SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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to

CCASS holding changes from 2014-11-27 to 2014-11-28

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,651,063,501 2,671,612 22.10 0.04 2014-11-28
2 B01323 DEUTSCHE SECURITIES ASIA LTD 5,063,383 838,500 0.07 0.01 2014-11-28
3 B01161 UBS SECURITIES HONG KONG LTD 822,673,511 614,000 11.01 0.01 2014-11-28
4 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 594,449,225 479,410 7.96 0.01 2014-11-28
5 C00074 DEUTSCHE BANK AG 478,741,214 381,539 6.41 0.01 2014-11-28
6 C00033 BANK OF CHINA (HONG KONG) LTD 59,838,348 166,124 0.80 0.00 2014-11-28
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 5,046,381 103,172 0.07 0.00 2014-11-28
8 A00003 CHINA SECURITIES DEPOSITORY AND CLEARING 115,000 99,000 0.00 0.00 2014-11-28
9 B01130 BOCI SECURITIES LTD 141,423,743 79,500 1.89 0.00 2014-11-28
10 B01224 MERRILL LYNCH FAR EAST LTD 5,370,324 30,531 0.07 0.00 2014-11-28
11 B01119 CELESTIAL SECURITIES LTD 1,319,148 30,000 0.02 0.00 2014-11-28
12 B01685 ARK SECURITIES (HONG KONG) LTD 79,462 10,000 0.00 0.00 2014-11-28
13 B01351 WING FUNG SECURITIES LTD 131,251 10,000 0.00 0.00 2014-11-28
14 B01769 ONE CHINA SECURITIES LTD 21,968 8,400 0.00 0.00 2014-11-28
15 B01137 CHOW SANG SANG SECURITIES LTD 506,719 8,000 0.01 0.00 2014-11-28
16 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 8,282,006 7,000 0.11 0.00 2014-11-28
17 B01181 FOSUN INTERNATIONAL SECURITIES LTD 69,500 6,000 0.00 0.00 2014-11-28
18 B01590 INTERACTIVE BROKERS HONG KONG LTD 207,231 4,500 0.00 0.00 2014-11-28
19 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 517,297 1,500 0.01 0.00 2014-11-28
20 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,080,787 1,000 0.08 0.00 2014-11-28
21 B01633 ENLIGHTEN SECURITIES LTD 328,617 500 0.00 0.00 2014-11-28
22 B01584 CHIEF SECURITIES LTD 1,427,704 -500 0.02 -0.00 2014-11-28
23 B01514 KARL-THOMSON SECURITIES CO LTD 215,500 -500 0.00 -0.00 2014-11-28
24 C00028 NANYANG COMMERCIAL BANK LTD 9,481,829 -1,000 0.13 -0.00 2014-11-28
25 C00018 HANG SENG BANK LTD 594,832 -1,500 0.01 -0.00 2014-11-28
26 B01438 KINGSTON SECURITIES LTD 162,351 -5,000 0.00 -0.00 2014-11-28
27 B01284 HANG SENG SECURITIES LTD 37,611,595 -6,000 0.50 -0.00 2014-11-28
28 B01118 EAST ASIA SECURITIES CO LTD 5,431,501 -6,351 0.07 -0.00 2014-11-28
29 B01183 CHONG HING SECURITIES LTD 2,856,364 -10,000 0.04 -0.00 2014-11-28
30 B01272 FB SECURITIES (HONG KONG) LTD 749,013 -10,000 0.01 -0.00 2014-11-28
31 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 25,141,683 -10,500 0.34 -0.00 2014-11-28
32 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,064,968 -12,349 0.04 -0.00 2014-11-28
33 B01086 EVERBRIGHT SECURITIES INVESTMENT 3,559,959 -14,000 0.05 -0.00 2014-11-28
34 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,315,425 -18,672 0.02 -0.00 2014-11-28
35 B01556 LUK FOOK SECURITIES (HK) LTD 142,229 -20,000 0.00 -0.00 2014-11-28
36 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 12,460,724 -25,000 0.17 -0.00 2014-11-28
37 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,191,502 -30,974 0.04 -0.00 2014-11-28
38 B01184 QUAM SECURITIES LTD 401,000 -39,500 0.01 -0.00 2014-11-28
39 B01700 REALINK FINANCIAL TRADE LTD 209,577 -50,000 0.00 -0.00 2014-11-28
40 B01762 DBS VICKERS (HONG KONG) LTD 9,703,918 -133,000 0.13 -0.00 2014-11-28
41 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 88,764,947 -200,000 1.19 -0.00 2014-11-28
42 C00010 CITIBANK N.A. 223,210,149 -497,500 2.99 -0.01 2014-11-28
43 C00093 BNP PARIBAS 35,433,850 -748,500 0.47 -0.01 2014-11-28
44 C00100 JPMORGAN CHASE BANK, NATIONAL 2,460,088,034 -837,871 32.92 -0.01 2014-11-28
45 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 195,772,862 -2,563,571 2.62 -0.03 2014-11-28
45 Total changed named holdings 6,902,320,132 308,000 92.38 0.00
339 Unchanged named holdings 533,701,972 0 7.14 0.00
384 Total named holdings 7,436,022,104 308,000 99.52 0.00
328 Unnamed Investor Participants 9,779,507 -50,000 0.13 -0.00
712 Total securities in CCASS 7,445,801,611 258,000 99.65 0.00
Securities not in CCASS 26,075,909 -258,000 0.35 -0.00
Issued securities 7,471,877,520 0 100.00 0.00 2014-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-11-26
Volume4,964,190
Turnover22,858,294
Average price4.605

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