CRRC Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2011-03-02 to 2011-03-03

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 154,271,062 5,675,020 7.62 0.28 2011-03-03
2 B01161 UBS SECURITIES HONG KONG LTD 4,920,000 3,807,000 0.24 0.19 2011-03-03
3 C00033 BANK OF CHINA (HONG KONG) LTD 49,872,000 1,265,000 2.46 0.06 2011-03-03
4 B01773 TOYO SECURITIES ASIA LTD 42,949,000 433,000 2.12 0.02 2011-03-03
5 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,623,874 356,000 0.13 0.02 2011-03-03
6 B01839 RABO BROKERAGE HK LTD 4,788,000 290,000 0.24 0.01 2011-03-03
7 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,673,000 284,000 0.13 0.01 2011-03-03
8 B01284 HANG SENG SECURITIES LTD 21,536,000 265,000 1.06 0.01 2011-03-03
9 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 6,376,770 216,266 0.32 0.01 2011-03-03
10 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 15,868,000 215,000 0.78 0.01 2011-03-03
11 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 18,010,000 189,000 0.89 0.01 2011-03-03
12 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,850,000 108,000 0.09 0.01 2011-03-03
13 C00074 DEUTSCHE BANK AG 17,154,725 103,000 0.85 0.01 2011-03-03
14 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 835,000 100,000 0.04 0.00 2011-03-03
15 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,769,000 95,000 0.14 0.00 2011-03-03
16 B01264 MIB SECURITIES (HONG KONG) LTD 564,000 55,000 0.03 0.00 2011-03-03
17 B01727 ICBC (ASIA) SECURITIES LTD 3,455,000 54,000 0.17 0.00 2011-03-03
18 B01695 DAH SING SECURITIES LTD 2,739,000 53,000 0.14 0.00 2011-03-03
19 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 5,227,000 51,000 0.26 0.00 2011-03-03
20 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,409,000 44,000 0.12 0.00 2011-03-03
21 B01425 WELLFULL SECURITIES CO LTD 114,000 43,000 0.01 0.00 2011-03-03
22 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,291,000 38,000 0.06 0.00 2011-03-03
23 C00015 DBS BANK (HONG KONG) LTD 3,855,000 25,000 0.19 0.00 2011-03-03
24 B01813 CCB INTERNATIONAL SECURITIES LTD 93,000 20,000 0.00 0.00 2011-03-03
25 B01320 LUEN FAT SECURITIES CO LTD 117,000 20,000 0.01 0.00 2011-03-03
26 B01416 VC BROKERAGE LTD 691,000 20,000 0.03 0.00 2011-03-03
27 B01696 HANTEC SECURITIES CO LTD 59,000 15,000 0.00 0.00 2011-03-03
28 B01290 SPS SECURITIES LTD 69,000 15,000 0.00 0.00 2011-03-03
29 B01460 BERICH BROKERAGE LTD 115,000 12,000 0.01 0.00 2011-03-03
30 B01564 ABCI SECURITIES CO LTD 278,000 10,000 0.01 0.00 2011-03-03
31 B01328 BAN HIN SECURITIES CO LTD 42,000 10,000 0.00 0.00 2011-03-03
32 B01758 CHINA RESERVE SECURITIES LTD 321,000 10,000 0.02 0.00 2011-03-03
33 B01450 DL BROKERAGE LTD 640,000 10,000 0.03 0.00 2011-03-03
34 B01272 FB SECURITIES (HONG KONG) LTD 436,000 10,000 0.02 0.00 2011-03-03
35 C00028 NANYANG COMMERCIAL BANK LTD 4,738,000 10,000 0.23 0.00 2011-03-03
36 B01392 TAIFAIR SECURITIES LTD 17,000 10,000 0.00 0.00 2011-03-03
37 B01511 TAT LEE SECURITIES CO LTD 107,000 10,000 0.01 0.00 2011-03-03
38 B01443 YING WAH SECURITIES CO LTD 82,000 10,000 0.00 0.00 2011-03-03
39 B01818 I-ACCESS INVESTORS LTD 325,000 9,000 0.02 0.00 2011-03-03
40 B01607 RHB SECURITIES HONG KONG LTD 603,000 9,000 0.03 0.00 2011-03-03
41 B01340 LEHIN SECURITIES LTD 89,584 8,000 0.00 0.00 2011-03-03
42 B01584 CHIEF SECURITIES LTD 1,947,000 7,000 0.10 0.00 2011-03-03
43 B01789 HO FUNG SHARES INVESTMENT LTD 57,163 7,000 0.00 0.00 2011-03-03
44 B01289 SOUTH CHINA SECURITIES LTD 653,000 7,000 0.03 0.00 2011-03-03
45 C00048 CHIYU BANKING CORPORATION LTD 2,594,000 6,000 0.13 0.00 2011-03-03
