China Investment and Finance Group Limited (KY): O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	2911	2005-10-05	2005-10-13	2005-10-14
SEHK main board	1226	2002-09-19

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Stock code:

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CCASS holdings on 2012-08-23

Row	CCASS ID	Participant	Holding	Stake %
1	B01610	KGI ASIA LTD	330,019,000
2	B01086	EVERBRIGHT SECURITIES INVESTMENT	111,730,000
3	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	74,228,060
4	C00019	THE HONGKONG AND SHANGHAI BANKING	12,918,542
5	C00033	BANK OF CHINA (HONG KONG) LTD	8,043,135
6	B01284	HANG SENG SECURITIES LTD	5,420,500
7	B01853	CMBC SECURITIES CO LTD	4,701,501
8	B01776	AIF SECURITIES LTD	4,452,000
9	B01298	GET NICE SECURITIES LTD	4,183,000
10	B01130	BOCI SECURITIES LTD	3,000,000
11	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	2,518,000
12	C00010	CITIBANK N.A.	1,175,500
13	C00028	NANYANG COMMERCIAL BANK LTD	1,148,000
14	B01427	TSE'S SECURITIES LTD	1,100,000
15	B01345	PHILLIP SECURITIES (HONG KONG) LTD	947,500
16	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	784,000
17	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	684,500
18	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	588,000
19	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	568,000
20	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	528,000
21	B01636	BUSINESS SECURITIES LTD	527,282
22	B01272	FB SECURITIES (HONG KONG) LTD	520,000
23	B01584	CHIEF SECURITIES LTD	506,005
24	B01264	MIB SECURITIES (HONG KONG) LTD	503,000
25	B01685	ARK SECURITIES (HONG KONG) LTD	432,000
26	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	412,000
27	B01545	TUNG SHING SECURITIES (BROKERS) LTD	371,000
28	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	328,000
29	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	311,075
30	B01607	RHB SECURITIES HONG KONG LTD	304,000
31	C00037	SHANGHAI COMMERCIAL BANK LTD	302,000
32	B01407	WIN WONG SECURITIES LTD	244,000
33	B01768	WINTONE SECURITIES LTD	240,000
34	C00048	CHIYU BANKING CORPORATION LTD	224,000
35	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	216,000
36	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	199,000
37	B01665	WINSOME STOCK CO LTD	195,500
38	B01695	DAH SING SECURITIES LTD	188,000
39	B01118	EAST ASIA SECURITIES CO LTD	180,000
40	B01727	ICBC (ASIA) SECURITIES LTD	160,000
41	B01310	TUNG TAK SECURITIES (H.K.) CO LTD	160,000
42	B01353	UOB KAY HIAN (HONG KONG) LTD	150,000
43	B01585	SINO GRADE SECURITIES LTD	144,000
44	B01275	SANFULL SECURITIES LTD	140,000
45	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	138,000
46	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	126,000
47	B01933	BRILLIANT NORTON SECURITIES CO LTD	124,000
48	B01842	BOCOM INTERNATIONAL SECURITIES LTD	120,000
49	B01294	CS WEALTH SECURITIES LTD	116,000
50	B01271	HANG TAI SECURITIES LTD	112,000
51	B01699	MASTERLINK SECURITIES (HONG KONG)	112,000
52	B01740	WIN SECURITIES LTD	110,000
53	B01762	DBS VICKERS (HONG KONG) LTD	104,000
54	B01818	I-ACCESS INVESTORS LTD	100,000
55	B01511	TAT LEE SECURITIES CO LTD	100,000
56	C00036	CHINA CONSTRUCTION BANK (ASIA)	93,000
57	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	92,000
58	B01905	SDICS INTERNATIONAL SECURITIES (HONG	92,000
59	B01546	WO FUNG SECURITIES CO LTD	92,000
60	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	85,000
61	B01119	CELESTIAL SECURITIES LTD	82,690
62	C00041	OCBC BANK (HONG KONG) LTD	82,000
63	B01438	KINGSTON SECURITIES LTD	80,000
64	B01676	TAI SHING STOCK INVESTMENT CO LTD	72,000
65	B01212	HENYEP SECURITIES LTD	64,000
66	B01166	KING FOOK SECURITIES CO LTD	64,000
67	B01183	CHONG HING SECURITIES LTD	60,000
68	B01338	EMPEROR SECURITIES LTD	58,500
69	B01425	WELLFULL SECURITIES CO LTD	40,000
70	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	34,500
71	B01356	DELTA ASIA SECURITIES LTD	28,000
72	B01158	SOLID KING SECURITIES LTD	28,000
73	B01843	TELECOM KING SECURITIES LTD	28,000
74	B01266	PRIME CDEX SECURITIES LTD	24,000
75	B01649	CINDA INTERNATIONAL SECURITIES LTD	22,000
76	B01710	SINO-RICH SECURITIES & FUTURES LTD	21,000
77	B01137	CHOW SANG SANG SECURITIES LTD	20,000
78	B01696	HANTEC SECURITIES CO LTD	20,000
79	B01421	ONEPLATFORM SECURITIES LTD	20,000
80	B01796	SOO PEI SHAO & CO LTD	20,000
81	B01508	SOUTHWEST SECURITIES (HK) BROKERAGE LTD	20,000
82	B01392	TAIFAIR SECURITIES LTD	20,000
83	B01415	TARZAN STOCK & SHARES LTD	20,000
84	B01566	K.K.M. SECURITIES LTD	16,000
85	B01209	MASON SECURITIES LTD	16,000
86	B01788	SUNRISE SECURITIES LTD	12,000
87	B01522	CHUANGS & CO LTD	8,000
88	B01705	HENIK SECURITIES LTD	8,000
89	B01473	SUNNY WORLD INVESTMENT LTD	8,000
90	None	HONG KONG SECURITIES CLEARING CO. LTD.	6,613
91	B01460	BERICH BROKERAGE LTD	5,000
92	B01563	XINKONG INTERNATIONAL SECURITIES LTD	5,000
93	B01728	AJ SECURITIES LTD	4,500
94	B01289	SOUTH CHINA SECURITIES LTD	4,000
95	B01789	HO FUNG SHARES INVESTMENT LTD	2,169
96	B01778	UNITED WORLD ONLINE LTD	2,000
97	B01240	TSUN CHI YUEN SECURITIES CO LTD	1,199
98	B01769	ONE CHINA SECURITIES LTD	575
99	B01340	LEHIN SECURITIES LTD	164

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