CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2011-12-13 to 2011-12-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 13,070,963 7,194,603 0.65 0.36 2011-12-14
2 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 49,630,100 1,297,000 2.45 0.06 2011-12-14
3 C00033 BANK OF CHINA (HONG KONG) LTD 78,282,000 996,000 3.87 0.05 2011-12-14
4 B01813 CCB INTERNATIONAL SECURITIES LTD 1,674,000 600,000 0.08 0.03 2011-12-14
5 B01130 BOCI SECURITIES LTD 20,227,186 273,000 1.00 0.01 2011-12-14
6 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 7,984,900 170,000 0.39 0.01 2011-12-14
7 B01161 UBS SECURITIES HONG KONG LTD 221,260 152,260 0.01 0.01 2011-12-14
8 C00086 BNP PARIBAS WEALTH MANAGEMENT 4,219,590 100,000 0.21 0.00 2011-12-14
9 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 239,106,605 94,740 11.81 0.00 2011-12-14
10 B01778 UNITED WORLD ONLINE LTD 7,617,000 42,000 0.38 0.00 2011-12-14
11 C00010 CITIBANK N.A. 99,657,280 40,000 4.92 0.00 2011-12-14
12 C00048 CHIYU BANKING CORPORATION LTD 4,974,000 30,000 0.25 0.00 2011-12-14
13 B01356 DELTA ASIA SECURITIES LTD 381,000 30,000 0.02 0.00 2011-12-14
14 B01118 EAST ASIA SECURITIES CO LTD 4,107,000 30,000 0.20 0.00 2011-12-14
15 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 376,000 20,000 0.02 0.00 2011-12-14
16 B01857 KAISA FINANCIAL GROUP CO LTD 1,083,000 20,000 0.05 0.00 2011-12-14
17 B01330 NOMURA SECURITIES (HK) LTD 9,392,318 20,000 0.46 0.00 2011-12-14
18 B01843 TELECOM KING SECURITIES LTD 971,000 20,000 0.05 0.00 2011-12-14
19 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,066,000 19,000 0.20 0.00 2011-12-14
20 B01633 ENLIGHTEN SECURITIES LTD 240,000 12,000 0.01 0.00 2011-12-14
21 B01511 TAT LEE SECURITIES CO LTD 485,000 10,000 0.02 0.00 2011-12-14
22 B01551 YUE XIU SECURITIES CO LTD 299,000 10,000 0.01 0.00 2011-12-14
23 C00028 NANYANG COMMERCIAL BANK LTD 6,806,000 9,000 0.34 0.00 2011-12-14
24 B01183 CHONG HING SECURITIES LTD 3,417,000 7,000 0.17 0.00 2011-12-14
25 B01455 NATIONAL RESOURCES SECURITIES LTD 458,000 5,000 0.02 0.00 2011-12-14
26 B01724 RAMON INVESTMENT CO LTD 53,000 5,000 0.00 0.00 2011-12-14
27 B01415 TARZAN STOCK & SHARES LTD 62,000 5,000 0.00 0.00 2011-12-14
28 B01788 SUNRISE SECURITIES LTD 212,000 4,000 0.01 0.00 2011-12-14
29 B01649 CINDA INTERNATIONAL SECURITIES LTD 211,000 3,000 0.01 0.00 2011-12-14
30 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 5,342,000 2,000 0.26 0.00 2011-12-14
31 B01264 MIB SECURITIES (HONG KONG) LTD 700,000 1,000 0.03 0.00 2011-12-14
32 B01137 CHOW SANG SANG SECURITIES LTD 1,005,000 -1,000 0.05 -0.00 2011-12-14
33 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 16,000 -1,000 0.00 -0.00 2011-12-14
34 B01338 EMPEROR SECURITIES LTD 402,000 -1,000 0.02 -0.00 2011-12-14
35 B01609 WILBY SECURITIES LTD 44,000 -1,000 0.00 -0.00 2011-12-14
36 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,795,000 -2,000 0.24 -0.00 2011-12-14
37 B01086 EVERBRIGHT SECURITIES INVESTMENT 6,592,570 -4,000 0.33 -0.00 2011-12-14
38 B01921 GONG PING SECURITIES LTD 338,000 -4,000 0.02 -0.00 2011-12-14
39 B01271 HANG TAI SECURITIES LTD 129,000 -4,000 0.01 -0.00 2011-12-14
40 B01217 TAIPING SECURITIES (HK) CO LTD 513,000 -4,000 0.03 -0.00 2011-12-14
41 B01298 GET NICE SECURITIES LTD 1,609,000 -5,000 0.08 -0.00 2011-12-14
42 B01323 DEUTSCHE SECURITIES ASIA LTD 4,269,739 -6,000 0.21 -0.00 2011-12-14
43 B01905 SDICS INTERNATIONAL SECURITIES (HONG 585,000 -7,000 0.03 -0.00 2011-12-14
44 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,467,000 -8,000 0.12 -0.00 2011-12-14
45 B01240 TSUN CHI YUEN SECURITIES CO LTD 73,251 -8,000 0.00 -0.00 2011-12-14