46 B01324 FUNDERSTONE SECURITIES LTD 1,251,000 6,000 0.06 0.00 2011-03-03
47 B01768 WINTONE SECURITIES LTD 10,000 6,000 0.00 0.00 2011-03-03
48 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,261,000 5,000 0.06 0.00 2011-03-03
49 B01649 CINDA INTERNATIONAL SECURITIES LTD 151,000 5,000 0.01 0.00 2011-03-03
50 B01433 HING WAI ALLIED SECURITIES LTD 56,000 5,000 0.00 0.00 2011-03-03
51 B01731 SHUN HENG SECURITIES LTD 5,000 5,000 0.00 0.00 2011-03-03
52 B01497 SINOPAC SECURITIES (ASIA) LTD 92,000 5,000 0.00 0.00 2011-03-03
53 B01343 CELETIO INVESTMENTS LTD 41,000 4,000 0.00 0.00 2011-03-03
54 B01294 CS WEALTH SECURITIES LTD 42,000 4,000 0.00 0.00 2011-03-03
55 B01604 WANHAI SECURITIES (HK) LTD 11,000 4,000 0.00 0.00 2011-03-03
56 B01857 KAISA FINANCIAL GROUP CO LTD 3,000 3,000 0.00 0.00 2011-03-03
57 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 43,000 3,000 0.00 0.00 2011-03-03
58 B01240 TSUN CHI YUEN SECURITIES CO LTD 130,826 3,000 0.01 0.00 2011-03-03
59 B01231 WINNER INTERNATIONAL SECURITIES LTD 12,000 3,000 0.00 0.00 2011-03-03
60 B01776 AIF SECURITIES LTD 73,000 2,000 0.00 0.00 2011-03-03
61 B01767 NEW GALA SECURITIES CO LTD 2,000 2,000 0.00 0.00 2011-03-03
62 B01716 ORIENT SECURITIES LTD 2,000 2,000 0.00 0.00 2011-03-03
63 B01569 TANG PING KONG LTD 6,000 2,000 0.00 0.00 2011-03-03
64 B01280 WING FAT SECURITIES LTD 110,000 2,000 0.01 0.00 2011-03-03
65 B01458 YICKO SECURITIES LTD 87,000 2,000 0.00 0.00 2011-03-03
66 B01298 GET NICE SECURITIES LTD 380,000 1,000 0.02 0.00 2011-03-03
67 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 1,438,000 1,000 0.07 0.00 2011-03-03
68 B01769 ONE CHINA SECURITIES LTD 210,334 -200 0.01 -0.00 2011-03-03
69 B01585 SINO GRADE SECURITIES LTD 99,000 -1,000 0.00 -0.00 2011-03-03
70 B01705 HENIK SECURITIES LTD 111,000 -2,000 0.01 -0.00 2011-03-03
71 B01740 WIN SECURITIES LTD 377,000 -2,000 0.02 -0.00 2011-03-03
72 B01551 YUE XIU SECURITIES CO LTD 51,000 -2,000 0.00 -0.00 2011-03-03
73 B01751 IMAGI BROKERAGE LTD 61,000 -3,000 0.00 -0.00 2011-03-03
74 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 7,277,500 -4,000 0.36 -0.00 2011-03-03
75 B01130 BOCI SECURITIES LTD 16,555,186 -4,000 0.82 -0.00 2011-03-03
76 B01728 AJ SECURITIES LTD 23,000 -5,000 0.00 -0.00 2011-03-03
77 B01247 KWAI HUNG SECURITIES CO LTD 28,000 -5,000 0.00 -0.00 2011-03-03
78 B01266 PRIME CDEX SECURITIES LTD 67,000 -5,000 0.00 -0.00 2011-03-03
79 B01217 TAIPING SECURITIES (HK) CO LTD 295,000 -5,000 0.01 -0.00 2011-03-03
80 B01509 UNICORN SECURITIES CO LTD 50,000 -5,000 0.00 -0.00 2011-03-03
81 B01445 VICTORY SECURITIES CO LTD 1,795,000 -5,000 0.09 -0.00 2011-03-03
82 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,985,000 -7,000 0.10 -0.00 2011-03-03
83 B01169 PUBLIC FINANCIAL SECURITIES LTD 247,000 -7,000 0.01 -0.00 2011-03-03
84 B01469 KAISER SECURITIES LTD 127,000 -8,000 0.01 -0.00 2011-03-03
85 B01209 MASON SECURITIES LTD 751,000 -8,000 0.04 -0.00 2011-03-03
86 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,798,000 -10,000 0.14 -0.00 2011-03-03
87 B01252 CORPORATE BROKERS LTD 418,000 -10,000 0.02 -0.00 2011-03-03
88 B01086 EVERBRIGHT SECURITIES INVESTMENT 6,350,000 -10,000 0.31 -0.00 2011-03-03
89 B01212 HENYEP SECURITIES LTD 52,000 -10,000 0.00 -0.00 2011-03-03
90 B01470 HUNG SING SECURITIES LTD 114,000 -10,000 0.01 -0.00 2011-03-03
91 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,494,000 -10,000 0.07 -0.00 2011-03-03
92 B01609 WILBY SECURITIES LTD 20,000 -10,000 0.00 -0.00 2011-03-03
93 B01610 KGI ASIA LTD 6,133,000 -11,000 0.30 -0.00 2011-03-03
94 B01472 SUN GROWTH SECURITIES LTD 11,000 -11,000 0.00 -0.00 2011-03-03
