CITIC Securities Company Limited

Exchange Code Listed Last trade Delisted
HK Main 06030  2011-10-06    
Stock code:
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CCASS holding changes from 2011-10-12 to 2011-10-13

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 281,176,273 2,975,530 25.68 0.27 2011-10-13
2 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 82,411,779 2,065,500 7.53 0.19 2011-10-13
3 C00010 CITIBANK N.A. 165,186,500 1,473,000 15.09 0.13 2011-10-13
4 B01851 RICHE BRIGHT SECURITIES LTD 670,000 461,000 0.06 0.04 2011-10-13
5 B01551 YUE XIU SECURITIES CO LTD 407,500 400,000 0.04 0.04 2011-10-13
6 B01700 REALINK FINANCIAL TRADE LTD 264,000 261,500 0.02 0.02 2011-10-13
7 B01173 RIFA SECURITIES LTD 50,000 50,000 0.00 0.00 2011-10-13
8 B01345 PHILLIP SECURITIES (HONG KONG) LTD 120,000 44,000 0.01 0.00 2011-10-13
9 B01714 HEAD & SHOULDERS SECURITIES LTD 61,000 41,000 0.01 0.00 2011-10-13
10 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 112,000 38,000 0.01 0.00 2011-10-13
11 B01695 DAH SING SECURITIES LTD 54,000 36,000 0.00 0.00 2011-10-13
12 B01545 TUNG SHING SECURITIES (BROKERS) LTD 121,000 26,000 0.01 0.00 2011-10-13
13 B01773 TOYO SECURITIES ASIA LTD 313,500 25,000 0.03 0.00 2011-10-13
14 C00033 BANK OF CHINA (HONG KONG) LTD 32,065,000 22,000 2.93 0.00 2011-10-13
15 B01298 GET NICE SECURITIES LTD 92,000 22,000 0.01 0.00 2011-10-13
16 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 59,500 17,500 0.01 0.00 2011-10-13
17 B01615 KAM FAI SECURITIES CO LTD 60,000 14,000 0.01 0.00 2011-10-13
18 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 17,500 13,000 0.00 0.00 2011-10-13
19 B01272 FB SECURITIES (HONG KONG) LTD 44,500 10,000 0.00 0.00 2011-10-13
20 C00003 THE BANK OF EAST ASIA LTD 20,000 10,000 0.00 0.00 2011-10-13
21 B01563 XINKONG INTERNATIONAL SECURITIES LTD 8,500 7,500 0.00 0.00 2011-10-13
22 B01183 CHONG HING SECURITIES LTD 19,500 7,000 0.00 0.00 2011-10-13
23 B01727 ICBC (ASIA) SECURITIES LTD 209,000 7,000 0.02 0.00 2011-10-13
24 B01520 NORTH SEA SECURITIES LTD 11,000 7,000 0.00 0.00 2011-10-13
25 B01756 CHINA SKY SECURITIES LTD 5,000 5,000 0.00 0.00 2011-10-13
26 B01264 MIB SECURITIES (HONG KONG) LTD 8,500 5,000 0.00 0.00 2011-10-13
27 B01416 VC BROKERAGE LTD 5,000 5,000 0.00 0.00 2011-10-13
28 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 10,500 4,000 0.00 0.00 2011-10-13
29 B01118 EAST ASIA SECURITIES CO LTD 14,500 4,000 0.00 0.00 2011-10-13
30 B01922 SUN SECURITIES LTD 4,000 4,000 0.00 0.00 2011-10-13
31 B01649 CINDA INTERNATIONAL SECURITIES LTD 7,500 3,000 0.00 0.00 2011-10-13
32 B01423 PRUDENTIAL BROKERAGE LTD 67,500 3,000 0.01 0.00 2011-10-13
33 B01843 TELECOM KING SECURITIES LTD 12,000 3,000 0.00 0.00 2011-10-13
34 B01762 DBS VICKERS (HONG KONG) LTD 4,500 2,500 0.00 0.00 2011-10-13
35 B01129 WOCOM SECURITIES LTD 13,000 2,000 0.00 0.00 2011-10-13
36 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 39,000 1,500 0.00 0.00 2011-10-13
37 B01387 LUEN HING SECURITIES LTD 1,000 1,000 0.00 0.00 2011-10-13
38 B01590 INTERACTIVE BROKERS HONG KONG LTD 5,000 500 0.00 0.00 2011-10-13
39 B01514 KARL-THOMSON SECURITIES CO LTD 0 -500 -0.00 2011-10-13
40 B01290 SPS SECURITIES LTD 5,500 -500 0.00 -0.00 2011-10-13
41 B01266 PRIME CDEX SECURITIES LTD 0 -1,000 -0.00 2011-10-13
42 C00088 CHINA MERCHANTS BANK CO LTD 1,500 -2,000 0.00 -0.00 2011-10-13
43 B01638 KILMOREY SECURITIES LTD 0 -2,000 -0.00 2011-10-13
44 B01289 SOUTH CHINA SECURITIES LTD 2,000 -2,000 0.00 -0.00 2011-10-13
45 B01407 WIN WONG SECURITIES LTD 500 -2,000 0.00 -0.00 2011-10-13
46 B01389 ZHONGRONG PT SECURITIES LTD 2,000 -2,000 0.00 -0.00 2011-10-13
47 C00028 NANYANG COMMERCIAL BANK LTD 15,000 -2,500 0.00 -0.00 2011-10-13
48 B01158 SOLID KING SECURITIES LTD 0 -3,000 -0.00 2011-10-13
