CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2011-10-25 to 2011-10-26

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01224 MERRILL LYNCH FAR EAST LTD 29,408,058 5,163,526 1.45 0.26 2011-10-26
2 C00019 THE HONGKONG AND SHANGHAI BANKING 537,300,555 1,402,090 26.55 0.07 2011-10-26
3 B01086 EVERBRIGHT SECURITIES INVESTMENT 8,511,200 1,329,000 0.42 0.07 2011-10-26
4 B01130 BOCI SECURITIES LTD 24,230,186 1,159,000 1.20 0.06 2011-10-26
5 B01161 UBS SECURITIES HONG KONG LTD 1,582,000 787,000 0.08 0.04 2011-10-26
6 B01607 RHB SECURITIES HONG KONG LTD 3,541,000 530,000 0.17 0.03 2011-10-26
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 256,700,852 499,362 12.68 0.02 2011-10-26
8 C00093 BNP PARIBAS 13,197,350 392,000 0.65 0.02 2011-10-26
9 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,169,000 363,000 0.11 0.02 2011-10-26
10 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 283,000 277,000 0.01 0.01 2011-10-26
11 B01129 WOCOM SECURITIES LTD 675,000 206,000 0.03 0.01 2011-10-26
12 B01247 KWAI HUNG SECURITIES CO LTD 2,120,000 150,000 0.10 0.01 2011-10-26
13 C00003 THE BANK OF EAST ASIA LTD 2,704,086 120,000 0.13 0.01 2011-10-26
14 B01231 WINNER INTERNATIONAL SECURITIES LTD 218,000 120,000 0.01 0.01 2011-10-26
15 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 11,795,000 112,000 0.58 0.01 2011-10-26
16 B01778 UNITED WORLD ONLINE LTD 6,358,000 99,000 0.31 0.00 2011-10-26
17 C00028 NANYANG COMMERCIAL BANK LTD 8,657,000 90,000 0.43 0.00 2011-10-26
18 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 243,000 80,000 0.01 0.00 2011-10-26
19 C00048 CHIYU BANKING CORPORATION LTD 5,827,000 74,000 0.29 0.00 2011-10-26
20 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 5,195,000 53,000 0.26 0.00 2011-10-26
21 B01450 DL BROKERAGE LTD 483,000 50,000 0.02 0.00 2011-10-26
22 B01119 CELESTIAL SECURITIES LTD 11,808,000 46,000 0.58 0.00 2011-10-26
23 B01338 EMPEROR SECURITIES LTD 769,000 33,000 0.04 0.00 2011-10-26
24 B01347 CGS INTERNATIONAL SECURITIES HK LTD 176,000 30,000 0.01 0.00 2011-10-26
25 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 334,000 30,000 0.02 0.00 2011-10-26
26 B01150 MTF SECURITIES LTD 92,000 30,000 0.00 0.00 2011-10-26
27 B01217 TAIPING SECURITIES (HK) CO LTD 638,000 27,000 0.03 0.00 2011-10-26
28 B01330 NOMURA SECURITIES (HK) LTD 9,505,906 26,000 0.47 0.00 2011-10-26
29 C00018 HANG SENG BANK LTD 3,904,000 21,000 0.19 0.00 2011-10-26
30 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 23,000 20,000 0.00 0.00 2011-10-26
31 B01445 VICTORY SECURITIES CO LTD 1,360,000 12,000 0.07 0.00 2011-10-26
32 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,134,000 12,000 0.06 0.00 2011-10-26
33 B01579 APRICOT CAPITAL (HONG KONG) LTD 20,000 10,000 0.00 0.00 2011-10-26
34 B01601 CSC SECURITIES (HK) LTD 194,000 10,000 0.01 0.00 2011-10-26
35 B01698 LUEN SING SECURITIES LTD 131,000 10,000 0.01 0.00 2011-10-26
36 B01740 WIN SECURITIES LTD 623,000 6,000 0.03 0.00 2011-10-26
37 B01266 PRIME CDEX SECURITIES LTD 259,000 5,000 0.01 0.00 2011-10-26
38 B01922 SUN SECURITIES LTD 145,000 5,000 0.01 0.00 2011-10-26
39 B01404 HONG KONG STOCK LINK SECURITIES LTD 89,000 4,000 0.00 0.00 2011-10-26
40 B01298 GET NICE SECURITIES LTD 1,780,000 3,000 0.09 0.00 2011-10-26
