SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION

Exchange Code Listed Last trade Delisted
HK Main 00981  2004-03-18    
Stock code:
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CCASS holding changes from 2011-10-07 to 2011-10-10

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,303,982,922 44,124,000 4.75 0.16 2011-10-10
2 B01555 ABN AMRO CLEARING HONG KONG LTD 7,904,630 3,448,000 0.03 0.01 2011-10-10
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 636,585,306 2,387,000 2.32 0.01 2011-10-10
4 C00010 CITIBANK N.A. 638,355,703 2,364,000 2.32 0.01 2011-10-10
5 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 127,954,000 1,081,000 0.47 0.00 2011-10-10
6 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 38,223,875 869,000 0.14 0.00 2011-10-10
7 B01330 NOMURA SECURITIES (HK) LTD 78,032,757 816,000 0.28 0.00 2011-10-10
8 B01323 DEUTSCHE SECURITIES ASIA LTD 30,979,379 701,000 0.11 0.00 2011-10-10
9 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 404,378,788 652,000 1.47 0.00 2011-10-10
10 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 23,525,949 415,000 0.09 0.00 2011-10-10
11 B01743 CEPA ALLIANCE SECURITIES LTD 8,671,000 400,000 0.03 0.00 2011-10-10
12 B01839 RABO BROKERAGE HK LTD 5,645,000 320,000 0.02 0.00 2011-10-10
13 B01543 KWONG FAT HONG (SECURITIES) LTD 2,753,000 250,000 0.01 0.00 2011-10-10
14 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 105,557,350 219,000 0.38 0.00 2011-10-10
15 B01610 KGI ASIA LTD 117,452,609 219,000 0.43 0.00 2011-10-10
16 C00028 NANYANG COMMERCIAL BANK LTD 125,642,000 210,000 0.46 0.00 2011-10-10
17 B01842 BOCOM INTERNATIONAL SECURITIES LTD 888,803,705 202,000 3.23 0.00 2011-10-10
18 B01434 BEEVEST SECURITIES LTD 5,347,000 200,000 0.02 0.00 2011-10-10
19 C00048 CHIYU BANKING CORPORATION LTD 88,329,000 198,000 0.32 0.00 2011-10-10
20 B01497 SINOPAC SECURITIES (ASIA) LTD 261,398,989 165,000 0.95 0.00 2011-10-10
21 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 8,966,000 154,000 0.03 0.00 2011-10-10
22 C00036 CHINA CONSTRUCTION BANK (ASIA) 15,405,000 150,000 0.06 0.00 2011-10-10
23 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 190,353,249 130,000 0.69 0.00 2011-10-10
24 B01563 XINKONG INTERNATIONAL SECURITIES LTD 10,597,000 130,000 0.04 0.00 2011-10-10
25 B01762 DBS VICKERS (HONG KONG) LTD 48,865,318 100,000 0.18 0.00 2011-10-10
26 B01769 ONE CHINA SECURITIES LTD 43,832,803 100,000 0.16 0.00 2011-10-10
27 B01119 CELESTIAL SECURITIES LTD 18,969,348 50,000 0.07 0.00 2011-10-10
28 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 335,381,983 48,000 1.22 0.00 2011-10-10
29 B01584 CHIEF SECURITIES LTD 21,302,487 31,000 0.08 0.00 2011-10-10
30 B01267 WINFULL SECURITIES LTD 2,188,000 30,000 0.01 0.00 2011-10-10
31 B01597 TIMES SECURITIES CO LTD 1,465,000 20,000 0.01 0.00 2011-10-10
32 B01601 CSC SECURITIES (HK) LTD 29,249,171 13,000 0.11 0.00 2011-10-10
33 B01212 HENYEP SECURITIES LTD 2,677,000 11,000 0.01 0.00 2011-10-10
34 B01494 AUDREY CHOW SECURITIES LTD 5,383,000 10,000 0.02 0.00 2011-10-10
35 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 22,168,000 10,000 0.08 0.00 2011-10-10
36 B01546 WO FUNG SECURITIES CO LTD 4,628,000 10,000 0.02 0.00 2011-10-10
37 B01240 TSUN CHI YUEN SECURITIES CO LTD 5,300,651 295 0.02 0.00 2011-10-10
38 B01198 PO KAY SECURITIES & SHARES CO LTD 2,408,000 -2,000 0.01 -0.00 2011-10-10
