CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2011-12-14 to 2011-12-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 345,792,868 3,732,291 29.35 0.32 2011-12-15
2 B01323 DEUTSCHE SECURITIES ASIA LTD 7,104,211 2,219,500 0.60 0.19 2011-12-15
3 C00033 BANK OF CHINA (HONG KONG) LTD 13,251,500 259,000 1.12 0.02 2011-12-15
4 B01224 MERRILL LYNCH FAR EAST LTD 5,703,500 232,500 0.48 0.02 2011-12-15
5 B01438 KINGSTON SECURITIES LTD 176,000 170,000 0.01 0.01 2011-12-15
6 B01842 BOCOM INTERNATIONAL SECURITIES LTD 391,500 145,000 0.03 0.01 2011-12-15
7 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 355,000 132,000 0.03 0.01 2011-12-15
8 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 405,500 115,000 0.03 0.01 2011-12-15
9 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,076,500 78,000 0.43 0.01 2011-12-15
10 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 517,000 62,500 0.04 0.01 2011-12-15
11 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 558,000 60,500 0.05 0.01 2011-12-15
12 B01284 HANG SENG SECURITIES LTD 760,500 51,500 0.06 0.00 2011-12-15
13 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 57,500 43,000 0.00 0.00 2011-12-15
14 B01762 DBS VICKERS (HONG KONG) LTD 128,500 40,000 0.01 0.00 2011-12-15
15 B01695 DAH SING SECURITIES LTD 129,000 34,000 0.01 0.00 2011-12-15
16 B01699 MASTERLINK SECURITIES (HONG KONG) 30,000 30,000 0.00 0.00 2011-12-15
17 B01584 CHIEF SECURITIES LTD 107,500 26,000 0.01 0.00 2011-12-15
18 B01727 ICBC (ASIA) SECURITIES LTD 133,500 23,000 0.01 0.00 2011-12-15
19 B01169 PUBLIC FINANCIAL SECURITIES LTD 28,000 22,000 0.00 0.00 2011-12-15
20 B01240 TSUN CHI YUEN SECURITIES CO LTD 25,000 21,000 0.00 0.00 2011-12-15
21 B01843 TELECOM KING SECURITIES LTD 46,000 19,000 0.00 0.00 2011-12-15
22 C00048 CHIYU BANKING CORPORATION LTD 112,000 17,500 0.01 0.00 2011-12-15
23 B01353 UOB KAY HIAN (HONG KONG) LTD 94,000 17,000 0.01 0.00 2011-12-15
24 B01756 CHINA SKY SECURITIES LTD 35,000 15,000 0.00 0.00 2011-12-15
25 B01183 CHONG HING SECURITIES LTD 67,000 15,000 0.01 0.00 2011-12-15
26 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 121,000 15,000 0.01 0.00 2011-12-15
27 B01599 POLARIS SECURITIES (HONG KONG) LTD 24,500 15,000 0.00 0.00 2011-12-15
28 B01118 EAST ASIA SECURITIES CO LTD 87,500 13,000 0.01 0.00 2011-12-15
29 B01345 PHILLIP SECURITIES (HONG KONG) LTD 200,000 13,000 0.02 0.00 2011-12-15
30 B01423 PRUDENTIAL BROKERAGE LTD 68,000 12,000 0.01 0.00 2011-12-15
31 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 157,000 12,000 0.01 0.00 2011-12-15
32 B01545 TUNG SHING SECURITIES (BROKERS) LTD 61,000 11,000 0.01 0.00 2011-12-15
33 C00036 CHINA CONSTRUCTION BANK (ASIA) 89,500 10,000 0.01 0.00 2011-12-15
34 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 43,000 10,000 0.00 0.00 2011-12-15
35 B01806 CHINA GATHER WEALTH FINANCIAL CO LTD 10,000 10,000 0.00 0.00 2011-12-15
36 B01300 OCBC SECURITIES (HONG KONG) LTD 21,500 10,000 0.00 0.00 2011-12-15
37 B01680 SUCCESS SECURITIES LTD 181,500 10,000 0.02 0.00 2011-12-15
38 B01415 TARZAN STOCK & SHARES LTD 10,000 10,000 0.00 0.00 2011-12-15
39 B01407 WIN WONG SECURITIES LTD 32,000 10,000 0.00 0.00 2011-12-15
40 B01272 FB SECURITIES (HONG KONG) LTD 39,500 9,500 0.00 0.00 2011-12-15
41 B01416 VC BROKERAGE LTD 20,500 8,500 0.00 0.00 2011-12-15
42 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 13,500 8,000 0.00 0.00 2011-12-15
43 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 11,000 8,000 0.00 0.00 2011-12-15
44 C00028 NANYANG COMMERCIAL BANK LTD 164,000 7,500 0.01 0.00 2011-12-15
45 C00015 DBS BANK (HONG KONG) LTD 58,500 7,000 0.00 0.00 2011-12-15
