China Shenhua Energy Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01088  2005-06-15    
Stock code:
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CCASS holding changes from 2015-01-08 to 2015-01-09

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01078 STANDARD CHARTERED SECURITIES 8,909,121 3,704,345 0.26 0.11 2015-01-09
2 C00019 THE HONGKONG AND SHANGHAI BANKING 1,257,094,174 2,139,658 36.99 0.06 2015-01-09
3 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 801,363,694 1,790,064 23.58 0.05 2015-01-09
4 C00010 CITIBANK N.A. 247,285,882 1,585,375 7.28 0.05 2015-01-09
5 B01130 BOCI SECURITIES LTD 25,239,152 287,104 0.74 0.01 2015-01-09
6 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 23,523,845 151,000 0.69 0.00 2015-01-09
7 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,579,410 140,000 0.05 0.00 2015-01-09
8 B01353 UOB KAY HIAN (HONG KONG) LTD 5,871,284 100,000 0.17 0.00 2015-01-09
9 C00102 MACQUARIE BANK LTD 332,568 49,000 0.01 0.00 2015-01-09
10 B01284 HANG SENG SECURITIES LTD 16,116,885 46,000 0.47 0.00 2015-01-09
11 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,751,617 40,000 0.08 0.00 2015-01-09
12 B01641 FULL WIN SECURITIES LTD 30,000 30,000 0.00 0.00 2015-01-09
13 B01842 BOCOM INTERNATIONAL SECURITIES LTD 1,313,740 20,000 0.04 0.00 2015-01-09
14 B01347 CGS INTERNATIONAL SECURITIES HK LTD 183,500 20,000 0.01 0.00 2015-01-09
15 B01373 CHRISTFUND SECURITIES LTD 298,000 20,000 0.01 0.00 2015-01-09
16 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,862,620 18,000 0.08 0.00 2015-01-09
17 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,508,500 17,500 0.13 0.00 2015-01-09
18 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 701,006 13,000 0.02 0.00 2015-01-09
19 B01137 CHOW SANG SANG SECURITIES LTD 239,500 10,000 0.01 0.00 2015-01-09
20 C00003 THE BANK OF EAST ASIA LTD 4,227,900 10,000 0.12 0.00 2015-01-09
21 B01323 DEUTSCHE SECURITIES ASIA LTD 2,618,938 8,251 0.08 0.00 2015-01-09
22 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 1,226,500 6,500 0.04 0.00 2015-01-09
23 B01275 SANFULL SECURITIES LTD 300,000 6,000 0.01 0.00 2015-01-09
24 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 423,988 5,000 0.01 0.00 2015-01-09
25 B01676 TAI SHING STOCK INVESTMENT CO LTD 127,500 3,000 0.00 0.00 2015-01-09
26 B01776 AIF SECURITIES LTD 53,500 2,000 0.00 0.00 2015-01-09
27 B01853 CMBC SECURITIES CO LTD 19,415 2,000 0.00 0.00 2015-01-09
28 B01181 FOSUN INTERNATIONAL SECURITIES LTD 49,000 2,000 0.00 0.00 2015-01-09
29 B01761 KO'S BROTHER SECURITIES CO LTD 31,000 2,000 0.00 0.00 2015-01-09
30 B01231 WINNER INTERNATIONAL SECURITIES LTD 31,500 2,000 0.00 0.00 2015-01-09
31 B01672 WORLDWIDE BROKERAGE LTD 2,000 2,000 0.00 0.00 2015-01-09
32 B01338 EMPEROR SECURITIES LTD 1,150,000 1,500 0.03 0.00 2015-01-09
33 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 19,500 1,000 0.00 0.00 2015-01-09
34 C00088 CHINA MERCHANTS BANK CO LTD 10,500 500 0.00 0.00 2015-01-09
35 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,131,740 500 0.06 0.00 2015-01-09
36 B01545 TUNG SHING SECURITIES (BROKERS) LTD 650,000 500 0.02 0.00 2015-01-09
37 B01769 ONE CHINA SECURITIES LTD 44,954 199 0.00 0.00 2015-01-09
38 B01240 TSUN CHI YUEN SECURITIES CO LTD 25,759 40 0.00 0.00 2015-01-09
39 B01789 HO FUNG SHARES INVESTMENT LTD 47,288 -108 0.00 -0.00 2015-01-09
40 B01721 HUA NAN SECURITIES (HK) LTD 12,000 -500 0.00 -0.00 2015-01-09
41 B01183 CHONG HING SECURITIES LTD 1,714,374 -1,000 0.05 -0.00 2015-01-09
42 B01514 KARL-THOMSON SECURITIES CO LTD 49,500 -1,000 0.00 -0.00 2015-01-09
43 B01439 TAI TAK SECURITIES (ASIA) LTD 83,500 -1,000 0.00 -0.00 2015-01-09
44 B01843 TELECOM KING SECURITIES LTD 114,000 -1,000 0.00 -0.00 2015-01-09
45 B01425 WELLFULL SECURITIES CO LTD 85,000 -1,000 0.00 -0.00 2015-01-09
