CHINA CINDA ASSET MANAGEMENT CO., LTD.

Exchange Code Listed Last trade Delisted
HK Main 01359  2013-12-12    
Stock code:
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CCASS holding changes from 2014-10-07 to 2014-10-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 198,451,079 21,844,970 1.70 0.19 2014-10-08
2 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 65,560,061 5,089,700 0.56 0.04 2014-10-08
3 C00019 THE HONGKONG AND SHANGHAI BANKING 2,085,464,248 4,428,308 17.89 0.04 2014-10-08
4 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 130,779,000 1,735,000 1.12 0.01 2014-10-08
5 C00033 BANK OF CHINA (HONG KONG) LTD 186,414,000 1,318,000 1.60 0.01 2014-10-08
6 B01284 HANG SENG SECURITIES LTD 95,795,300 326,000 0.82 0.00 2014-10-08
7 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 27,159,000 287,000 0.23 0.00 2014-10-08
8 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 7,471,000 252,000 0.06 0.00 2014-10-08
9 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 11,057,000 229,000 0.09 0.00 2014-10-08
10 B01130 BOCI SECURITIES LTD 140,179,424 209,000 1.20 0.00 2014-10-08
11 B01252 CORPORATE BROKERS LTD 800,000 200,000 0.01 0.00 2014-10-08
12 B01745 GUOCHUANG SECURITIES FINANCIAL HOLDING 836,000 200,000 0.01 0.00 2014-10-08
13 B01351 WING FUNG SECURITIES LTD 1,459,000 190,000 0.01 0.00 2014-10-08
14 B01727 ICBC (ASIA) SECURITIES LTD 21,404,000 154,000 0.18 0.00 2014-10-08
15 B01118 EAST ASIA SECURITIES CO LTD 16,800,355 142,000 0.14 0.00 2014-10-08
16 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 71,544,000 137,000 0.61 0.00 2014-10-08
17 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 14,250,000 124,000 0.12 0.00 2014-10-08
18 B01842 BOCOM INTERNATIONAL SECURITIES LTD 18,137,000 95,000 0.16 0.00 2014-10-08
19 C00036 CHINA CONSTRUCTION BANK (ASIA) 13,715,000 93,000 0.12 0.00 2014-10-08
20 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 3,630,000 92,000 0.03 0.00 2014-10-08
21 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 515,000 85,000 0.00 0.00 2014-10-08
22 C00091 BANK OF SINGAPORE LTD 3,552,370 73,800 0.03 0.00 2014-10-08
23 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 3,415,000 68,000 0.03 0.00 2014-10-08
24 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 1,375,000 60,000 0.01 0.00 2014-10-08
25 B01353 UOB KAY HIAN (HONG KONG) LTD 11,151,000 60,000 0.10 0.00 2014-10-08
26 B01610 KGI ASIA LTD 16,491,000 57,000 0.14 0.00 2014-10-08
27 B01078 STANDARD CHARTERED SECURITIES 5,787,253 50,000 0.05 0.00 2014-10-08
28 C00028 NANYANG COMMERCIAL BANK LTD 15,942,000 49,000 0.14 0.00 2014-10-08
29 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 19,839,526 45,000 0.17 0.00 2014-10-08
30 B01740 WIN SECURITIES LTD 1,454,000 43,000 0.01 0.00 2014-10-08
31 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 13,523,000 42,000 0.12 0.00 2014-10-08
32 B01445 VICTORY SECURITIES CO LTD 553,000 40,000 0.00 0.00 2014-10-08
33 B01345 PHILLIP SECURITIES (HONG KONG) LTD 24,710,000 35,000 0.21 0.00 2014-10-08
34 B01289 SOUTH CHINA SECURITIES LTD 2,013,000 33,000 0.02 0.00 2014-10-08
35 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,178,000 27,000 0.01 0.00 2014-10-08
36 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 1,411,000 26,000 0.01 0.00 2014-10-08
37 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 28,719,000 25,000 0.25 0.00 2014-10-08
38 B01905 SDICS INTERNATIONAL SECURITIES (HONG 3,434,000 21,000 0.03 0.00 2014-10-08
39 B01181 FOSUN INTERNATIONAL SECURITIES LTD 379,000 20,000 0.00 0.00 2014-10-08
40 B01173 RIFA SECURITIES LTD 390,000 20,000 0.00 0.00 2014-10-08
