CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2011-11-18 to 2011-11-21

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 86,174,679 1,018,000 7.31 0.09 2011-11-21
2 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 1,170,000 670,000 0.10 0.06 2011-11-21
3 B01161 UBS SECURITIES HONG KONG LTD 7,209,500 500,000 0.61 0.04 2011-11-21
4 C00018 HANG SENG BANK LTD 1,525,000 190,000 0.13 0.02 2011-11-21
5 B01345 PHILLIP SECURITIES (HONG KONG) LTD 284,500 155,000 0.02 0.01 2011-11-21
6 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 12,255,000 88,500 1.04 0.01 2011-11-21
7 B01842 BOCOM INTERNATIONAL SECURITIES LTD 425,000 87,000 0.04 0.01 2011-11-21
8 B01901 CMB INTERNATIONAL SECURITIES LTD 79,000 79,000 0.01 0.01 2011-11-21
9 B01563 XINKONG INTERNATIONAL SECURITIES LTD 82,000 66,000 0.01 0.01 2011-11-21
10 C00041 OCBC BANK (HONG KONG) LTD 106,000 51,000 0.01 0.00 2011-11-21
11 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 48,500 38,000 0.00 0.00 2011-11-21
12 B01727 ICBC (ASIA) SECURITIES LTD 120,000 34,000 0.01 0.00 2011-11-21
13 B01610 KGI ASIA LTD 85,000 30,000 0.01 0.00 2011-11-21
14 B01284 HANG SENG SECURITIES LTD 704,500 28,000 0.06 0.00 2011-11-21
15 C00065 HSBC PRIVATE BANK (SUISSE) SA 32,000 22,000 0.00 0.00 2011-11-21
16 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 73,000 20,500 0.01 0.00 2011-11-21
17 B01545 TUNG SHING SECURITIES (BROKERS) LTD 110,000 20,000 0.01 0.00 2011-11-21
18 B01289 SOUTH CHINA SECURITIES LTD 25,500 19,000 0.00 0.00 2011-11-21
19 B01607 RHB SECURITIES HONG KONG LTD 26,000 15,000 0.00 0.00 2011-11-21
20 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 124,500 11,000 0.01 0.00 2011-11-21
21 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 155,000 10,500 0.01 0.00 2011-11-21
22 B01761 KO'S BROTHER SECURITIES CO LTD 10,000 10,000 0.00 0.00 2011-11-21
23 B01330 NOMURA SECURITIES (HK) LTD 4,468,500 10,000 0.38 0.00 2011-11-21
24 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 138,000 5,500 0.01 0.00 2011-11-21
25 B01843 TELECOM KING SECURITIES LTD 23,000 5,500 0.00 0.00 2011-11-21
26 B01183 CHONG HING SECURITIES LTD 61,000 5,000 0.01 0.00 2011-11-21
27 B01590 INTERACTIVE BROKERS HONG KONG LTD 74,000 5,000 0.01 0.00 2011-11-21
28 C00003 THE BANK OF EAST ASIA LTD 11,500 2,000 0.00 0.00 2011-11-21
29 B01597 TIMES SECURITIES CO LTD 4,000 2,000 0.00 0.00 2011-11-21
30 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 11,000 1,000 0.00 0.00 2011-11-21
31 B01601 CSC SECURITIES (HK) LTD 12,000 1,000 0.00 0.00 2011-11-21
32 B01700 REALINK FINANCIAL TRADE LTD 6,000 1,000 0.00 0.00 2011-11-21
33 B01275 SANFULL SECURITIES LTD 114,000 1,000 0.01 0.00 2011-11-21
34 B01905 SDICS INTERNATIONAL SECURITIES (HONG 5,000 1,000 0.00 0.00 2011-11-21
35 B01511 TAT LEE SECURITIES CO LTD 1,000 1,000 0.00 0.00 2011-11-21
36 B01778 UNITED WORLD ONLINE LTD 26,500 1,000 0.00 0.00 2011-11-21
37 B01272 FB SECURITIES (HONG KONG) LTD 58,500 500 0.00 0.00 2011-11-21
38 B01130 BOCI SECURITIES LTD 914,000 -500 0.08 -0.00 2011-11-21
39 B01531 LAU & CO LTD 500 -500 0.00 -0.00 2011-11-21
40 B01298 GET NICE SECURITIES LTD 6,000 -1,000 0.00 -0.00 2011-11-21
41 B01678 GLS SECURITIES LTD 0 -1,000 -0.00 2011-11-21
42 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 7,500 -1,000 0.00 -0.00 2011-11-21
43 C00015 DBS BANK (HONG KONG) LTD 26,500 -1,500 0.00 -0.00 2011-11-21
44 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 47,500 -1,500 0.00 -0.00 2011-11-21
45 B01769 ONE CHINA SECURITIES LTD 67,400 -1,500 0.01 -0.00 2011-11-21