41 B01653 WAI MAN STOCK & SHARES CO LTD 6,000 3,000 0.00 0.00 2011-10-26
42 B01773 TOYO SECURITIES ASIA LTD 31,672,000 2,000 1.56 0.00 2011-10-26
43 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 12,033 133 0.00 0.00 2011-10-26
44 B01455 NATIONAL RESOURCES SECURITIES LTD 688,000 -2,000 0.03 -0.00 2011-10-26
45 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 119,000 -3,000 0.01 -0.00 2011-10-26
46 B01585 SINO GRADE SECURITIES LTD 156,000 -3,000 0.01 -0.00 2011-10-26
47 B01473 SUNNY WORLD INVESTMENT LTD 86,000 -3,000 0.00 -0.00 2011-10-26
48 B01695 DAH SING SECURITIES LTD 3,525,000 -4,000 0.17 -0.00 2011-10-26
49 B01761 KO'S BROTHER SECURITIES CO LTD 106,000 -4,000 0.01 -0.00 2011-10-26
50 B01258 CHINA POINT STOCK BROKERS LTD 40,000 -5,000 0.00 -0.00 2011-10-26
51 B01717 GOLDIN EQUITIES LTD 200,000 -5,000 0.01 -0.00 2011-10-26
52 B01492 KAM WAH SECURITIES LTD 35,000 -5,000 0.00 -0.00 2011-10-26
53 B01514 KARL-THOMSON SECURITIES CO LTD 314,000 -5,000 0.02 -0.00 2011-10-26
54 B01769 ONE CHINA SECURITIES LTD 23,493 -5,000 0.00 -0.00 2011-10-26
55 B01184 QUAM SECURITIES LTD 3,695,000 -5,000 0.18 -0.00 2011-10-26
56 B01497 SINOPAC SECURITIES (ASIA) LTD 287,000 -5,000 0.01 -0.00 2011-10-26
57 B01676 TAI SHING STOCK INVESTMENT CO LTD 369,000 -5,000 0.02 -0.00 2011-10-26
58 B01416 VC BROKERAGE LTD 463,000 -5,000 0.02 -0.00 2011-10-26
59 B01220 WING ON CHEONG SECURITIES CO LTD 136,000 -5,000 0.01 -0.00 2011-10-26
60 B01417 CHEE TAK SECURITIES LTD 47,000 -7,000 0.00 -0.00 2011-10-26
61 B01853 CMBC SECURITIES CO LTD 49,852 -8,000 0.00 -0.00 2011-10-26
62 B01696 HANTEC SECURITIES CO LTD 114,000 -8,000 0.01 -0.00 2011-10-26
63 B01818 I-ACCESS INVESTORS LTD 734,000 -9,000 0.04 -0.00 2011-10-26
64 B01438 KINGSTON SECURITIES LTD 466,000 -9,000 0.02 -0.00 2011-10-26
65 B01636 BUSINESS SECURITIES LTD 70,000 -10,000 0.00 -0.00 2011-10-26
66 B01343 CELETIO INVESTMENTS LTD 280,000 -10,000 0.01 -0.00 2011-10-26
67 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 3,650,000 -10,000 0.18 -0.00 2011-10-26
68 B01809 CHINA SYSTEM SECURITIES LTD 197,000 -10,000 0.01 -0.00 2011-10-26
69 B01137 CHOW SANG SANG SECURITIES LTD 931,000 -10,000 0.05 -0.00 2011-10-26
70 B01373 CHRISTFUND SECURITIES LTD 301,000 -10,000 0.01 -0.00 2011-10-26
71 B01356 DELTA ASIA SECURITIES LTD 419,000 -10,000 0.02 -0.00 2011-10-26
72 B01181 FOSUN INTERNATIONAL SECURITIES LTD 33,000 -10,000 0.00 -0.00 2011-10-26
73 B01885 HAFOO SECURITIES LTD 37,000 -10,000 0.00 -0.00 2011-10-26
74 B01123 HING WONG SECURITIES LTD 287,000 -10,000 0.01 -0.00 2011-10-26
75 B01320 LUEN FAT SECURITIES CO LTD 261,000 -10,000 0.01 -0.00 2011-10-26
76 B01387 LUEN HING SECURITIES LTD 165,000 -10,000 0.01 -0.00 2011-10-26
77 B01831 NERICO BROTHERS LTD 151,000 -10,000 0.01 -0.00 2011-10-26
78 B01427 TSE'S SECURITIES LTD 110,000 -10,000 0.01 -0.00 2011-10-26
79 B01540 UPBEST SECURITIES CO LTD 24,000 -10,000 0.00 -0.00 2011-10-26
80 B01443 YING WAH SECURITIES CO LTD 189,000 -10,000 0.01 -0.00 2011-10-26
81 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,153,000 -12,000 0.11 -0.00 2011-10-26
82 B01289 SOUTH CHINA SECURITIES LTD 852,000 -13,000 0.04 -0.00 2011-10-26