41 B01158 SOLID KING SECURITIES LTD 280,000 20,000 0.00 0.00 2014-10-08
42 B01443 YING WAH SECURITIES CO LTD 64,000 20,000 0.00 0.00 2014-10-08
43 B01901 CMB INTERNATIONAL SECURITIES LTD 6,940,000 17,000 0.06 0.00 2014-10-08
44 B01217 TAIPING SECURITIES (HK) CO LTD 1,352,000 17,000 0.01 0.00 2014-10-08
45 B01649 CINDA INTERNATIONAL SECURITIES LTD 15,188,000 15,000 0.13 0.00 2014-10-08
46 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 79,000 13,000 0.00 0.00 2014-10-08
47 B01347 CGS INTERNATIONAL SECURITIES HK LTD 482,000 10,000 0.00 0.00 2014-10-08
48 B01417 CHEE TAK SECURITIES LTD 92,000 10,000 0.00 0.00 2014-10-08
49 B01789 HO FUNG SHARES INVESTMENT LTD 296,254 10,000 0.00 0.00 2014-10-08
50 B01575 MASTER TRADEMORE SECURITIES LTD 186,000 10,000 0.00 0.00 2014-10-08
51 B01796 SOO PEI SHAO & CO LTD 345,000 10,000 0.00 0.00 2014-10-08
52 B01407 WIN WONG SECURITIES LTD 286,000 10,000 0.00 0.00 2014-10-08
53 B01762 DBS VICKERS (HONG KONG) LTD 6,503,000 8,000 0.06 0.00 2014-10-08
54 B01584 CHIEF SECURITIES LTD 13,365,630 6,000 0.11 0.00 2014-10-08
55 C00048 CHIYU BANKING CORPORATION LTD 8,954,000 6,000 0.08 0.00 2014-10-08
56 B01260 LAMTEX SECURITIES LTD 53,000 5,000 0.00 0.00 2014-10-08
57 B01903 PICO ZEMAN SECURITIES (HK) LTD 6,000 5,000 0.00 0.00 2014-10-08
58 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 497,000 5,000 0.00 0.00 2014-10-08
59 B01246 ROCTEC SECURITIES CO LTD 54,000 4,000 0.00 0.00 2014-10-08
60 B01585 SINO GRADE SECURITIES LTD 557,000 4,000 0.00 0.00 2014-10-08
61 B01940 SOFI SECURITIES (HONG KONG) LTD 2,294,000 4,000 0.02 0.00 2014-10-08
62 B01955 FUTU SECURITIES INTERNATIONAL 43,000 2,000 0.00 0.00 2014-10-08
63 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 29,000 2,000 0.00 0.00 2014-10-08
64 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 3,166,000 2,000 0.03 0.00 2014-10-08
65 C00088 CHINA MERCHANTS BANK CO LTD 1,205,000 1,000 0.01 0.00 2014-10-08
66 B01769 ONE CHINA SECURITIES LTD 876,407 -239 0.01 -0.00 2014-10-08
67 B01919 TIGER SECURITIES ASSET MANAGEMENT CO LTD 60,000 -2,000 0.00 -0.00 2014-10-08
68 B01323 DEUTSCHE SECURITIES ASIA LTD 4,986,000 -3,000 0.04 -0.00 2014-10-08
69 B01552 CARRIER STOCK INVESTMENT CO LTD 81,000 -5,000 0.00 -0.00 2014-10-08
70 B01137 CHOW SANG SANG SECURITIES LTD 3,289,000 -5,000 0.03 -0.00 2014-10-08
71 B01198 PO KAY SECURITIES & SHARES CO LTD 342,000 -5,000 0.00 -0.00 2014-10-08
72 B01473 SUNNY WORLD INVESTMENT LTD 205,000 -5,000 0.00 -0.00 2014-10-08
73 B01843 TELECOM KING SECURITIES LTD 1,882,000 -6,000 0.02 -0.00 2014-10-08
74 B01447 BETA INTERNATIONAL SECURITIES LIMITED 73,000 -7,000 0.00 -0.00 2014-10-08
75 B01633 ENLIGHTEN SECURITIES LTD 639,000 -10,000 0.01 -0.00 2014-10-08
76 B01259 FAIR EAGLE SECURITIES CO LTD 1,202,000 -10,000 0.01 -0.00 2014-10-08
77 B01212 HENYEP SECURITIES LTD 263,000 -10,000 0.00 -0.00 2014-10-08
78 B01264 MIB SECURITIES (HONG KONG) LTD 2,477,000 -10,000 0.02 -0.00 2014-10-08
79 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 1,214,000 -10,000 0.01 -0.00 2014-10-08
80 B01646 TAI NING STOCK CO LTD 50,000 -10,000 0.00 -0.00 2014-10-08
81 B01511 TAT LEE SECURITIES CO LTD 352,000 -10,000 0.00 -0.00 2014-10-08
82 C00003 THE BANK OF EAST ASIA LTD 20,517,895 -10,000 0.18 -0.00 2014-10-08
83 B01267 WINFULL SECURITIES LTD 137,000 -10,000 0.00 -0.00 2014-10-08
84 B01768 WINTONE SECURITIES LTD 20,000 -10,000 0.00 -0.00 2014-10-08
85 B01818 I-ACCESS INVESTORS LTD 6,264,970 -12,000 0.05 -0.00 2014-10-08
86 B01695 DAH SING SECURITIES LTD 9,041,540 -15,000 0.08 -0.00 2014-10-08
87 B01119 CELESTIAL SECURITIES LTD 2,372,000 -17,000 0.02 -0.00 2014-10-08
