Guotai Junan International Holdings Limited

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    
Stock code:
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CCASS holding changes from 2011-01-25 to 2011-01-26

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 20,113,000 1,145,000 1.23 0.07 2011-01-26
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 302,000 296,000 0.02 0.02 2011-01-26
3 C00010 CITIBANK N.A. 19,496,000 261,000 1.19 0.02 2011-01-26
4 C00019 THE HONGKONG AND SHANGHAI BANKING 195,780,418 163,000 11.94 0.01 2011-01-26
5 B01632 WAI FAT SECURITIES LTD 500,000 100,000 0.03 0.01 2011-01-26
6 B01161 UBS SECURITIES HONG KONG LTD 253,000 24,000 0.02 0.00 2011-01-26
7 B01444 YUEXING SECURITIES COMPANY LTD 54,000 24,000 0.00 0.00 2011-01-26
8 C00065 HSBC PRIVATE BANK (SUISSE) SA 320,000 20,000 0.02 0.00 2011-01-26
9 B01590 INTERACTIVE BROKERS HONG KONG LTD 437,000 20,000 0.03 0.00 2011-01-26
10 B01559 WISETRADE SECURITIES LTD 20,000 16,000 0.00 0.00 2011-01-26
11 B01137 CHOW SANG SANG SECURITIES LTD 662,000 10,000 0.04 0.00 2011-01-26
12 B01843 TELECOM KING SECURITIES LTD 77,000 8,000 0.00 0.00 2011-01-26
13 B01118 EAST ASIA SECURITIES CO LTD 1,229,000 6,000 0.07 0.00 2011-01-26
14 B01209 MASON SECURITIES LTD 232,000 4,000 0.01 0.00 2011-01-26
15 B01253 STOCKWELL SECURITIES LTD 12,000 2,000 0.00 0.00 2011-01-26
16 B01423 PRUDENTIAL BROKERAGE LTD 482,000 -2,000 0.03 -0.00 2011-01-26
17 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,076,000 -3,000 0.07 -0.00 2011-01-26
18 C00028 NANYANG COMMERCIAL BANK LTD 1,636,000 -3,000 0.10 -0.00 2011-01-26
19 B01818 I-ACCESS INVESTORS LTD 94,000 -4,000 0.01 -0.00 2011-01-26
20 B01584 CHIEF SECURITIES LTD 356,000 -7,000 0.02 -0.00 2011-01-26
21 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 320,000 -8,000 0.02 -0.00 2011-01-26
22 B01433 HING WAI ALLIED SECURITIES LTD 89,000 -10,000 0.01 -0.00 2011-01-26
23 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 4,065,000 -10,000 0.25 -0.00 2011-01-26
24 B01264 MIB SECURITIES (HONG KONG) LTD 113,000 -10,000 0.01 -0.00 2011-01-26
25 B01773 TOYO SECURITIES ASIA LTD 70,000 -10,000 0.00 -0.00 2011-01-26
26 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,000 -12,000 0.00 -0.00 2011-01-26
27 B01345 PHILLIP SECURITIES (HONG KONG) LTD 991,000 -13,000 0.06 -0.00 2011-01-26
28 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 806,000 -14,000 0.05 -0.00 2011-01-26
29 B01673 FULBRIGHT SECURITIES LTD 344,000 -15,000 0.02 -0.00 2011-01-26
30 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,147,000 -15,000 0.07 -0.00 2011-01-26
31 B01183 CHONG HING SECURITIES LTD 594,000 -19,000 0.04 -0.00 2011-01-26
32 B01743 CEPA ALLIANCE SECURITIES LTD 78,000 -20,000 0.00 -0.00 2011-01-26
33 C00036 CHINA CONSTRUCTION BANK (ASIA) 192,000 -30,000 0.01 -0.00 2011-01-26
34 B01130 BOCI SECURITIES LTD 2,181,000 -33,000 0.13 -0.00 2011-01-26
35 B01271 HANG TAI SECURITIES LTD 70,000 -40,000 0.00 -0.00 2011-01-26
36 C00037 SHANGHAI COMMERCIAL BANK LTD 1,237,000 -40,000 0.08 -0.00 2011-01-26
37 B01866 ICBC INTERNATIONAL SECURITIES LTD 2,860,000 -50,000 0.17 -0.00 2011-01-26
38 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 992,000 -59,000 0.06 -0.00 2011-01-26
39 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 8,412,000 -77,000 0.51 -0.00 2011-01-26
40 C00033 BANK OF CHINA (HONG KONG) LTD 16,749,000 -80,000 1.02 -0.00 2011-01-26
41 B01289 SOUTH CHINA SECURITIES LTD 274,000 -80,000 0.02 -0.00 2011-01-26
42 B01842 BOCOM INTERNATIONAL SECURITIES LTD 302,000 -90,000 0.02 -0.01 2011-01-26
43 B01727 ICBC (ASIA) SECURITIES LTD 499,000 -95,000 0.03 -0.01 2011-01-26
44 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,028,000 -116,000 0.06 -0.01 2011-01-26
45 B01284 HANG SENG SECURITIES LTD 5,375,000 -182,000 0.33 -0.01 2011-01-26
46 B01272 FB SECURITIES (HONG KONG) LTD 148,000 -200,000 0.01 -0.01 2011-01-26
47 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 70,000 -260,000 0.00 -0.02 2011-01-26
48 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 52,347,000 -492,000 3.19 -0.03 2011-01-26
48 Total changed named holdings 344,485,418 0 21.01 0.00
173 Unchanged named holdings 63,531,582 0 3.87 0.00
221 Total named holdings 408,017,000 0 24.88 0.00
21 Unnamed Investor Participants 637,000 0 0.04 0.00
242 Total securities in CCASS 408,654,000 0 24.92 0.00
Securities not in CCASS 1,231,346,000 0 75.08 0.00
Issued securities 1,640,000,000 0 100.00 0.00 2010-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-01-24
Volume3,418,000
Turnover15,779,170
Average price4.616

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