39 B01599 POLARIS SECURITIES (HONG KONG) LTD 19,964,758 -4,000 0.07 -0.00 2011-10-10
40 B01123 HING WONG SECURITIES LTD 2,853,000 -5,000 0.01 -0.00 2011-10-10
41 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 313,790,000 -8,000 1.14 -0.00 2011-10-10
42 B01721 HUA NAN SECURITIES (HK) LTD 3,692,000 -10,000 0.01 -0.00 2011-10-10
43 B01345 PHILLIP SECURITIES (HONG KONG) LTD 70,708,263 -18,000 0.26 -0.00 2011-10-10
44 B01183 CHONG HING SECURITIES LTD 50,275,000 -20,000 0.18 -0.00 2011-10-10
45 B01272 FB SECURITIES (HONG KONG) LTD 24,776,000 -20,000 0.09 -0.00 2011-10-10
46 B01427 TSE'S SECURITIES LTD 1,066,000 -20,000 0.00 -0.00 2011-10-10
47 B01130 BOCI SECURITIES LTD 334,599,919 -34,000 1.22 -0.00 2011-10-10
48 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 445,822,000 -40,000 1.62 -0.00 2011-10-10
49 B01118 EAST ASIA SECURITIES CO LTD 105,105,000 -55,000 0.38 -0.00 2011-10-10
50 B01540 UPBEST SECURITIES CO LTD 1,076,000 -60,000 0.00 -0.00 2011-10-10
51 B01559 WISETRADE SECURITIES LTD 984,000 -60,000 0.00 -0.00 2011-10-10
52 B01415 TARZAN STOCK & SHARES LTD 3,584,000 -90,000 0.01 -0.00 2011-10-10
53 B01329 BLOOMYEARS LTD 647,000 -100,000 0.00 -0.00 2011-10-10
54 B01734 KCG SECURITIES ASIA LTD 54,174,000 -100,000 0.20 -0.00 2011-10-10
55 B01684 WANG ON SECURITIES LTD 393,000 -100,000 0.00 -0.00 2011-10-10
56 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 86,203,833 -110,000 0.31 -0.00 2011-10-10
57 B01169 PUBLIC FINANCIAL SECURITIES LTD 5,835,000 -120,000 0.02 -0.00 2011-10-10
58 B01695 DAH SING SECURITIES LTD 24,026,256 -138,000 0.09 -0.00 2011-10-10
59 B01818 I-ACCESS INVESTORS LTD 7,557,000 -150,000 0.03 -0.00 2011-10-10
60 B01129 WOCOM SECURITIES LTD 1,950,000 -150,000 0.01 -0.00 2011-10-10
61 B01121 SG SECURITIES (HK) LTD 4,505,490 -303,000 0.02 -0.00 2011-10-10
62 B01866 ICBC INTERNATIONAL SECURITIES LTD 2,915,000 -510,000 0.01 -0.00 2011-10-10
63 B01284 HANG SENG SECURITIES LTD 454,012,955 -530,000 1.65 -0.00 2011-10-10
64 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 62,987,000 -591,000 0.23 -0.00 2011-10-10
65 C00033 BANK OF CHINA (HONG KONG) LTD 1,451,658,000 -690,000 5.28 -0.00 2011-10-10
66 B01673 FULBRIGHT SECURITIES LTD 13,392,000 -1,000,000 0.05 -0.00 2011-10-10
67 B01407 WIN WONG SECURITIES LTD 9,866,000 -1,000,000 0.04 -0.00 2011-10-10
68 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 1,720,359 -1,370,000 0.01 -0.00 2011-10-10
69 B01224 MERRILL LYNCH FAR EAST LTD 1,979,393,509 -1,979,000 7.20 -0.01 2011-10-10
70 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 330,819,391 -2,576,000 1.20 -0.01 2011-10-10
71 C00016 DBS BANK LTD 2,002,078,551 -7,325,295 7.29 -0.03 2011-10-10
72 C00019 THE HONGKONG AND SHANGHAI BANKING 3,266,849,037 -40,946,000 11.89 -0.15 2011-10-10
72 Total changed named holdings 16,807,942,293 3,000 61.16 0.00
365 Unchanged named holdings 8,708,597,273 0 31.69 0.00
437 Total named holdings 25,516,539,566 3,000 92.85 0.00
668 Unnamed Investor Participants 126,146,011 0 0.46 0.00
1,105 Total securities in CCASS 25,642,685,577 3,000 93.31 0.00
Securities not in CCASS 1,837,517,292 -3,000 6.69 -0.00
Issued securities 27,480,202,869 0 100.00 0.00 2011-10-06

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-06
Volume43,412,295
Turnover16,094,188
Average price0.371

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