China Investment and Finance Group Limited (KY): O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	2911	2005-10-05	2005-10-13	2005-10-14
SEHK main board	1226	2002-09-19

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Stock code:

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CCASS holdings on 2014-02-06

Row	CCASS ID	Participant	Holding	Stake %
1	B01610	KGI ASIA LTD	284,077,000
2	B01086	EVERBRIGHT SECURITIES INVESTMENT	76,070,000
3	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	23,332,000
4	C00019	THE HONGKONG AND SHANGHAI BANKING	16,739,542
5	C00033	BANK OF CHINA (HONG KONG) LTD	14,127,135
6	B01630	ANLI SECURITIES LTD	11,224,000
7	B01284	HANG SENG SECURITIES LTD	7,412,500
8	B01130	BOCI SECURITIES LTD	6,648,000
9	B01853	CMBC SECURITIES CO LTD	4,703,501
10	B01298	GET NICE SECURITIES LTD	4,183,000
11	C00003	THE BANK OF EAST ASIA LTD	3,088,000
12	B01695	DAH SING SECURITIES LTD	2,728,000
13	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	2,362,000
14	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	2,124,000
15	C00037	SHANGHAI COMMERCIAL BANK LTD	1,770,000
16	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	1,616,000
17	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	1,540,000
18	B01345	PHILLIP SECURITIES (HONG KONG) LTD	1,523,500
19	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	1,421,000
20	B01727	ICBC (ASIA) SECURITIES LTD	1,140,000
21	C00028	NANYANG COMMERCIAL BANK LTD	1,108,000
22	B01584	CHIEF SECURITIES LTD	1,102,005
23	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	964,000
24	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	892,000
25	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	870,000
26	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	784,000
27	B01183	CHONG HING SECURITIES LTD	708,000
28	B01272	FB SECURITIES (HONG KONG) LTD	652,000
29	B01545	TUNG SHING SECURITIES (BROKERS) LTD	647,000
30	B01636	BUSINESS SECURITIES LTD	527,282
31	B01264	MIB SECURITIES (HONG KONG) LTD	503,000
32	B01686	FIRST SHANGHAI SECURITIES LTD	500,000
33	B01934	SELECT INVESTMENT SERVICES LTD	500,000
34	B01310	TUNG TAK SECURITIES (H.K.) CO LTD	480,000
35	B01818	I-ACCESS INVESTORS LTD	472,000
36	B01768	WINTONE SECURITIES LTD	464,000
37	B01945	INTEGRITY SECURITIES LTD	400,000
38	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	391,000
39	B01353	UOB KAY HIAN (HONG KONG) LTD	386,000
40	C00010	CITIBANK N.A.	363,500
41	C00048	CHIYU BANKING CORPORATION LTD	352,000
42	B01685	ARK SECURITIES (HONG KONG) LTD	348,000
43	B01275	SANFULL SECURITIES LTD	340,000
44	B01891	FUTURE GROWTH FINANCIAL SERVICES LTD	336,000
45	B01607	RHB SECURITIES HONG KONG LTD	304,000
46	B01585	SINO GRADE SECURITIES LTD	284,000
47	B01328	BAN HIN SECURITIES CO LTD	260,000
48	B01294	CS WEALTH SECURITIES LTD	216,000
49	B01842	BOCOM INTERNATIONAL SECURITIES LTD	212,000
50	B01118	EAST ASIA SECURITIES CO LTD	212,000
51	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	200,000
52	B01921	GONG PING SECURITIES LTD	200,000
53	B01231	WINNER INTERNATIONAL SECURITIES LTD	200,000
54	B01665	WINSOME STOCK CO LTD	195,500
55	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	192,000
56	C00036	CHINA CONSTRUCTION BANK (ASIA)	177,000
57	B01699	MASTERLINK SECURITIES (HONG KONG)	160,000
58	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	152,000
59	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	148,000
60	B01905	SDICS INTERNATIONAL SECURITIES (HONG	148,000
61	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	138,000
62	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	134,500
63	B01407	WIN WONG SECURITIES LTD	134,000
64	B01813	CCB INTERNATIONAL SECURITIES LTD	124,000
65	B01351	WING FUNG SECURITIES LTD	124,000
66	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	123,075
67	B01119	CELESTIAL SECURITIES LTD	122,690
68	C00088	CHINA MERCHANTS BANK CO LTD	108,000
69	B01252	CORPORATE BROKERS LTD	100,000
70	B01508	SOUTHWEST SECURITIES (HK) BROKERAGE LTD	92,000
71	B01271	HANG TAI SECURITIES LTD	84,000
72	C00041	OCBC BANK (HONG KONG) LTD	82,000
73	B01740	WIN SECURITIES LTD	70,000
74	B01184	QUAM SECURITIES LTD	68,000
75	B01762	DBS VICKERS (HONG KONG) LTD	64,000
76	B01338	EMPEROR SECURITIES LTD	58,500
77	B01137	CHOW SANG SANG SECURITIES LTD	52,000
78	C00015	DBS BANK (HONG KONG) LTD	52,000
79	B01559	WISETRADE SECURITIES LTD	40,000
80	B01173	RIFA SECURITIES LTD	32,000
81	B01887	CHINA JIANXIN FINANCIAL SERVICES LTD	28,000
82	B01917	CHINA TIMES SECURITIES LTD	28,000
83	B01266	PRIME CDEX SECURITIES LTD	24,000
84	B01939	SOOCHOW SECURITIES INTERNATIONAL	24,000
85	B01551	YUE XIU SECURITIES CO LTD	24,000
86	B01649	CINDA INTERNATIONAL SECURITIES LTD	22,000
87	B01710	SINO-RICH SECURITIES & FUTURES LTD	21,000
88	B01356	DELTA ASIA SECURITIES LTD	20,000
89	B01570	GOLDENWAY SECURITIES CO LTD	20,000
90	B01696	HANTEC SECURITIES CO LTD	20,000
91	B01796	SOO PEI SHAO & CO LTD	20,000
92	B01392	TAIFAIR SECURITIES LTD	20,000
93	B01415	TARZAN STOCK & SHARES LTD	20,000
94	B01546	WO FUNG SECURITIES CO LTD	20,000
95	B01566	K.K.M. SECURITIES LTD	16,000
96	B01209	MASON SECURITIES LTD	16,000
97	B01212	HENYEP SECURITIES LTD	12,000
98	B01940	SOFI SECURITIES (HONG KONG) LTD	10,000
99	B01522	CHUANGS & CO LTD	8,000
100	B01705	HENIK SECURITIES LTD	8,000
101	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	8,000
102	B01423	PRUDENTIAL BROKERAGE LTD	8,000
103	B01473	SUNNY WORLD INVESTMENT LTD	8,000
104	None	HONG KONG SECURITIES CLEARING CO. LTD.	6,613
105	B01460	BERICH BROKERAGE LTD	5,000
106	B01728	AJ SECURITIES LTD	4,500
107	B01289	SOUTH CHINA SECURITIES LTD	4,000
108	B01789	HO FUNG SHARES INVESTMENT LTD	3,000
109	B01769	ONE CHINA SECURITIES LTD	1,244
110	B01240	TSUN CHI YUEN SECURITIES CO LTD	1,199
111	B01563	XINKONG INTERNATIONAL SECURITIES LTD	1,000
112	B01340	LEHIN SECURITIES LTD	164

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