88 B01556 LUK FOOK SECURITIES (HK) LTD 1,084,000 -18,000 0.01 -0.00 2014-10-08
89 B01809 CHINA SYSTEM SECURITIES LTD 253,000 -20,000 0.00 -0.00 2014-10-08
90 C00102 MACQUARIE BANK LTD 3,117,200 -22,000 0.03 -0.00 2014-10-08
91 B01280 WING FAT SECURITIES LTD 250,000 -24,000 0.00 -0.00 2014-10-08
92 C00037 SHANGHAI COMMERCIAL BANK LTD 16,224,000 -25,000 0.14 -0.00 2014-10-08
93 B01773 TOYO SECURITIES ASIA LTD 2,689,000 -26,000 0.02 -0.00 2014-10-08
94 B01700 REALINK FINANCIAL TRADE LTD 1,659,000 -29,000 0.01 -0.00 2014-10-08
95 B01338 EMPEROR SECURITIES LTD 1,976,000 -30,000 0.02 -0.00 2014-10-08
96 B01868 JIMEI SECURITIES LTD 390,000 -30,000 0.00 -0.00 2014-10-08
97 B01939 SOOCHOW SECURITIES INTERNATIONAL 3,208,000 -30,000 0.03 -0.00 2014-10-08
98 B01183 CHONG HING SECURITIES LTD 9,929,000 -35,000 0.09 -0.00 2014-10-08
99 B01444 YUEXING SECURITIES COMPANY LTD 75,000 -40,000 0.00 -0.00 2014-10-08
100 C00015 DBS BANK (HONG KONG) LTD 12,083,000 -46,000 0.10 -0.00 2014-10-08
101 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 9,304,000 -50,000 0.08 -0.00 2014-10-08
102 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 86,000 -50,000 0.00 -0.00 2014-10-08
103 B01438 KINGSTON SECURITIES LTD 2,714,000 -70,000 0.02 -0.00 2014-10-08
104 B01086 EVERBRIGHT SECURITIES INVESTMENT 24,694,200 -71,000 0.21 -0.00 2014-10-08
105 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 263,462,001 -96,000 2.26 -0.00 2014-10-08
106 B01272 FB SECURITIES (HONG KONG) LTD 5,308,000 -100,000 0.05 -0.00 2014-10-08
107 B01673 FULBRIGHT SECURITIES LTD 2,252,000 -100,000 0.02 -0.00 2014-10-08
108 B01716 ORIENT SECURITIES LTD 310,000 -100,000 0.00 -0.00 2014-10-08
109 B01590 INTERACTIVE BROKERS HONG KONG LTD 6,766,000 -122,000 0.06 -0.00 2014-10-08
110 B01161 UBS SECURITIES HONG KONG LTD 293,716,210 -131,000 2.52 -0.00 2014-10-08
111 B01732 WINTECH SECURITIES LTD 51,000 -300,000 0.00 -0.00 2014-10-08
112 B01567 PRIME SECURITIES LTD 890,000 -310,000 0.01 -0.00 2014-10-08
113 B01275 SANFULL SECURITIES LTD 1,594,000 -340,000 0.01 -0.00 2014-10-08
114 B01743 CEPA ALLIANCE SECURITIES LTD 162,000 -500,000 0.00 -0.00 2014-10-08
115 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 13,521,000 -689,000 0.12 -0.01 2014-10-08
116 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 2,743,000 -860,000 0.02 -0.01 2014-10-08
117 C00093 BNP PARIBAS 73,222,259 -1,086,000 0.63 -0.01 2014-10-08
118 B01121 SG SECURITIES (HK) LTD 16,659,700 -1,912,000 0.14 -0.02 2014-10-08
119 C00010 CITIBANK N.A. 347,986,904 -2,199,869 2.98 -0.02 2014-10-08
120 B01555 ABN AMRO CLEARING HONG KONG LTD 17,292,116 -2,874,000 0.15 -0.02 2014-10-08
121 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 589,972,539 -2,937,576 5.06 -0.03 2014-10-08
122 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 808,841,872 -3,952,373 6.94 -0.03 2014-10-08
123 C00100 JPMORGAN CHASE BANK, NATIONAL 722,021,632 -5,405,700 6.19 -0.05 2014-10-08
124 B01224 MERRILL LYNCH FAR EAST LTD 10,136,354 -13,474,021 0.09 -0.12 2014-10-08
124 Total changed named holdings 6,652,043,299 -46,000 57.05 -0.00
265 Unchanged named holdings 154,429,417 0 1.32 0.00
389 Total named holdings 6,806,472,716 -46,000 58.38 0.00
151 Unnamed Investor Participants 2,883,315,539 50,000 24.73 0.00
540 Total securities in CCASS 9,689,788,255 4,000 83.10 0.00
Securities not in CCASS 1,969,969,464 -4,000 16.90 -0.00
Issued securities 11,659,757,719 0 100.00 0.00 2014-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-10-06
Volume46,574,761
Turnover165,317,919
Average price3.550

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