 94,500 5,000 0.01 0.00 2012-04-05
41 B01545 TUNG SHING SECURITIES (BROKERS) LTD 51,500 5,000 0.00 0.00 2012-04-05
42 B01712 WAH SANG SECURITIES LTD 22,000 5,000 0.00 0.00 2012-04-05
43 C00015 DBS BANK (HONG KONG) LTD 105,000 4,500 0.01 0.00 2012-04-05
44 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,110,500 4,000 0.09 0.00 2012-04-05
45 B01673 FULBRIGHT SECURITIES LTD 27,500 4,000 0.00 0.00 2012-04-05
46 B01373 CHRISTFUND SECURITIES LTD 47,000 3,000 0.00 0.00 2012-04-05
47 B01762 DBS VICKERS (HONG KONG) LTD 510,000 3,000 0.04 0.00 2012-04-05
48 B01338 EMPEROR SECURITIES LTD 89,500 3,000 0.01 0.00 2012-04-05
49 B01212 HENYEP SECURITIES LTD 13,000 3,000 0.00 0.00 2012-04-05
50 B01776 AIF SECURITIES LTD 2,000 2,000 0.00 0.00 2012-04-05
51 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,000 2,000 0.00 0.00 2012-04-05
52 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 33,500 2,000 0.00 0.00 2012-04-05
53 B01727 ICBC (ASIA) SECURITIES LTD 218,500 2,000 0.02 0.00 2012-04-05
54 B01320 LUEN FAT SECURITIES CO LTD 57,500 2,000 0.00 0.00 2012-04-05
55 B01645 SELINA & CO LTD 2,000 2,000 0.00 0.00 2012-04-05
56 B01353 UOB KAY HIAN (HONG KONG) LTD 160,500 2,000 0.01 0.00 2012-04-05
57 B01166 KING FOOK SECURITIES CO LTD 6,000 1,000 0.00 0.00 2012-04-05
58 B01323 DEUTSCHE SECURITIES ASIA LTD 7,625,448 500 0.65 0.00 2012-04-05
59 B01684 WANG ON SECURITIES LTD 1,000 -1,000 0.00 -0.00 2012-04-05
60 B01555 ABN AMRO CLEARING HONG KONG LTD 115,273 -1,777 0.01 -0.00 2012-04-05
61 B01272 FB SECURITIES (HONG KONG) LTD 113,000 -4,000 0.01 -0.00 2012-04-05
62 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,286,000 -4,000 0.11 -0.00 2012-04-05
63 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 275,500 -4,500 0.02 -0.00 2012-04-05
64 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 150,500 -6,000 0.01 -0.00 2012-04-05
65 B01284 HANG SENG SECURITIES LTD 1,129,500 -13,500 0.10 -0.00 2012-04-05
66 B01130 BOCI SECURITIES LTD 1,512,000 -43,000 0.13 -0.00 2012-04-05
67 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 11,445 -77,280 0.00 -0.01 2012-04-05
68 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 62,391,098 -225,322 5.29 -0.02 2012-04-05
69 B01224 MERRILL LYNCH FAR EAST LTD 3,477,581 -240,326 0.30 -0.02 2012-04-05
70 C00019 THE HONGKONG AND SHANGHAI BANKING 412,300,010 -271,718 34.99 -0.02 2012-04-05
71 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 564,000 -316,500 0.05 -0.03 2012-04-05
72 C00010 CITIBANK N.A. 336,518,929 -431,375 28.56 -0.04 2012-04-05
73 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 266,000 -505,038 0.02 -0.04 2012-04-05
74 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 24,481,783 -651,288 2.08 -0.06 2012-04-05
74 Total changed named holdings 926,376,032 20,000 78.62 0.00
111 Unchanged named holdings 144,529,468 0 12.27 0.00
185 Total named holdings 1,070,905,500 20,000 90.88 0.00
14 Unnamed Investor Participants 107,179,200 -20,000 9.10 -0.00
199 Total securities in CCASS 1,178,084,700 0 99.98 0.00
Securities not in CCASS 243,000 0 0.02 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2012-03-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-04-02
Volume3,996,000
Turnover61,134,012
Average price15.299

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