46 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,049,500 -2,000 0.43 -0.00 2011-11-21
47 B01632 WAI FAT SECURITIES LTD 2,000 -2,000 0.00 -0.00 2011-11-21
48 B01584 CHIEF SECURITIES LTD 123,000 -3,000 0.01 -0.00 2011-11-21
49 C00048 CHIYU BANKING CORPORATION LTD 85,500 -3,000 0.01 -0.00 2011-11-21
50 B01252 CORPORATE BROKERS LTD 2,000 -3,000 0.00 -0.00 2011-11-21
51 C00037 SHANGHAI COMMERCIAL BANK LTD 161,000 -3,000 0.01 -0.00 2011-11-21
52 B01773 TOYO SECURITIES ASIA LTD 102,000 -3,000 0.01 -0.00 2011-11-21
53 B01695 DAH SING SECURITIES LTD 79,000 -3,500 0.01 -0.00 2011-11-21
54 B01347 CGS INTERNATIONAL SECURITIES HK LTD 2,500 -4,000 0.00 -0.00 2011-11-21
55 B01680 SUCCESS SECURITIES LTD 145,500 -4,000 0.01 -0.00 2011-11-21
56 B01756 CHINA SKY SECURITIES LTD 15,000 -5,000 0.00 -0.00 2011-11-21
57 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 35,117,500 -5,000 2.98 -0.00 2011-11-21
58 B01714 HEAD & SHOULDERS SECURITIES LTD 41,000 -5,000 0.00 -0.00 2011-11-21
59 B01818 I-ACCESS INVESTORS LTD 72,500 -5,000 0.01 -0.00 2011-11-21
60 B01806 CHINA GATHER WEALTH FINANCIAL CO LTD 0 -6,000 -0.00 2011-11-21
61 B01260 LAMTEX SECURITIES LTD 2,000 -6,000 0.00 -0.00 2011-11-21
62 B01423 PRUDENTIAL BROKERAGE LTD 65,000 -6,000 0.01 -0.00 2011-11-21
63 B01555 ABN AMRO CLEARING HONG KONG LTD 0 -10,000 -0.00 2011-11-21
64 C00028 NANYANG COMMERCIAL BANK LTD 98,000 -10,000 0.01 -0.00 2011-11-21
65 B01152 YU ON SECURITIES CO LTD 0 -10,000 -0.00 2011-11-21
66 B01224 MERRILL LYNCH FAR EAST LTD 10,123,000 -13,000 0.86 -0.00 2011-11-21
67 B01240 TSUN CHI YUEN SECURITIES CO LTD 7,000 -15,000 0.00 -0.00 2011-11-21
68 B01118 EAST ASIA SECURITIES CO LTD 143,500 -19,500 0.01 -0.00 2011-11-21
69 B01615 KAM FAI SECURITIES CO LTD 2,000 -20,000 0.00 -0.00 2011-11-21
70 C00033 BANK OF CHINA (HONG KONG) LTD 16,600,000 -23,000 1.41 -0.00 2011-11-21
71 B01673 FULBRIGHT SECURITIES LTD 66,500 -25,000 0.01 -0.00 2011-11-21
72 B01445 VICTORY SECURITIES CO LTD 5,000 -25,000 0.00 -0.00 2011-11-21
73 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 220,000 -26,000 0.02 -0.00 2011-11-21
74 B01762 DBS VICKERS (HONG KONG) LTD 70,000 -30,000 0.01 -0.00 2011-11-21
75 B01407 WIN WONG SECURITIES LTD 2,000 -40,000 0.00 -0.00 2011-11-21
76 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 209,000 -43,500 0.02 -0.00 2011-11-21
77 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 280,500 -46,000 0.02 -0.00 2011-11-21
78 B01686 FIRST SHANGHAI SECURITIES LTD 707,500 -50,000 0.06 -0.00 2011-11-21
79 B01230 GAOYU SECURITIES LIMITED 25,000 -70,000 0.00 -0.01 2011-11-21
80 B01184 QUAM SECURITIES LTD 270,000 -100,000 0.02 -0.01 2011-11-21
81 C00019 THE HONGKONG AND SHANGHAI BANKING 313,106,087 -115,500 26.57 -0.01 2011-11-21
82 C00010 CITIBANK N.A. 346,575,000 -238,000 29.41 -0.02 2011-11-21
83 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 82,181,309 -475,500 6.97 -0.04 2011-11-21
84 C00093 BNP PARIBAS 8,242,000 -483,500 0.70 -0.04 2011-11-21
85 B01323 DEUTSCHE SECURITIES ASIA LTD 7,458,789 -1,239,500 0.63 -0.11 2011-11-21
85 Total changed named holdings 944,365,264 0 80.14 0.00
75 Unchanged named holdings 126,525,236 0 10.74 0.00
160 Total named holdings 1,070,890,500 0 90.88 0.00
10 Unnamed Investor Participants 107,192,700 0 9.10 0.00
170 Total securities in CCASS 1,178,083,200 0 99.98 0.00
Securities not in CCASS 244,500 0 0.02 0.00
Issued securities 1,178,327,700 0 100.00 0.00 2011-11-07

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-17
Volume5,937,000
Turnover84,063,380
Average price14.159

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