CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2011-11-25 to 2011-11-28

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 96,665,284 969,500 8.20 0.08 2011-11-28
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 10,812,731 525,200 0.92 0.04 2011-11-28
3 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 35,819,200 494,500 3.04 0.04 2011-11-28
4 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 80,031,309 396,500 6.79 0.03 2011-11-28
5 B01323 DEUTSCHE SECURITIES ASIA LTD 7,444,153 109,000 0.63 0.01 2011-11-28
6 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 466,500 105,000 0.04 0.01 2011-11-28
7 B01762 DBS VICKERS (HONG KONG) LTD 167,500 76,000 0.01 0.01 2011-11-28
8 B01686 FIRST SHANGHAI SECURITIES LTD 732,500 60,000 0.06 0.01 2011-11-28
9 B01407 WIN WONG SECURITIES LTD 132,000 52,000 0.01 0.00 2011-11-28
10 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 331,500 50,500 0.03 0.00 2011-11-28
11 B01284 HANG SENG SECURITIES LTD 651,500 27,000 0.06 0.00 2011-11-28
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 59,000 18,000 0.01 0.00 2011-11-28
13 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,061,000 15,500 0.43 0.00 2011-11-28
14 C00028 NANYANG COMMERCIAL BANK LTD 121,500 15,000 0.01 0.00 2011-11-28
15 B01599 POLARIS SECURITIES (HONG KONG) LTD 16,500 15,000 0.00 0.00 2011-11-28
16 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 106,500 14,000 0.01 0.00 2011-11-28
17 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 74,500 13,000 0.01 0.00 2011-11-28
18 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 295,000 10,500 0.03 0.00 2011-11-28
19 B01590 INTERACTIVE BROKERS HONG KONG LTD 73,000 10,000 0.01 0.00 2011-11-28
20 B01680 SUCCESS SECURITIES LTD 100,500 10,000 0.01 0.00 2011-11-28
21 B01217 TAIPING SECURITIES (HK) CO LTD 14,000 10,000 0.00 0.00 2011-11-28
22 B01353 UOB KAY HIAN (HONG KONG) LTD 79,000 10,000 0.01 0.00 2011-11-28
23 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 25,000 8,000 0.00 0.00 2011-11-28
24 B01727 ICBC (ASIA) SECURITIES LTD 125,000 8,000 0.01 0.00 2011-11-28
25 B01423 PRUDENTIAL BROKERAGE LTD 76,000 8,000 0.01 0.00 2011-11-28
26 B01272 FB SECURITIES (HONG KONG) LTD 57,500 7,500 0.00 0.00 2011-11-28
27 B01584 CHIEF SECURITIES LTD 106,000 5,500 0.01 0.00 2011-11-28
28 C00037 SHANGHAI COMMERCIAL BANK LTD 166,000 5,000 0.01 0.00 2011-11-28
29 B01138 CLSA LTD 35,000 3,000 0.00 0.00 2011-11-28
30 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 2,500 2,500 0.00 0.00 2011-11-28
31 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 52,500 2,000 0.00 0.00 2011-11-28
32 C00048 CHIYU BANKING CORPORATION LTD 85,500 2,000 0.01 0.00 2011-11-28
33 B01137 CHOW SANG SANG SECURITIES LTD 42,500 2,000 0.00 0.00 2011-11-28
34 B01086 EVERBRIGHT SECURITIES INVESTMENT 155,500 2,000 0.01 0.00 2011-11-28
35 B01796 SOO PEI SHAO & CO LTD 2,000 2,000 0.00 0.00 2011-11-28
36 B01778 UNITED WORLD ONLINE LTD 29,500 2,000 0.00 0.00 2011-11-28
37 B01632 WAI FAT SECURITIES LTD 4,000 2,000 0.00 0.00 2011-11-28
38 B01684 WANG ON SECURITIES LTD 30,000 2,000 0.00 0.00 2011-11-28
39 B01901 CMB INTERNATIONAL SECURITIES LTD 80,000 1,000 0.01 0.00 2011-11-28
40 C00015 DBS BANK (HONG KONG) LTD 29,000 1,000 0.00 0.00 2011-11-28
41 B01714 HEAD & SHOULDERS SECURITIES LTD 22,000 1,000 0.00 0.00 2011-11-28
42 B01818 I-ACCESS INVESTORS LTD 61,000 1,000 0.01 0.00 2011-11-28
43 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 7,000 1,000 0.00 0.00 2011-11-28
44 B01769 ONE CHINA SECURITIES LTD 69,400 1,000 0.01 0.00 2011-11-28
45 B01389 ZHONGRONG PT SECURITIES LTD 4,500 1,000 0.00 0.00 2011-11-28
46 B01921 GONG PING SECURITIES LTD 2,000 500 0.00 0.00 2011-11-28
47 B01183 CHONG HING SECURITIES LTD 44,000 -2,000 0.00 -0.00 2011-11-28
48 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 192,000 -4,000 0.02 -0.00 2011-11-28
49 B01169 PUBLIC FINANCIAL SECURITIES LTD 1,000 -10,000 0.00 -0.00 2011-11-28
50 B01563 XINKONG INTERNATIONAL SECURITIES LTD 74,000 -10,000 0.01 -0.00 2011-11-28
51 B01118 EAST ASIA SECURITIES CO LTD 95,500 -13,000 0.01 -0.00 2011-11-28
52 B01673 FULBRIGHT SECURITIES LTD 16,000 -32,000 0.00 -0.00 2011-11-28
53 B01345 PHILLIP SECURITIES (HONG KONG) LTD 169,500 -40,000 0.01 -0.00 2011-11-28
54 B01224 MERRILL LYNCH FAR EAST LTD 7,140,500 -137,000 0.61 -0.01 2011-11-28
55 B01130 BOCI SECURITIES LTD 862,000 -148,000 0.07 -0.01 2011-11-28
56 C00010 CITIBANK N.A. 345,372,507 -208,993 29.31 -0.02 2011-11-28
57 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 27,993 -241,007 0.00 -0.02 2011-11-28
58 C00093 BNP PARIBAS 7,337,000 -454,500 0.62 -0.04 2011-11-28
59 C00033 BANK OF CHINA (HONG KONG) LTD 15,342,000 -817,500 1.30 -0.07 2011-11-28
60 C00019 THE HONGKONG AND SHANGHAI BANKING 311,900,187 -959,200 26.47 -0.08 2011-11-28
60 Total changed named holdings 929,098,264 0 78.85 0.00
101 Unchanged named holdings 141,792,236 0 12.03 0.00
161 Total named holdings 1,070,890,500 0 90.88 0.00
10 Unnamed Investor Participants 107,192,700 0 9.10 0.00
171 Total securities in CCASS 1,178,083,200 0 99.98 0.00
Securities not in CCASS 244,500 0 0.02 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2011-11-07

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-24
Volume6,406,000
Turnover87,793,685
Average price13.705

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