46 B01606 EWARTON SECURITIES LTD 18,000 -9,000 0.00 -0.00 2011-12-14
47 B01685 ARK SECURITIES (HONG KONG) LTD 153,000 -10,000 0.01 -0.00 2011-12-14
48 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 11,529,500 -10,000 0.57 -0.00 2011-12-14
49 B01423 PRUDENTIAL BROKERAGE LTD 1,586,000 -10,000 0.08 -0.00 2011-12-14
50 B01585 SINO GRADE SECURITIES LTD 110,000 -10,000 0.01 -0.00 2011-12-14
51 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,500,000 -10,000 0.12 -0.00 2011-12-14
52 B01563 XINKONG INTERNATIONAL SECURITIES LTD 725,000 -10,000 0.04 -0.00 2011-12-14
53 B01224 MERRILL LYNCH FAR EAST LTD 24,141,131 -11,000 1.19 -0.00 2011-12-14
54 B01727 ICBC (ASIA) SECURITIES LTD 5,833,000 -13,000 0.29 -0.00 2011-12-14
55 B01119 CELESTIAL SECURITIES LTD 4,929,000 -15,000 0.24 -0.00 2011-12-14
56 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 11,983,000 -15,000 0.59 -0.00 2011-12-14
57 B01308 M&F ASSET MANAGEMENT LTD 140,000 -20,000 0.01 -0.00 2011-12-14
58 B01708 ROSA SECURITIES LTD 2,113,000 -20,000 0.10 -0.00 2011-12-14
59 C00037 SHANGHAI COMMERCIAL BANK LTD 5,021,000 -20,000 0.25 -0.00 2011-12-14
60 B01289 SOUTH CHINA SECURITIES LTD 616,000 -20,000 0.03 -0.00 2011-12-14
61 B01673 FULBRIGHT SECURITIES LTD 1,094,000 -23,000 0.05 -0.00 2011-12-14
62 B01700 REALINK FINANCIAL TRADE LTD 219,000 -26,000 0.01 -0.00 2011-12-14
63 B01773 TOYO SECURITIES ASIA LTD 31,190,000 -37,000 1.54 -0.00 2011-12-14
64 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,953,000 -39,000 0.10 -0.00 2011-12-14
65 C00093 BNP PARIBAS 10,431,760 -50,000 0.52 -0.00 2011-12-14
66 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 8,790,000 -60,000 0.43 -0.00 2011-12-14
67 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 64,000 -60,000 0.00 -0.00 2011-12-14
68 B01121 SG SECURITIES (HK) LTD 3,186,882 -60,000 0.16 -0.00 2011-12-14
69 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 18,203,000 -63,000 0.90 -0.00 2011-12-14
70 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,206,956 -85,000 0.21 -0.00 2011-12-14
71 B01584 CHIEF SECURITIES LTD 2,232,000 -93,000 0.11 -0.00 2011-12-14
72 B01762 DBS VICKERS (HONG KONG) LTD 1,959,000 -100,000 0.10 -0.00 2011-12-14
73 B01523 EVER-LONG SECURITIES CO LTD 55,000 -100,000 0.00 -0.00 2011-12-14
74 B01152 YU ON SECURITIES CO LTD 1,964,000 -100,000 0.10 -0.00 2011-12-14
75 C00003 THE BANK OF EAST ASIA LTD 2,272,086 -101,000 0.11 -0.00 2011-12-14
76 B01867 STARLING GROUP SECURITIES LTD 177,000 -127,000 0.01 -0.01 2011-12-14
77 B01284 HANG SENG SECURITIES LTD 34,134,000 -140,000 1.69 -0.01 2011-12-14
78 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 291,897 -193,000 0.01 -0.01 2011-12-14
79 B01842 BOCOM INTERNATIONAL SECURITIES LTD 3,000,000 -225,000 0.15 -0.01 2011-12-14
80 B01610 KGI ASIA LTD 4,244,000 -1,524,000 0.21 -0.08 2011-12-14
81 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 208,161,199 -2,284,000 10.28 -0.11 2011-12-14
82 C00019 THE HONGKONG AND SHANGHAI BANKING 639,886,326 -5,476,603 31.61 -0.27 2011-12-14
82 Total changed named holdings 1,637,277,499 -4,000 80.89 -0.00
300 Unchanged named holdings 195,413,340 0 9.65 0.00
382 Total named holdings 1,832,690,839 -4,000 90.55 0.00
102 Unnamed Investor Participants 184,248,000 0 9.10 0.00
484 Total securities in CCASS 2,016,938,839 -4,000 99.65 -0.00
Securities not in CCASS 7,061,161 4,000 0.35 0.00
Issued securities 2,024,000,000 0 100.00 0.00 2011-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-12-12
Volume8,427,000
Turnover43,354,937
Average price5.145

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