95 B01129 WOCOM SECURITIES LTD 188,000 -12,000 0.01 -0.00 2011-03-03
96 B01427 TSE'S SECURITIES LTD 34,000 -13,000 0.00 -0.00 2011-03-03
97 B01853 CMBC SECURITIES CO LTD 4,000 -16,000 0.00 -0.00 2011-03-03
98 B01588 LEI SHING HONG SECURITIES LTD 187,000 -16,000 0.01 -0.00 2011-03-03
99 B01183 CHONG HING SECURITIES LTD 2,058,000 -17,000 0.10 -0.00 2011-03-03
100 B01901 CMB INTERNATIONAL SECURITIES LTD 264,000 -17,000 0.01 -0.00 2011-03-03
101 B01843 TELECOM KING SECURITIES LTD 384,000 -18,000 0.02 -0.00 2011-03-03
102 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,809,000 -20,000 0.34 -0.00 2011-03-03
103 B01338 EMPEROR SECURITIES LTD 98,000 -20,000 0.00 -0.00 2011-03-03
104 B01421 ONEPLATFORM SECURITIES LTD 63,000 -20,000 0.00 -0.00 2011-03-03
105 B01330 NOMURA SECURITIES (HK) LTD 11,953,223 -21,000 0.59 -0.00 2011-03-03
106 C00037 SHANGHAI COMMERCIAL BANK LTD 3,384,000 -22,000 0.17 -0.00 2011-03-03
107 B01318 OKASAN INTERNATIONAL (ASIA) LTD 851,000 -23,000 0.04 -0.00 2011-03-03
108 B01599 POLARIS SECURITIES (HONG KONG) LTD 375,000 -24,000 0.02 -0.00 2011-03-03
109 B01778 UNITED WORLD ONLINE LTD 11,200,000 -25,000 0.55 -0.00 2011-03-03
110 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 499,500 -26,500 0.02 -0.00 2011-03-03
111 B01563 XINKONG INTERNATIONAL SECURITIES LTD 517,000 -34,000 0.03 -0.00 2011-03-03
112 B01119 CELESTIAL SECURITIES LTD 761,000 -37,000 0.04 -0.00 2011-03-03
113 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 0 -40,000 -0.00 2011-03-03
114 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 397,000 -40,000 0.02 -0.00 2011-03-03
115 B01118 EAST ASIA SECURITIES CO LTD 3,164,000 -46,000 0.16 -0.00 2011-03-03
116 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 3,692,000 -53,000 0.18 -0.00 2011-03-03
117 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 2,718,000 -56,000 0.13 -0.00 2011-03-03
118 B01673 FULBRIGHT SECURITIES LTD 526,000 -70,000 0.03 -0.00 2011-03-03
119 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 13,684,000 -81,000 0.68 -0.00 2011-03-03
120 B01323 DEUTSCHE SECURITIES ASIA LTD 3,115,721 -100,000 0.15 -0.00 2011-03-03
121 B01353 UOB KAY HIAN (HONG KONG) LTD 2,179,000 -103,000 0.11 -0.01 2011-03-03
122 B01423 PRUDENTIAL BROKERAGE LTD 1,215,000 -108,000 0.06 -0.01 2011-03-03
123 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 5,483,900 -127,000 0.27 -0.01 2011-03-03
124 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 61,508,945 -213,400 3.04 -0.01 2011-03-03
125 B01184 QUAM SECURITIES LTD 321,000 -223,000 0.02 -0.01 2011-03-03
126 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 6,409,000 -554,000 0.32 -0.03 2011-03-03
127 B01224 MERRILL LYNCH FAR EAST LTD 20,639,776 -933,525 1.02 -0.05 2011-03-03
128 C00093 BNP PARIBAS 31,143,067 -1,741,000 1.54 -0.09 2011-03-03
129 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 312,714,215 -4,123,635 15.45 -0.20 2011-03-03
130 C00019 THE HONGKONG AND SHANGHAI BANKING 847,688,778 -4,917,026 41.88 -0.24 2011-03-03
130 Total changed named holdings 1,789,160,149 3,000 88.40 0.00
235 Unchanged named holdings 42,266,690 0 2.09 0.00
365 Total named holdings 1,831,426,839 3,000 90.49 0.00
69 Unnamed Investor Participants 186,675,000 0 9.22 0.00
434 Total securities in CCASS 2,018,101,839 3,000 99.71 0.00
Securities not in CCASS 5,898,161 -3,000 0.29 -0.00
Issued securities 2,024,000,000 0 100.00 0.00 2011-02-28

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-03-01
Volume18,284,059
Turnover159,469,404
Average price8.722

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