46 B01700 REALINK FINANCIAL TRADE LTD 84,500 -1,500 0.00 -0.00 2015-01-09
47 B01590 INTERACTIVE BROKERS HONG KONG LTD 734,213 -2,000 0.02 -0.00 2015-01-09
48 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 7,516,461 -3,000 0.22 -0.00 2015-01-09
49 B01695 DAH SING SECURITIES LTD 1,216,801 -4,000 0.04 -0.00 2015-01-09
50 B01818 I-ACCESS INVESTORS LTD 209,998 -4,000 0.01 -0.00 2015-01-09
51 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 369,000 -5,000 0.01 -0.00 2015-01-09
52 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 108,000 -5,000 0.00 -0.00 2015-01-09
53 B01773 TOYO SECURITIES ASIA LTD 472,500 -5,500 0.01 -0.00 2015-01-09
54 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,288,530 -6,500 0.07 -0.00 2015-01-09
55 B01584 CHIEF SECURITIES LTD 903,199 -7,500 0.03 -0.00 2015-01-09
56 B01905 SDICS INTERNATIONAL SECURITIES (HONG 45,000 -7,500 0.00 -0.00 2015-01-09
57 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,605,657 -8,000 0.14 -0.00 2015-01-09
58 C00037 SHANGHAI COMMERCIAL BANK LTD 4,184,631 -8,000 0.12 -0.00 2015-01-09
59 B01610 KGI ASIA LTD 2,047,408 -9,000 0.06 -0.00 2015-01-09
60 C00015 DBS BANK (HONG KONG) LTD 3,901,701 -10,000 0.11 -0.00 2015-01-09
61 B01727 ICBC (ASIA) SECURITIES LTD 7,484,344 -10,000 0.22 -0.00 2015-01-09
62 B01427 TSE'S SECURITIES LTD 25,500 -10,000 0.00 -0.00 2015-01-09
63 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 18,500 -10,500 0.00 -0.00 2015-01-09
64 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,580,427 -11,000 0.11 -0.00 2015-01-09
65 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 17,000 -11,500 0.00 -0.00 2015-01-09
66 C00028 NANYANG COMMERCIAL BANK LTD 4,535,252 -11,500 0.13 -0.00 2015-01-09
67 B01666 GLORY SUN SECURITIES LTD 40,500 -15,000 0.00 -0.00 2015-01-09
68 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,614,000 -15,500 0.05 -0.00 2015-01-09
69 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 247,500 -19,000 0.01 -0.00 2015-01-09
70 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 4,695,452 -29,500 0.14 -0.00 2015-01-09
71 B01138 CLSA LTD 1,257,500 -32,000 0.04 -0.00 2015-01-09
72 C00097 ABN AMRO BANK N.V. 6,434,720 -45,000 0.19 -0.00 2015-01-09
73 B01673 FULBRIGHT SECURITIES LTD 352,687 -50,000 0.01 -0.00 2015-01-09
74 C00093 BNP PARIBAS 29,065,902 -78,500 0.86 -0.00 2015-01-09
75 B01376 PUBLIC SECURITIES LTD 1,606,500 -100,000 0.05 -0.00 2015-01-09
76 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 20,857,320 -109,000 0.61 -0.00 2015-01-09
77 B01224 MERRILL LYNCH FAR EAST LTD 4,964,001 -174,500 0.15 -0.01 2015-01-09
78 C00033 BANK OF CHINA (HONG KONG) LTD 37,197,193 -272,104 1.09 -0.01 2015-01-09
79 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,886,917 -381,058 0.61 -0.01 2015-01-09
80 B01121 SG SECURITIES (HK) LTD 3,844,345 -388,785 0.11 -0.01 2015-01-09
81 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 935,500 -587,000 0.03 -0.02 2015-01-09
82 B01555 ABN AMRO CLEARING HONG KONG LTD 5,017,148 -1,414,208 0.15 -0.04 2015-01-09
83 B01161 UBS SECURITIES HONG KONG LTD 68,910,466 -1,769,446 2.03 -0.05 2015-01-09
84 C00074 DEUTSCHE BANK AG 97,584,720 -2,256,016 2.87 -0.07 2015-01-09
85 C00100 JPMORGAN CHASE BANK, NATIONAL 541,673,116 -2,343,311 15.94 -0.07 2015-01-09
85 Total changed named holdings 3,306,987,963 -500 97.30 -0.00
292 Unchanged named holdings 80,709,067 0 2.37 0.00
377 Total named holdings 3,387,697,030 -500 99.68 0.00
290 Unnamed Investor Participants 2,420,500 1,000 0.07 0.00
667 Total securities in CCASS 3,390,117,530 500 99.75 0.00
Securities not in CCASS 8,464,970 -500 0.25 -0.00
Issued securities 3,398,582,500 0 100.00 0.00 2014-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2015-01-07
Volume17,249,235
Turnover402,453,773
Average price23.332

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