49 B01472 SUN GROWTH SECURITIES LTD 0 -3,000 -0.00 2011-10-13
50 C00037 SHANGHAI COMMERCIAL BANK LTD 9,000 -4,000 0.00 -0.00 2011-10-13
51 B01284 HANG SENG SECURITIES LTD 158,000 -4,500 0.01 -0.00 2011-10-13
52 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 68,000 -5,000 0.01 -0.00 2011-10-13
53 B01445 VICTORY SECURITIES CO LTD 10,000 -5,000 0.00 -0.00 2011-10-13
54 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 21,000 -6,000 0.00 -0.00 2011-10-13
55 B01130 BOCI SECURITIES LTD 55,500 -6,500 0.01 -0.00 2011-10-13
56 B01252 CORPORATE BROKERS LTD 0 -7,000 -0.00 2011-10-13
57 B01765 PROMISING SECURITIES CO LTD 0 -7,000 -0.00 2011-10-13
58 B01086 EVERBRIGHT SECURITIES INVESTMENT 202,000 -8,000 0.02 -0.00 2011-10-13
59 B01427 TSE'S SECURITIES LTD 0 -9,000 -0.00 2011-10-13
60 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 0 -9,500 -0.00 2011-10-13
61 B01527 NITTAN SECURITIES ASIA LTD 0 -10,000 -0.00 2011-10-13
62 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 500 -10,000 0.00 -0.00 2011-10-13
63 B01607 RHB SECURITIES HONG KONG LTD 10,000 -20,000 0.00 -0.00 2011-10-13
64 B01584 CHIEF SECURITIES LTD 7,500 -28,500 0.00 -0.00 2011-10-13
65 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 244,000 -28,500 0.02 -0.00 2011-10-13
66 B01224 MERRILL LYNCH FAR EAST LTD 0 -32,000 -0.00 2011-10-13
67 B01732 WINTECH SECURITIES LTD 0 -39,000 -0.00 2011-10-13
68 B01818 I-ACCESS INVESTORS LTD 12,500 -39,500 0.00 -0.00 2011-10-13
69 B01353 UOB KAY HIAN (HONG KONG) LTD 22,000 -40,000 0.00 -0.00 2011-10-13
70 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 178,017,000 -42,000 16.26 -0.00 2011-10-13
71 B01555 ABN AMRO CLEARING HONG KONG LTD 0 -43,000 -0.00 2011-10-13
72 B01326 KING SUN SECURITIES LTD 578,500 -44,500 0.05 -0.00 2011-10-13
73 B01842 BOCOM INTERNATIONAL SECURITIES LTD 354,000 -47,000 0.03 -0.00 2011-10-13
74 B01610 KGI ASIA LTD 19,500 -47,000 0.00 -0.00 2011-10-13
75 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 10,000 -48,000 0.00 -0.00 2011-10-13
76 B01769 ONE CHINA SECURITIES LTD 20,470 -49,530 0.00 -0.00 2011-10-13
77 B01901 CMB INTERNATIONAL SECURITIES LTD 5,000 -60,000 0.00 -0.01 2011-10-13
78 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 18,000 -82,000 0.00 -0.01 2011-10-13
79 B01137 CHOW SANG SANG SECURITIES LTD 13,500 -97,000 0.00 -0.01 2011-10-13
80 B01253 STOCKWELL SECURITIES LTD 0 -100,000 -0.01 2011-10-13
81 B01686 FIRST SHANGHAI SECURITIES LTD 184,000 -140,000 0.02 -0.01 2011-10-13
82 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 76,066,678 -150,000 6.95 -0.01 2011-10-13
83 B01230 GAOYU SECURITIES LIMITED 40,000 -220,000 0.00 -0.02 2011-10-13
84 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 25,500 -249,500 0.00 -0.02 2011-10-13
85 B01673 FULBRIGHT SECURITIES LTD 62,000 -289,000 0.01 -0.03 2011-10-13
86 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 24,300 -700,000 0.00 -0.06 2011-10-13
87 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 17,987,000 -766,500 1.64 -0.07 2011-10-13
88 B01161 UBS SECURITIES HONG KONG LTD 116,500 -1,253,000 0.01 -0.11 2011-10-13
89 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 41,781,500 -3,294,500 3.82 -0.30 2011-10-13
89 Total changed named holdings 879,921,000 15,000 80.37 0.00
29 Unchanged named holdings 114,939,500 0 10.50 0.00
118 Total named holdings 994,860,500 15,000 90.87 0.00
9 Unnamed Investor Participants 99,582,500 0 9.10 0.00
127 Total securities in CCASS 1,094,443,000 15,000 99.96 0.00
Securities not in CCASS 387,000 -15,000 0.04 -0.00
Issued securities 1,094,830,000 0 100.00 0.00 2011-10-06

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-11
Volume21,689,970
Turnover283,612,355
Average price13.076

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