83 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 1,763,000 -14,000 0.09 -0.00 2011-10-26
84 B01789 HO FUNG SHARES INVESTMENT LTD 140,005 -14,000 0.01 -0.00 2011-10-26
85 B01665 WINSOME STOCK CO LTD 7,000 -14,000 0.00 -0.00 2011-10-26
86 B01340 LEHIN SECURITIES LTD 224,866 -15,000 0.01 -0.00 2011-10-26
87 B01209 MASON SECURITIES LTD 627,000 -16,000 0.03 -0.00 2011-10-26
88 B01724 RAMON INVESTMENT CO LTD 26,000 -17,000 0.00 -0.00 2011-10-26
89 B01551 YUE XIU SECURITIES CO LTD 412,000 -18,000 0.02 -0.00 2011-10-26
90 B01604 WANHAI SECURITIES (HK) LTD 18,000 -19,000 0.00 -0.00 2011-10-26
91 B01673 FULBRIGHT SECURITIES LTD 1,476,000 -20,000 0.07 -0.00 2011-10-26
92 B01660 GRANSING SECURITIES CO., LIMITED 58,000 -20,000 0.00 -0.00 2011-10-26
93 B01253 STOCKWELL SECURITIES LTD 188,000 -20,000 0.01 -0.00 2011-10-26
94 B01267 WINFULL SECURITIES LTD 142,000 -20,000 0.01 -0.00 2011-10-26
95 B01458 YICKO SECURITIES LTD 247,000 -24,000 0.01 -0.00 2011-10-26
96 B01439 TAI TAK SECURITIES (ASIA) LTD 167,010 -28,000 0.01 -0.00 2011-10-26
97 B01434 BEEVEST SECURITIES LTD 246,000 -30,000 0.01 -0.00 2011-10-26
98 B01842 BOCOM INTERNATIONAL SECURITIES LTD 5,559,000 -30,000 0.27 -0.00 2011-10-26
99 B01762 DBS VICKERS (HONG KONG) LTD 3,134,000 -30,000 0.15 -0.00 2011-10-26
100 B01686 FIRST SHANGHAI SECURITIES LTD 595,000 -30,000 0.03 -0.00 2011-10-26
101 B01646 TAI NING STOCK CO LTD 49,000 -30,000 0.00 -0.00 2011-10-26
102 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 0 -30,000 -0.00 2011-10-26
103 C00037 SHANGHAI COMMERCIAL BANK LTD 6,323,000 -33,000 0.31 -0.00 2011-10-26
104 B01921 GONG PING SECURITIES LTD 84,000 -36,000 0.00 -0.00 2011-10-26
105 B01627 SDHG INTERNATIONAL SECURITIES LTD 57,000 -38,000 0.00 -0.00 2011-10-26
106 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 15,100,000 -40,000 0.75 -0.00 2011-10-26
107 B01785 PARTNERS CAPITAL SECURITIES LTD 0 -40,000 -0.00 2011-10-26
108 B01407 WIN WONG SECURITIES LTD 122,000 -40,000 0.01 -0.00 2011-10-26
109 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 18,501,000 -41,000 0.91 -0.00 2011-10-26
110 B01169 PUBLIC FINANCIAL SECURITIES LTD 422,000 -41,000 0.02 -0.00 2011-10-26
111 B01272 FB SECURITIES (HONG KONG) LTD 634,000 -44,000 0.03 -0.00 2011-10-26
112 B01423 PRUDENTIAL BROKERAGE LTD 1,820,000 -49,000 0.09 -0.00 2011-10-26
113 B01649 CINDA INTERNATIONAL SECURITIES LTD 361,000 -50,000 0.02 -0.00 2011-10-26
114 B01901 CMB INTERNATIONAL SECURITIES LTD 505,000 -50,000 0.02 -0.00 2011-10-26
115 B01732 WINTECH SECURITIES LTD 220,000 -50,000 0.01 -0.00 2011-10-26
116 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,975,456 -51,000 0.20 -0.00 2011-10-26
117 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 10,580,900 -52,000 0.52 -0.00 2011-10-26
118 B01610 KGI ASIA LTD 10,135,000 -52,000 0.50 -0.00 2011-10-26
119 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 15,786,000 -56,000 0.78 -0.00 2011-10-26
120 B01511 TAT LEE SECURITIES CO LTD 526,000 -56,000 0.03 -0.00 2011-10-26
121 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 6,089,000 -63,000 0.30 -0.00 2011-10-26
122 B01599 POLARIS SECURITIES (HONG KONG) LTD 1,000,000 -65,000 0.05 -0.00 2011-10-26
123 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,678,000 -65,000 0.13 -0.00 2011-10-26
