China Shenhua Energy Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01088  2005-06-15    
Stock code:
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CCASS holding changes from 2016-11-07 to 2016-11-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 780,680,570 5,876,056 22.97 0.17 2016-11-08
2 C00074 DEUTSCHE BANK AG 181,986,829 3,673,290 5.35 0.11 2016-11-08
3 C00019 THE HONGKONG AND SHANGHAI BANKING 1,028,008,563 1,175,000 30.25 0.03 2016-11-08
4 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 160,929,610 1,135,000 4.74 0.03 2016-11-08
5 C00093 BNP PARIBAS 66,606,368 445,277 1.96 0.01 2016-11-08
6 B01590 INTERACTIVE BROKERS HONG KONG LTD 7,733,157 333,000 0.23 0.01 2016-11-08
7 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 716,000 200,000 0.02 0.01 2016-11-08
8 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,841,678 183,500 0.05 0.01 2016-11-08
9 B01138 CLSA LTD 648,750 98,500 0.02 0.00 2016-11-08
10 B01353 UOB KAY HIAN (HONG KONG) LTD 6,120,907 80,000 0.18 0.00 2016-11-08
11 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,405,252 73,500 0.07 0.00 2016-11-08
12 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 8,776,682 72,500 0.26 0.00 2016-11-08
13 C00033 BANK OF CHINA (HONG KONG) LTD 73,480,331 59,000 2.16 0.00 2016-11-08
14 C00018 HANG SENG BANK LTD 32,888,924 52,500 0.97 0.00 2016-11-08
15 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,635,500 40,000 0.05 0.00 2016-11-08
16 B01121 SG SECURITIES (HK) LTD 4,438,740 38,500 0.13 0.00 2016-11-08
17 B01686 FIRST SHANGHAI SECURITIES LTD 1,254,500 30,500 0.04 0.00 2016-11-08
18 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,786,500 30,000 0.11 0.00 2016-11-08
19 C00102 MACQUARIE BANK LTD 777,803 30,000 0.02 0.00 2016-11-08
20 B01584 CHIEF SECURITIES LTD 1,573,881 25,000 0.05 0.00 2016-11-08
21 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 134,500 10,000 0.00 0.00 2016-11-08
22 B01183 CHONG HING SECURITIES LTD 2,818,765 8,000 0.08 0.00 2016-11-08
23 B01137 CHOW SANG SANG SECURITIES LTD 238,000 8,000 0.01 0.00 2016-11-08
24 B01753 FORTUNE (HK) SECURITIES LTD 12,000 8,000 0.00 0.00 2016-11-08
25 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,540,800 8,000 0.07 0.00 2016-11-08
26 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 602,500 3,500 0.02 0.00 2016-11-08
27 B01818 I-ACCESS INVESTORS LTD 575,997 3,500 0.02 0.00 2016-11-08
28 B01955 FUTU SECURITIES INTERNATIONAL 314,500 3,000 0.01 0.00 2016-11-08
29 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,245,457 2,500 0.18 0.00 2016-11-08
30 B01809 CHINA SYSTEM SECURITIES LTD 69,000 1,000 0.00 0.00 2016-11-08
31 B01748 COL SECURITIES (HK) LTD 3,500 1,000 0.00 0.00 2016-11-08
32 B01184 QUAM SECURITIES LTD 236,201 1,000 0.01 0.00 2016-11-08
33 B01740 WIN SECURITIES LTD 202,127 1,000 0.01 0.00 2016-11-08
34 B01851 RICHE BRIGHT SECURITIES LTD 500 500 0.00 0.00 2016-11-08
35 B01340 LEHIN SECURITIES LTD 114,251 37 0.00 0.00 2016-11-08
36 B01769 ONE CHINA SECURITIES LTD 57,761 -242 0.00 -0.00 2016-11-08
37 B01941 CENTALINE SECURITIES LTD 6,000 -500 0.00 -0.00 2016-11-08
38 C00015 DBS BANK (HONG KONG) LTD 4,905,842 -500 0.14 -0.00 2016-11-08
39 B01118 EAST ASIA SECURITIES CO LTD 4,950,639 -500 0.15 -0.00 2016-11-08
40 B01755 T G SECURITIES LTD 11,000 -500 0.00 -0.00 2016-11-08
41 B01416 VC BROKERAGE LTD 267,000 -500 0.01 -0.00 2016-11-08
42 B01198 PO KAY SECURITIES & SHARES CO LTD 149,500 -1,000 0.00 -0.00 2016-11-08
43 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 81,000 -1,000 0.00 -0.00 2016-11-08
44 B01343 CELETIO INVESTMENTS LTD 99,500 -2,000 0.00 -0.00 2016-11-08
45 B01843 TELECOM KING SECURITIES LTD 268,000 -2,000 0.01 -0.00 2016-11-08
