SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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to

CCASS holding changes from 2017-11-15 to 2017-11-16

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 832,978,675 1,686,625 11.02 0.02 2017-11-16
2 C00074 DEUTSCHE BANK AG 72,107,020 1,024,960 0.95 0.01 2017-11-16
3 C00100 JPMORGAN CHASE BANK, NATIONAL 2,493,004,491 738,000 32.98 0.01 2017-11-16
4 B01118 EAST ASIA SECURITIES CO LTD 8,708,208 545,000 0.12 0.01 2017-11-16
5 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 10,241,701 500,000 0.14 0.01 2017-11-16
6 B01727 ICBC (ASIA) SECURITIES LTD 4,797,639 130,000 0.06 0.00 2017-11-16
7 B01161 UBS SECURITIES HONG KONG LTD 274,673,481 116,000 3.63 0.00 2017-11-16
8 B01323 DEUTSCHE SECURITIES ASIA LTD 2,010,008 110,000 0.03 0.00 2017-11-16
9 A00004 CHINA SECURITIES DEPOSITORY AND CLEARING 3,120,000 92,000 0.04 0.00 2017-11-16
10 C00010 CITIBANK N.A. 269,761,601 27,429 3.57 0.00 2017-11-16
11 B01224 MERRILL LYNCH FAR EAST LTD 16,446,775 12,500 0.22 0.00 2017-11-16
12 B01955 FUTU SECURITIES INTERNATIONAL 316,189 2,500 0.00 0.00 2017-11-16
13 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 780,124 1,000 0.01 0.00 2017-11-16
14 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 772,227 500 0.01 0.00 2017-11-16
15 C00018 HANG SENG BANK LTD 1,174,677 500 0.02 0.00 2017-11-16
16 B01240 TSUN CHI YUEN SECURITIES CO LTD 207,957 100 0.00 0.00 2017-11-16
17 B01769 ONE CHINA SECURITIES LTD 32,909 -15 0.00 -0.00 2017-11-16
18 C00048 CHIYU BANKING CORPORATION LTD 3,077,880 -500 0.04 -0.00 2017-11-16
19 B01272 FB SECURITIES (HONG KONG) LTD 558,381 -500 0.01 -0.00 2017-11-16
20 B01340 LEHIN SECURITIES LTD 109,550 -500 0.00 -0.00 2017-11-16
21 C00028 NANYANG COMMERCIAL BANK LTD 6,278,947 -500 0.08 -0.00 2017-11-16
22 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 28,951 -500 0.00 -0.00 2017-11-16
23 B01632 WAI FAT SECURITIES LTD 0 -500 -0.00 2017-11-16
24 B01137 CHOW SANG SANG SECURITIES LTD 337,284 -505 0.00 -0.00 2017-11-16
25 B01575 MASTER TRADEMORE SECURITIES LTD 67,515 -1,000 0.00 -0.00 2017-11-16
26 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 5,006,264 -2,000 0.07 -0.00 2017-11-16
27 C00042 CMB WING LUNG BANK LTD 14,493,236 -4,000 0.19 -0.00 2017-11-16
28 B01773 TOYO SECURITIES ASIA LTD 759,032 -4,000 0.01 -0.00 2017-11-16
29 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 1,025,188 -5,000 0.01 -0.00 2017-11-16
30 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 12,500 -5,000 0.00 -0.00 2017-11-16
31 B01819 M SECURITIES LTD 40,000 -6,500 0.00 -0.00 2017-11-16
32 B01217 TAIPING SECURITIES (HK) CO LTD 323,345 -9,000 0.00 -0.00 2017-11-16
33 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,349,258 -10,000 0.06 -0.00 2017-11-16
34 B01584 CHIEF SECURITIES LTD 1,461,366 -10,500 0.02 -0.00 2017-11-16
35 B01610 KGI ASIA LTD 5,241,044 -11,000 0.07 -0.00 2017-11-16
36 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 87,153,000 -25,000 1.15 -0.00 2017-11-16
37 B01843 TELECOM KING SECURITIES LTD 121,787 -30,000 0.00 -0.00 2017-11-16
38 C00003 THE BANK OF EAST ASIA LTD 7,105,058 -30,000 0.09 -0.00 2017-11-16
39 B01284 HANG SENG SECURITIES LTD 31,067,810 -31,100 0.41 -0.00 2017-11-16
40 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,371,348 -37,000 0.04 -0.00 2017-11-16
41 C00033 BANK OF CHINA (HONG KONG) LTD 56,581,114 -44,000 0.75 -0.00 2017-11-16
42 B01130 BOCI SECURITIES LTD 112,590,263 -50,000 1.49 -0.00 2017-11-16
43 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 93,909,936 -51,000 1.24 -0.00 2017-11-16
44 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 42,754,997 -57,500 0.57 -0.00 2017-11-16
45 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 15,747,207 -83,000 0.21 -0.00 2017-11-16
46 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,110,997 -95,000 0.03 -0.00 2017-11-16
47 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 24,636,516 -100,000 0.33 -0.00 2017-11-16
48 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 71,021,546 -102,614 0.94 -0.00 2017-11-16
49 B01939 SOOCHOW SECURITIES INTERNATIONAL 349,857 -110,000 0.00 -0.00 2017-11-16
50 C00093 BNP PARIBAS 8,956,197 -121,500 0.12 -0.00 2017-11-16
51 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 0 -144,000 -0.00 2017-11-16
52 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,807,716 -150,000 0.05 -0.00 2017-11-16
53 B01824 INSTINET PACIFIC LTD 0 -182,500 -0.00 2017-11-16
54 B01708 ROSA SECURITIES LTD 15,500 -190,000 0.00 -0.00 2017-11-16
55 B01183 CHONG HING SECURITIES LTD 2,081,635 -350,500 0.03 -0.00 2017-11-16
56 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 550,435,798 -492,880 7.28 -0.01 2017-11-16
57 B01686 FIRST SHANGHAI SECURITIES LTD 2,898,630 -630,000 0.04 -0.01 2017-11-16
58 B01842 BOCOM INTERNATIONAL SECURITIES LTD 10,529,540 -1,555,500 0.14 -0.02 2017-11-16
58 Total changed named holdings 5,161,549,875 252,500 68.27 0.00
318 Unchanged named holdings 2,372,976,388 0 31.39 0.00
376 Total named holdings 7,534,526,263 252,500 99.66 0.00
270 Unnamed Investor Participants 8,673,029 -21,000 0.11 -0.00
646 Total securities in CCASS 7,543,199,292 231,500 99.78 0.00
Securities not in CCASS 16,952,365 -231,500 0.22 -0.00
Issued securities 7,560,151,657 0 100.00 0.00 2017-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2017-11-14
Volume7,816,761
Turnover38,789,982
Average price4.962

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