124 B01121 SG SECURITIES (HK) LTD 2,451,682 -68,000 0.12 -0.00 2011-10-26
125 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 54,000 -72,000 0.00 -0.00 2011-10-26
126 C00015 DBS BANK (HONG KONG) LTD 6,082,000 -72,000 0.30 -0.00 2011-10-26
127 B01564 ABCI SECURITIES CO LTD 336,000 -75,000 0.02 -0.00 2011-10-26
128 B01843 TELECOM KING SECURITIES LTD 746,000 -75,000 0.04 -0.00 2011-10-26
129 B01323 DEUTSCHE SECURITIES ASIA LTD 3,656,402 -82,000 0.18 -0.00 2011-10-26
130 B01867 STARLING GROUP SECURITIES LTD 63,000 -90,000 0.00 -0.00 2011-10-26
131 B01727 ICBC (ASIA) SECURITIES LTD 7,453,000 -93,000 0.37 -0.00 2011-10-26
132 B01118 EAST ASIA SECURITIES CO LTD 5,905,000 -110,000 0.29 -0.01 2011-10-26
133 B01183 CHONG HING SECURITIES LTD 4,301,000 -129,000 0.21 -0.01 2011-10-26
134 B01353 UOB KAY HIAN (HONG KONG) LTD 3,467,000 -135,000 0.17 -0.01 2011-10-26
135 B01264 MIB SECURITIES (HONG KONG) LTD 2,728,000 -140,000 0.13 -0.01 2011-10-26
136 B01584 CHIEF SECURITIES LTD 2,976,000 -142,000 0.15 -0.01 2011-10-26
137 C00074 DEUTSCHE BANK AG 21,426,134 -147,000 1.06 -0.01 2011-10-26
138 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 12,431,000 -157,000 0.61 -0.01 2011-10-26
139 B01284 HANG SENG SECURITIES LTD 43,600,000 -172,000 2.15 -0.01 2011-10-26
140 B01700 REALINK FINANCIAL TRADE LTD 1,390,000 -173,000 0.07 -0.01 2011-10-26
141 B01857 KAISA FINANCIAL GROUP CO LTD 1,178,000 -212,000 0.06 -0.01 2011-10-26
142 B01839 RABO BROKERAGE HK LTD 19,656,001 -246,000 0.97 -0.01 2011-10-26
143 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,451,000 -253,000 0.17 -0.01 2011-10-26
144 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 896,974 -359,000 0.04 -0.02 2011-10-26
145 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 8,652,000 -415,000 0.43 -0.02 2011-10-26
146 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 206,000 -432,000 0.01 -0.02 2011-10-26
147 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,687,000 -481,000 0.18 -0.02 2011-10-26
148 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 185,072,435 -566,200 9.14 -0.03 2011-10-26
149 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 32,648,460 -632,000 1.61 -0.03 2011-10-26
150 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 13,526,500 -774,000 0.67 -0.04 2011-10-26
151 C00010 CITIBANK N.A. 93,983,820 -979,000 4.64 -0.05 2011-10-26
152 C00033 BANK OF CHINA (HONG KONG) LTD 99,543,000 -1,009,000 4.92 -0.05 2011-10-26
153 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 5,461,293 -1,136,911 0.27 -0.06 2011-10-26
154 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 21,173,000 -2,227,000 1.05 -0.11 2011-10-26
154 Total changed named holdings 1,725,836,509 1,000 85.27 0.00
226 Unchanged named holdings 103,612,330 0 5.12 0.00
380 Total named holdings 1,829,448,839 1,000 90.39 0.00
108 Unnamed Investor Participants 187,357,000 0 9.26 0.00
488 Total securities in CCASS 2,016,805,839 1,000 99.64 0.00
Securities not in CCASS 7,194,161 -1,000 0.36 -0.00
Issued securities 2,024,000,000 0 100.00 0.00 2011-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-24
Volume29,277,000
Turnover105,789,126
Average price3.613

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