46 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 524,500 -2,000 0.02 -0.00 2016-11-08
47 B01685 ARK SECURITIES (HONG KONG) LTD 29,000 -2,500 0.00 -0.00 2016-11-08
48 B01695 DAH SING SECURITIES LTD 2,619,083 -2,500 0.08 -0.00 2016-11-08
49 B01086 EVERBRIGHT SECURITIES INVESTMENT 7,198,854 -2,500 0.21 -0.00 2016-11-08
50 C00042 CMB WING LUNG BANK LTD 5,456,712 -2,526 0.16 -0.00 2016-11-08
51 B01320 LUEN FAT SECURITIES CO LTD 80,500 -3,000 0.00 -0.00 2016-11-08
52 B01252 CORPORATE BROKERS LTD 109,000 -4,000 0.00 -0.00 2016-11-08
53 B01762 DBS VICKERS (HONG KONG) LTD 10,044,257 -5,000 0.30 -0.00 2016-11-08
54 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 4,772,500 -5,500 0.14 -0.00 2016-11-08
55 B01610 KGI ASIA LTD 1,867,408 -7,500 0.05 -0.00 2016-11-08
56 C00037 SHANGHAI COMMERCIAL BANK LTD 5,841,131 -8,000 0.17 -0.00 2016-11-08
57 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,571,302 -9,000 0.08 -0.00 2016-11-08
58 B01727 ICBC (ASIA) SECURITIES LTD 4,301,262 -10,000 0.13 -0.00 2016-11-08
59 B01260 LAMTEX SECURITIES LTD 9,000 -10,000 0.00 -0.00 2016-11-08
60 B01427 TSE'S SECURITIES LTD 82,000 -10,000 0.00 -0.00 2016-11-08
61 C00028 NANYANG COMMERCIAL BANK LTD 5,091,040 -15,000 0.15 -0.00 2016-11-08
62 B01555 ABN AMRO CLEARING HONG KONG LTD 774,662 -17,500 0.02 -0.00 2016-11-08
63 C00026 CHONG HING BANK LTD 160,000 -20,000 0.00 -0.00 2016-11-08
64 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 8,027,500 -22,500 0.24 -0.00 2016-11-08
65 C00048 CHIYU BANKING CORPORATION LTD 3,367,894 -27,000 0.10 -0.00 2016-11-08
66 B01649 CINDA INTERNATIONAL SECURITIES LTD 755,500 -30,500 0.02 -0.00 2016-11-08
67 B01284 HANG SENG SECURITIES LTD 12,837,231 -30,500 0.38 -0.00 2016-11-08
68 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 49,055,612 -36,137 1.44 -0.00 2016-11-08
69 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 14,039,628 -38,000 0.41 -0.00 2016-11-08
70 B01673 FULBRIGHT SECURITIES LTD 295,459 -40,000 0.01 -0.00 2016-11-08
71 B01708 ROSA SECURITIES LTD 162,000 -46,000 0.00 -0.00 2016-11-08
72 B01551 YUE XIU SECURITIES CO LTD 57,500 -65,000 0.00 -0.00 2016-11-08
73 B01130 BOCI SECURITIES LTD 21,836,857 -122,000 0.64 -0.00 2016-11-08
74 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,364,177 -137,000 0.16 -0.00 2016-11-08
75 C00016 DBS BANK LTD 8,108,277 -196,000 0.24 -0.01 2016-11-08
76 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 31,134,601 -627,341 0.92 -0.02 2016-11-08
77 C00010 CITIBANK N.A. 250,895,236 -634,578 7.38 -0.02 2016-11-08
78 B01224 MERRILL LYNCH FAR EAST LTD 3,941,099 -987,886 0.12 -0.03 2016-11-08
79 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 25,244,435 -1,183,854 0.74 -0.03 2016-11-08
80 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,967,120 -1,453,500 0.15 -0.04 2016-11-08
81 B01323 DEUTSCHE SECURITIES ASIA LTD 2,533,582 -1,701,727 0.07 -0.05 2016-11-08
82 B01161 UBS SECURITIES HONG KONG LTD 102,776,827 -3,053,712 3.02 -0.09 2016-11-08
83 C00100 JPMORGAN CHASE BANK, NATIONAL 342,375,808 -3,128,157 10.07 -0.09 2016-11-08
83 Total changed named holdings 3,330,503,439 3,500 98.00 0.00
307 Unchanged named holdings 57,675,656 0 1.70 0.00
390 Total named holdings 3,388,179,095 3,500 99.69 0.00
261 Unnamed Investor Participants 2,077,001 -4,500 0.06 -0.00
651 Total securities in CCASS 3,390,256,096 -1,000 99.76 -0.00
Securities not in CCASS 8,326,404 1,000 0.24 0.00
Issued securities 3,398,582,500 0 100.00 0.00 2016-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-11-04
Volume20,720,857
Turnover348,026,540
Average price16.796

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