CCASS holding changes

Chengdu SIWI Science and Technology Company Limited

Exchange	Code	Listed	Last trade	Delisted
HK Main	01202	1994-12-13			Docs

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Row	CCASS ID	Name	Holding	Change	Stake %	Stake Δ %	Last holding
1	B01584	CHIEF SECURITIES LTD	1,656,000	30,000	1.03	0.02	2016-12-09
2	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	3,576,000	16,000	2.23	0.01	2016-12-09
3	B01695	DAH SING SECURITIES LTD	3,684,000	10,000	2.30	0.01	2016-12-09
4	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	1,202,000	2,000	0.75	0.00	2016-12-09
5	C00100	JPMORGAN CHASE BANK, NATIONAL	100,000	2,000	0.06	0.00	2016-12-09
6	B01606	EWARTON SECURITIES LTD	8,000	-2,000	0.01	-0.00	2016-12-09
7	B01224	MERRILL LYNCH FAR EAST LTD	40,000	-2,000	0.03	-0.00	2016-12-09
8	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	58,000	-16,000	0.04	-0.01	2016-12-09
9	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	50,000	-40,000	0.03	-0.02	2016-12-09
9		Total changed named holdings	10,374,000	0	6.48	0.00
166		Unchanged named holdings	133,814,999	0	83.63	0.00
175		Total named holdings	144,188,999	0	90.12	0.00
23		Unnamed Investor Participants	9,496,000	0	5.93	0.00
198		Total securities in CCASS	153,684,999	0	96.05	0.00
		Securities not in CCASS	6,315,001	0	3.95	0.00
		Issued securities	160,000,000	0	100.00	0.00	2016-11-30

These data are not adjusted for splits or bonus issues during the period.

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