46 B01264 MIB SECURITIES (HONG KONG) LTD 10,500 7,000 0.00 0.00 2011-12-15
47 B01497 SINOPAC SECURITIES (ASIA) LTD 7,000 6,000 0.00 0.00 2011-12-15
48 B01290 SPS SECURITIES LTD 38,000 6,000 0.00 0.00 2011-12-15
49 C00003 THE BANK OF EAST ASIA LTD 17,500 6,000 0.00 0.00 2011-12-15
50 B01778 UNITED WORLD ONLINE LTD 34,500 6,000 0.00 0.00 2011-12-15
51 B01673 FULBRIGHT SECURITIES LTD 17,000 5,000 0.00 0.00 2011-12-15
52 B01597 TIMES SECURITIES CO LTD 15,000 4,000 0.00 0.00 2011-12-15
53 B01563 XINKONG INTERNATIONAL SECURITIES LTD 6,000 4,000 0.00 0.00 2011-12-15
54 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 84,000 3,500 0.01 0.00 2011-12-15
55 B01636 BUSINESS SECURITIES LTD 3,000 3,000 0.00 0.00 2011-12-15
56 B01298 GET NICE SECURITIES LTD 3,000 3,000 0.00 0.00 2011-12-15
57 B01519 GOOD HARVEST SECURITIES CO LTD 3,000 3,000 0.00 0.00 2011-12-15
58 B01247 KWAI HUNG SECURITIES CO LTD 3,000 3,000 0.00 0.00 2011-12-15
59 B01787 SOO PUI CHEN SECURITIES LTD 3,000 3,000 0.00 0.00 2011-12-15
60 B01700 REALINK FINANCIAL TRADE LTD 6,000 2,000 0.00 0.00 2011-12-15
61 B01615 KAM FAI SECURITIES CO LTD 3,500 1,500 0.00 0.00 2011-12-15
62 B01686 FIRST SHANGHAI SECURITIES LTD 456,500 1,000 0.04 0.00 2011-12-15
63 B01714 HEAD & SHOULDERS SECURITIES LTD 17,000 1,000 0.00 0.00 2011-12-15
64 B01531 LAU & CO LTD 1,000 1,000 0.00 0.00 2011-12-15
65 B01853 CMBC SECURITIES CO LTD 107 107 0.00 0.00 2011-12-15
66 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 24,939,496 -107 2.12 -0.00 2011-12-15
67 B01610 KGI ASIA LTD 170,000 -500 0.01 -0.00 2011-12-15
68 B01818 I-ACCESS INVESTORS LTD 43,500 -2,000 0.00 -0.00 2011-12-15
69 B01789 HO FUNG SHARES INVESTMENT LTD 3,136 -3,000 0.00 -0.00 2011-12-15
70 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 98,000 -3,500 0.01 -0.00 2011-12-15
71 B01119 CELESTIAL SECURITIES LTD 4,000 -5,000 0.00 -0.00 2011-12-15
72 B01481 NEW REGION SECURITIES CO LTD 0 -5,000 -0.00 2011-12-15
73 B01086 EVERBRIGHT SECURITIES INVESTMENT 175,000 -9,000 0.01 -0.00 2011-12-15
74 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 54,000 -10,000 0.00 -0.00 2011-12-15
75 B01330 NOMURA SECURITIES (HK) LTD 2,113,500 -10,000 0.18 -0.00 2011-12-15
76 B01275 SANFULL SECURITIES LTD 86,000 -12,000 0.01 -0.00 2011-12-15
77 C00037 SHANGHAI COMMERCIAL BANK LTD 150,500 -18,000 0.01 -0.00 2011-12-15
78 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 77,749,809 -151,500 6.60 -0.01 2011-12-15
79 B01161 UBS SECURITIES HONG KONG LTD 4,678,500 -286,000 0.40 -0.02 2011-12-15
80 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 164,112 -359,383 0.01 -0.03 2011-12-15
81 C00010 CITIBANK N.A. 348,027,223 -470,617 29.54 -0.04 2011-12-15
82 B01555 ABN AMRO CLEARING HONG KONG LTD 0 -500,000 -0.04 2011-12-15
83 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 78,742,822 -1,259,791 6.68 -0.11 2011-12-15
84 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 10,014,787 -2,126,500 0.85 -0.18 2011-12-15
85 B01130 BOCI SECURITIES LTD 1,186,000 -2,607,000 0.10 -0.22 2011-12-15
85 Total changed named holdings 931,627,571 20,000 79.06 0.00
79 Unchanged named holdings 139,264,929 0 11.82 0.00
164 Total named holdings 1,070,892,500 20,000 90.88 0.00
11 Unnamed Investor Participants 107,190,700 -20,000 9.10 -0.00
175 Total securities in CCASS 1,178,083,200 0 99.98 0.00
Securities not in CCASS 244,500 0 0.02 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2011-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-12-13
Volume9,286,607
Turnover120,234,094
Average price12.947

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